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For Companies At a Glance
- Tasks: Join a dynamic team to deliver independent assurance across regulatory and operational risks.
- Company: Be part of a major UK-backed financial services provider committed to ethical practices.
- Benefits: Enjoy hybrid remote work, competitive salary, and opportunities for professional development.
- Why this job: Make a real impact on governance while enhancing your skills in a supportive culture.
- Qualifications: 3-5 years in internal audit or compliance, with strong knowledge of UK regulations required.
- Other info: Opportunity to influence strategic decision-making and contribute to transformation projects.
The predicted salary is between 36000 - 60000 £ per year.
An exciting opportunity has arisen for a detail-focused and proactive assurance professional to join a growing internal audit team supporting a major UK-backed financial services provider. This team delivers independent oversight across regulatory, compliance, and operational risk areas to help protect customers and strengthen governance. This role is ideal for someone with a strong background in internal audit, compliance, or risk assurance who is looking to make a real impact by enhancing control environments and supporting strategic decision-making.
Key Responsibilities
- Deliver independent third-line assurance across regulatory, operational, and reputational risk areas.
- Plan and lead internal audits, thematic reviews, and deep dives across a complex service landscape.
- Provide independent assessment of controls in areas such as financial crime, AML, data protection, whistleblowing, and customer conduct.
- Evaluate compliance with regulatory expectations, including Consumer Duty, FCA Conduct Rules, SYSC, and GDPR (Article 23).
- Test and assess governance frameworks and their practical effectiveness across key operational areas.
- Monitor the progress of audit actions and remediation plans, ensuring timely and effective resolution.
- Produce clear, concise assurance reports and present findings to internal committees and senior stakeholders.
- Act as a key liaison for external audits, supporting alignment across all lines of defence.
- Provide input into transformation projects and contribute assurance insights that support strategic decision-making.
- Help shape and assess the organisation's risk and conduct culture, with recommendations for ongoing improvement.
Candidate Requirements
- 3-5 years' experience in internal audit, compliance, or risk assurance, ideally within financial services or a regulated setting.
- Strong working knowledge of UK regulatory frameworks (FCA Handbook, SYSC, AML, Consumer Duty).
- Strong written and verbal communication skills with the ability to influence and challenge at a senior level.
- Sound knowledge of governance, risk, and control practices, with a hands-on approach to audit delivery.
- Experience interpreting data and identifying emerging risks, trends, and control gaps.
- Ability to work independently, balancing attention to detail with broader strategic understanding.
- Experience in programme or project assurance, especially relating to regulatory changes.
- Progress toward or attainment of a relevant professional qualification (e.g. CIIA, ICA, ISO Auditor).
In Return
You will join an organisation that takes pride in its mission and its commitment to ethical delivery. With a culture rooted in trust, collaboration, and transparency, you will have the opportunity to make a meaningful impact while further developing your skills in audit, risk, and compliance.
Audit and Assurance Specialist in Durham employer: Sanderson Recruitment
Contact Detail:
Sanderson Recruitment Recruiting Team
StudySmarter Expert Advice 🤫
We think this is how you could land Audit and Assurance Specialist in Durham
✨Tip Number 1
Familiarise yourself with the specific regulatory frameworks mentioned in the job description, such as the FCA Handbook and Consumer Duty. This knowledge will not only help you during interviews but also demonstrate your commitment to understanding the role's requirements.
✨Tip Number 2
Network with professionals in the audit and assurance field, especially those who work within financial services. Engaging with industry peers can provide valuable insights and potentially lead to referrals that could enhance your application.
✨Tip Number 3
Prepare to discuss your experience with internal audits and compliance in detail. Be ready to share specific examples of how you've identified risks or improved control environments in previous roles, as this will showcase your hands-on approach.
✨Tip Number 4
Research StudySmarter and our values, particularly our commitment to ethical delivery and collaboration. Understanding our culture will help you align your responses during interviews and show that you're a good fit for our team.
We think you need these skills to ace Audit and Assurance Specialist in Durham
Some tips for your application 🫡
Tailor Your CV: Make sure your CV highlights your experience in internal audit, compliance, or risk assurance. Use specific examples that demonstrate your knowledge of UK regulatory frameworks and your ability to influence at a senior level.
Craft a Compelling Cover Letter: Write a cover letter that showcases your passion for the role and the organisation. Mention how your skills align with the key responsibilities outlined in the job description, particularly your experience with governance frameworks and audit delivery.
Highlight Relevant Qualifications: If you have any relevant professional qualifications, such as CIIA or ICA, be sure to mention them prominently. This will show your commitment to the field and enhance your credibility as a candidate.
Proofread Your Application: Before submitting, carefully proofread your application materials. Look for any spelling or grammatical errors, and ensure that your writing is clear and concise. A polished application reflects your attention to detail, which is crucial for this role.
How to prepare for a job interview at Sanderson Recruitment
✨Know Your Regulatory Frameworks
Familiarise yourself with the UK regulatory frameworks mentioned in the job description, such as the FCA Handbook and Consumer Duty. Being able to discuss these frameworks confidently will demonstrate your expertise and understanding of the role.
✨Prepare for Scenario-Based Questions
Expect questions that assess your problem-solving skills in real-world scenarios. Think about past experiences where you identified risks or improved compliance, and be ready to explain your thought process and the outcomes.
✨Showcase Your Communication Skills
As this role involves presenting findings to senior stakeholders, practice articulating complex information clearly and concisely. Prepare examples of how you've influenced decisions or communicated audit results effectively in previous roles.
✨Demonstrate Your Proactive Approach
Highlight instances where you've taken initiative in your previous roles, whether it was leading an audit or contributing to a transformation project. This will show your potential employer that you're not just detail-oriented but also proactive in enhancing control environments.
