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- Tasks: Support compliance programs and manage regulatory requirements in a dynamic fintech environment.
- Company: Join a leading firm focused on innovative financial services and compliance excellence.
- Benefits: Enjoy a hybrid work model and competitive day rates for your expertise.
- Why this job: Be part of a team that shapes compliance strategies and drives impactful change in the industry.
- Qualifications: 5+ years in compliance or legal roles, with knowledge of UK financial regulations and FCA expectations.
- Other info: This role is not focused on AML or Financial Crime.
The predicted salary is between 43200 - 72000 £ per year.
My client requires a Senior Compliance Specialist for an initial 12 month contract to support their compliance program with a specific focus on requirements under FCA and PSRs.
Responsibilities include:
- Collaborate with various teams to identify and mitigate compliance risks.
- Develop compliance strategy and prioritise areas according to legal requirements.
- Provide compliance advice for new financial services products.
- Manage compliance aspects for FCA, including governance and policy updates.
- Ensure compliant growth of international business areas within EMEA.
- Assist with EU regulatory initiatives like PSD2, GDPR, and SEPA.
Requirements:
- 5+ years in compliance, regulatory affairs, or legal roles in fintech, payments, or banking.
- Knowledge of UK financial regulations, including FCA Handbook and PSD2.
- Experience with FCA compliance expectations and audits.
- Proficiency in compliance frameworks and risk management.
This is not an AML / Financial Crime role.
Location: London (hybrid)
Start: ASAP
Rate: Competitive day rate
If this is of interest please apply with your latest CV via the link and I will respond to suitable applicants asap.
Regulatory Specialist and Senior Specialist employer: Salt
Contact Detail:
Salt Recruiting Team
StudySmarter Expert Advice 🤫
We think this is how you could land Regulatory Specialist and Senior Specialist
✨Tip Number 1
Familiarise yourself with the FCA Handbook and key regulations like PSD2 and GDPR. Understanding these frameworks will not only help you in interviews but also demonstrate your commitment to compliance in the fintech sector.
✨Tip Number 2
Network with professionals in the compliance field, especially those who have experience with FCA audits. Engaging in discussions or attending relevant events can provide insights and potentially lead to referrals.
✨Tip Number 3
Stay updated on recent changes in UK financial regulations and compliance trends. Being knowledgeable about current events will show your proactive approach and readiness to tackle compliance challenges.
✨Tip Number 4
Prepare to discuss specific examples of how you've identified and mitigated compliance risks in previous roles. Real-life scenarios can illustrate your expertise and problem-solving skills effectively during interviews.
We think you need these skills to ace Regulatory Specialist and Senior Specialist
Some tips for your application 🫡
Tailor Your CV: Make sure your CV highlights your experience in compliance, regulatory affairs, or legal roles specifically within fintech, payments, or banking. Emphasise your knowledge of UK financial regulations, including the FCA Handbook and PSD2.
Craft a Strong Cover Letter: Write a cover letter that clearly outlines your relevant experience and how it aligns with the requirements of the role. Mention specific examples of how you've collaborated with teams to identify and mitigate compliance risks.
Highlight Relevant Skills: In your application, focus on your proficiency in compliance frameworks and risk management. Discuss any experience you have with FCA compliance expectations and audits, as this will be crucial for the role.
Proofread Your Application: Before submitting, carefully proofread your CV and cover letter for any errors or inconsistencies. A polished application reflects your attention to detail, which is essential in compliance roles.
How to prepare for a job interview at Salt
✨Know Your Regulations
Make sure you have a solid understanding of UK financial regulations, especially the FCA Handbook and PSD2. Brush up on key compliance requirements and be ready to discuss how they apply to the role.
✨Showcase Your Experience
With 5+ years in compliance or regulatory roles, prepare to share specific examples from your past work. Highlight your experience with FCA compliance expectations and audits, as well as any relevant projects you've led.
✨Demonstrate Collaboration Skills
This role involves working with various teams, so be prepared to discuss how you've successfully collaborated in the past. Share examples of how you identified and mitigated compliance risks through teamwork.
✨Prepare for Scenario Questions
Expect scenario-based questions that assess your problem-solving skills in compliance situations. Think about how you would develop a compliance strategy or provide advice for new financial services products.
