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For Companies At a Glance
- Tasks: Review financial advice quality and provide feedback to advisors.
- Company: Join a multi-award winning, people-focused financial advice firm.
- Benefits: Enjoy a competitive salary, remote work, and generous holiday allowance.
- Why this job: Be part of a supportive team in a relaxed environment with opportunities for growth.
- Qualifications: Must be Diploma qualified; experience as a File Checker is essential.
- Other info: Occasional office visits required; ideal for Paraplanners looking to transition.
The predicted salary is between 36000 - 48000 £ per year.
This remote based Business Quality Officer job is for a multi-award winning national financial advice business, building a diverse workforce.
As a Business Quality Officer, you will be responsible for reviewing the suitability and quality of advice through file checking cases pre-sale. If you identify any areas of concern or development, it would be part of your role to provide appropriate and supportive feedback to the Financial Advisors and Paraplanners.
You will be regularly working with your fellow departments such as Training & Compliance, Technical & Proposition, and Paraplanning. The business utilises remote working but likes to attend meetings in their Farnborough office. Therefore, it is important that you are happy to attend the office from time to time, such as on a monthly basis.
The business has a specialist pension team; therefore, if you have experience/qualifications in DB pension transfers, that would be beneficial but not essential.
The position is similar to that of an IFA File Checker.
Business Quality Officer Requirements
- You should have experience as a File Checker for pension and investment advice cases.
- Experience of DB pension transfers, inheritance tax, and trusts would be beneficial but not essential.
- You must be fully Diploma qualified.
- Individuals with advanced AF exams would be desirable (such as AF3 / AF7).
- This role could suit Paraplanners who want to move into business quality/compliance.
The Company
This multi-award winning, people-focused business is a well-respected Independent Financial Advice firm. Based in Farnborough, they have a relaxed working environment. You will be joining their team of 5 Business Quality Officers.
Business Quality Officers Benefits
- Salary £42,000 – £46,000 plus life assurance, income protection, critical illness, private medical cover, pension scheme (6% Employer and 3% Employee), and 25 days holiday plus bank holidays.
- Social committee organise regular events and 1-day annual allowance for charity work.
- Remote working with the need to attend the office on an occasional basis such as once a month.
Location
Within 1.5 hours of Farnborough, Hampshire.
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Business Quality Officer employer: Sahasraa Solutions
Contact Detail:
Sahasraa Solutions Recruiting Team
StudySmarter Expert Advice 🤫
We think this is how you could land Business Quality Officer
✨Tip Number 1
Familiarize yourself with the specific requirements of the Business Quality Officer role. Understand the key responsibilities, especially around file checking and providing feedback to Financial Advisors and Paraplanners. This will help you articulate your understanding during interviews.
✨Tip Number 2
Network with professionals in the financial advice sector, particularly those who have experience as File Checkers or in compliance roles. Engaging with them can provide insights into the role and may even lead to referrals.
✨Tip Number 3
Highlight any relevant experience you have with DB pension transfers, inheritance tax, and trusts. Even if these are not essential, showcasing your knowledge in these areas can set you apart from other candidates.
✨Tip Number 4
Be prepared to discuss your approach to providing constructive feedback. Since this role involves working closely with Financial Advisors and Paraplanners, demonstrating your ability to communicate effectively and supportively will be crucial.
We think you need these skills to ace Business Quality Officer
Some tips for your application 🫡
Understand the Role: Make sure you fully understand the responsibilities of a Business Quality Officer. Highlight your experience with file checking and any relevant qualifications in your application.
Tailor Your CV: Customize your CV to emphasize your experience as a File Checker, particularly in pension and investment advice cases. Mention any advanced AF exams you have completed, as this will strengthen your application.
Craft a Strong Cover Letter: Write a compelling cover letter that showcases your passion for quality assurance in financial advice. Discuss how your background aligns with the company's values and your willingness to attend the Farnborough office occasionally.
Highlight Relevant Experience: If you have experience with DB pension transfers, inheritance tax, or trusts, make sure to include this in your application. Even if it's not essential, it can set you apart from other candidates.
How to prepare for a job interview at Sahasraa Solutions
✨Understand the Role
Make sure you have a clear understanding of the responsibilities of a Business Quality Officer. Familiarize yourself with file checking processes and the importance of providing constructive feedback to Financial Advisors and Paraplanners.
✨Highlight Relevant Experience
Be prepared to discuss your experience as a File Checker, especially in pension and investment advice cases. If you have any qualifications related to DB pension transfers or inheritance tax, make sure to mention them.
✨Show Your Team Spirit
Since this role involves collaboration with various departments, emphasize your ability to work well in a team. Share examples of how you've successfully collaborated with others in previous roles.
✨Be Ready for Remote Work Questions
As the position is remote-based with occasional office visits, be ready to discuss your experience with remote working. Highlight your ability to stay organized and communicate effectively in a virtual environment.
