At a Glance
- Tasks: Lead global compliance strategy and manage a multi-jurisdictional team in financial services.
- Company: Reputable online trading group with a strong global presence.
- Benefits: Competitive salary, leadership role, and opportunity for significant impact.
- Other info: Join a collegial culture with a focus on operational transformation.
- Why this job: Shape the future of compliance in a dynamic, growth-focused environment.
- Qualifications: 15+ years in compliance, with strong leadership and regulatory engagement experience.
The predicted salary is between 120000 - 150000 £ per year.
Rutherford Search is partnering with a leading global multi-asset broker on the appointment of their next Global Head of Compliance. Our client is an established and highly regarded online trading group with regulated entities across the UK, EU, North America and APAC. Following a recent change of ownership, the business is entering an ambitious next phase of growth, and is investing in senior leadership to support that journey.
The opportunity
Reporting to the board, you will take global ownership of the compliance, AML and financial crime functions across the group's regulated footprint, leading a substantial multi-jurisdictional team and serving as the senior point of partnership with the wider business. You'll work alongside an experienced legal and risk leadership team in a culture that is direct, collegial and commercially aware.
Responsibilities:
- Setting and executing the global compliance strategy and framework across all group entities.
- Leading, coordinating and developing in-country compliance, AML and financial crime teams across multiple international jurisdictions, managing 50+ people.
- Owning the policy and procedure framework, including the group-wide AML/KYC programme.
- Acting as the senior compliance partner to the executive team, product, commercial, marketing and operations functions.
- Managing the firm's interactions with regulators, including inquiries, audits and registrations.
- Monitoring and responding to emerging regulatory developments and contributing to industry consultations.
- Driving the next phase of operational transformation across compliance processes, including onboarding, KYC and AML automation.
Requirements:
- 15+ years' compliance experience within financial services, with at least five in a senior leadership role (ideally global or multi-jurisdictional).
- Strong technical grounding in a regulated brokerage, trading platform or comparable financial services environment; experience with OTC leveraged derivatives is highly desirable.
- A track record of leading regulatory engagement, audits and complex AML programmes across multiple jurisdictions.
- A genuine partner to the business — commercial, pragmatic, comfortable saying "no" with reasoning and offering credible alternatives.
Global Head of Compliance in Slough employer: Rutherford
As a leading global multi-asset broker, our client offers an exceptional work environment characterised by a direct and collegial culture that fosters collaboration and innovation. Employees benefit from significant growth opportunities within a dynamic organisation that is committed to investing in its leadership and compliance functions, ensuring a meaningful impact on the financial services landscape across multiple jurisdictions. Joining this team means being part of an ambitious journey towards operational transformation, where your expertise will be valued and your contributions recognised.
StudySmarter Expert Advice🤫
We think this is how you could land Global Head of Compliance in Slough
✨Tip Number 1
Network like a pro! Reach out to your connections in the compliance and financial services sectors. Attend industry events or webinars to meet potential employers and get your name out there. Remember, it’s all about who you know!
✨Tip Number 2
Prepare for interviews by researching the company inside out. Understand their compliance challenges and think about how your experience can help them tackle these issues. Show them you’re not just a fit for the role, but a partner in their growth.
✨Tip Number 3
Practice your pitch! You need to be able to articulate your experience and how it aligns with the company's goals. Keep it concise and impactful, focusing on your leadership in compliance and regulatory engagement.
✨Tip Number 4
Don’t forget to apply through our website! We’ve got loads of opportunities that might just be the perfect fit for you. Plus, it shows you’re serious about joining the team and makes it easier for us to connect with you.
We think you need these skills to ace Global Head of Compliance in Slough
Some tips for your application 🫡
Tailor Your CV:Make sure your CV is tailored to the Global Head of Compliance role. Highlight your 15+ years of compliance experience and any leadership roles you've held. We want to see how your background aligns with the responsibilities outlined in the job description.
Craft a Compelling Cover Letter:Your cover letter is your chance to shine! Use it to explain why you're the perfect fit for this position. Mention your experience with regulatory engagement and how you’ve successfully led teams in multi-jurisdictional environments. We love a good story!
Showcase Your Achievements:Don’t just list your duties; showcase your achievements! Quantify your successes where possible, like leading a team of 50+ or driving operational transformations. This helps us see the impact you've made in previous roles.
Apply Through Our Website:We encourage you to apply through our website for a smoother application process. It’s the best way for us to receive your application and ensures you don’t miss out on any important updates from us!
How to prepare for a job interview at Rutherford
✨Know Your Compliance Stuff
Make sure you brush up on the latest compliance regulations and trends in financial services. Given the role's focus on AML and KYC, be prepared to discuss specific examples of how you've navigated complex regulatory environments in the past.
✨Showcase Your Leadership Skills
As a Global Head of Compliance, you'll be leading a large team across multiple jurisdictions. Be ready to share your experiences in managing diverse teams, especially how you've developed and coordinated compliance functions internationally.
✨Be a Business Partner
This role requires a strong partnership with various business functions. Think of examples where you've successfully collaborated with product, marketing, or operations teams to implement compliance strategies that align with business goals.
✨Prepare for Regulatory Scenarios
Expect questions about how you would handle interactions with regulators. Prepare scenarios where you've managed audits or inquiries, and be ready to discuss your approach to emerging regulatory developments and industry consultations.
