We are currently seeking a Compliance Officer to join a Global Asset Management firm. This is a fantastic opportunity for a compliance professional to develop within the advisory team. The role offers a dynamic blend of compliance advisory and monitoring responsibilities, providing exposure to a wide range of global jurisdictions.
Responsibilities:
- Support the compliance advisory function across multiple jurisdictions, including the implementation of new regulations and reviewing marketing materials.
- Contribute to policy drafting, review and providing training across the organisation.
- Produce management information reports, including quarterly compliance reports and board reports.
- Assist with the compliance monitoring program by reviewing and testing compliance processes.
Requirements:
- 5-10 years’ experience in a compliance role within asset management or a similar financial services environment.
- Solid understanding of regulatory requirements and investment vehicles (UCITS, 1940 Act, AIF/Private Funds).
- Ability to influence stakeholders and build strong relationships in a competitive environment.
Senior Compliance Officer (Advisory) employer: Rutherford
Join a leading US law firm with a prestigious reputation in private equity, where you will have the opportunity to work alongside top-tier partners and associates on high-value, cross-border transactions. The London office fosters a collaborative and ambitious work culture, offering exceptional professional growth opportunities and exposure to some of the most sophisticated sponsors in the market. With a commitment to employee development and a dynamic environment, this role is perfect for those seeking meaningful and rewarding employment in a thriving legal practice.
