Find a job 
Featured Companies 
Featured Universities 
For Companies At a Glance
- Tasks: Ensure marketing materials meet regulatory standards and provide compliance guidance.
- Company: Join a leading global investment firm making waves in Europe and beyond.
- Benefits: Enjoy a collaborative work culture with opportunities for training and development.
- Why this job: Be part of a dynamic team shaping compliance in the investment world.
- Qualifications: 4-5 years in legal/compliance, with knowledge of European regulations preferred.
- Other info: Work globally with teams across the US and APAC for a diverse experience.
The predicted salary is between 36000 - 60000 £ per year.
Job Description
Our client, an industry-leading global investment firm is looking to hire a Marketing Compliance Associate to join its Compliance function, supporting its expanding presence in Europe and beyond. This position will play a vital role in ensuring adherence to regulatory standards and best practices across a diverse set of investment products and client types.
The role is embedded within the EMEA Compliance team, acting as a key advisor to distribution and investor relations professionals who market investment offerings to institutional and private clients. This includes working across multiple asset classes and geographies to provide strategic guidance on regulatory matters, investor communications, and fund distribution frameworks.
Key Responsibilities:
- Marketing Compliance: Review and provide feedback on marketing materials, investor presentations, due diligence documents, and reporting deliverables from a regulatory and risk perspective.
- Regulatory Advisory: Offer practical legal/compliance guidance regarding fund distribution, investor classification, and regional registration regimes, particularly within Europe.
- Policy Development: Contribute to the enhancement and upkeep of internal policies and procedures concerning marketing and fundraising activities.
- Training & Education: Design and deliver internal training programs for client-facing professionals to reinforce compliance with European distribution regulations.
- Global Collaboration: Liaise with compliance counterparts in other regions (US, APAC) to align on regulatory expectations and ensure consistent global practices.
- Regulatory Monitoring: Stay abreast of relevant EU frameworks (AIFMD, MiFID II, CBDF, SFDR, etc.) and assist in interpreting their implications for the business.
- Project Support: Provide compliance support for broader team initiatives and cross-functional projects, as needed.
Ideal Candidate Profile:
- 4–5 years of experience in a legal or compliance role at a law firm, investment manager, or financial services firm.
- Deep understanding of marketing/distribution regulations within Europe; direct experience with AIFMD/MiFID is a strong advantage.
- Familiarity with private markets or alternative investment structures preferred.
- Highly detail-oriented, analytical, and organised.
- Strong written and verbal communication skills, including the ability to deliver clear regulatory advice to business teams.
- Independent and proactive, yet a strong collaborator in a global team environment.
Marketing Compliance Officer employer: Rutherford
Contact Detail:
Rutherford Recruiting Team
StudySmarter Expert Advice 🤫
We think this is how you could land Marketing Compliance Officer
✨Tip Number 1
Network with professionals in the compliance and marketing sectors, especially those who have experience with investment firms. Attend industry events or webinars to connect with potential colleagues and learn about the latest trends in regulatory compliance.
✨Tip Number 2
Familiarise yourself with the specific regulations mentioned in the job description, such as AIFMD and MiFID II. Consider joining relevant online forums or groups where compliance professionals discuss these topics to deepen your understanding and show your commitment.
✨Tip Number 3
Prepare to demonstrate your analytical skills by reviewing case studies or examples of marketing compliance issues in the financial sector. Being able to discuss real-world scenarios will showcase your expertise and readiness for the role.
✨Tip Number 4
Highlight your collaborative skills by sharing experiences where you worked with cross-functional teams. This is crucial for the role, so be ready to discuss how you can contribute to a global team environment while ensuring compliance across different regions.
We think you need these skills to ace Marketing Compliance Officer
Some tips for your application 🫡
Tailor Your CV: Make sure your CV highlights relevant experience in legal or compliance roles, particularly within the investment sector. Emphasise your understanding of marketing and distribution regulations in Europe, as well as any direct experience with AIFMD or MiFID.
Craft a Compelling Cover Letter: In your cover letter, clearly articulate why you are interested in the Marketing Compliance Officer position. Mention specific experiences that demonstrate your analytical skills and attention to detail, and how they align with the responsibilities outlined in the job description.
Showcase Communication Skills: Since strong written and verbal communication skills are crucial for this role, consider including examples of how you've successfully delivered regulatory advice or conducted training sessions in previous positions. This will help illustrate your capability to communicate complex information effectively.
Highlight Collaborative Experience: Given the global collaboration aspect of the role, mention any past experiences where you worked with teams across different regions or departments. This will demonstrate your ability to work independently while also being a strong collaborator in a team environment.
How to prepare for a job interview at Rutherford
✨Know Your Regulations
Familiarise yourself with key regulations such as AIFMD and MiFID II. Be prepared to discuss how these frameworks impact marketing compliance and fund distribution, as this will demonstrate your expertise in the field.
✨Showcase Your Attention to Detail
As a Marketing Compliance Officer, being detail-oriented is crucial. During the interview, provide examples of how you've successfully reviewed marketing materials or compliance documents, highlighting your analytical skills and thoroughness.
✨Prepare for Scenario Questions
Expect scenario-based questions that assess your problem-solving abilities in real-world compliance situations. Think about past experiences where you provided regulatory advice or developed policies, and be ready to share those insights.
✨Emphasise Collaboration Skills
This role requires working closely with various teams across regions. Highlight your experience in collaborating with different departments or international teams, showcasing your ability to communicate effectively and align on compliance matters.
