Find a job 
Featured Companies 
Featured Universities 
For Companies At a Glance
- Tasks: Ensure marketing materials meet regulatory standards and provide compliance guidance.
- Company: Join a leading global investment firm making waves in Europe and beyond.
- Benefits: Enjoy a collaborative work culture with opportunities for training and development.
- Why this job: Be part of a dynamic team shaping compliance in the investment world.
- Qualifications: 4-5 years in legal/compliance, with knowledge of European regulations like AIFMD/MiFID.
- Other info: Work globally with teams across the US and APAC for a truly international experience.
The predicted salary is between 36000 - 60000 £ per year.
Job Description
Our client, an industry-leading global investment firm is looking to hire a Marketing Compliance Associate to join its Compliance function, supporting its expanding presence in Europe and beyond. This position will play a vital role in ensuring adherence to regulatory standards and best practices across a diverse set of investment products and client types.
The role is embedded within the EMEA Compliance team, acting as a key advisor to distribution and investor relations professionals who market investment offerings to institutional and private clients. This includes working across multiple asset classes and geographies to provide strategic guidance on regulatory matters, investor communications, and fund distribution frameworks.
Key Responsibilities:
- Marketing Compliance: Review and provide feedback on marketing materials, investor presentations, due diligence documents, and reporting deliverables from a regulatory and risk perspective.
- Regulatory Advisory: Offer practical legal/compliance guidance regarding fund distribution, investor classification, and regional registration regimes, particularly within Europe.
- Policy Development: Contribute to the enhancement and upkeep of internal policies and procedures concerning marketing and fundraising activities.
- Training & Education: Design and deliver internal training programs for client-facing professionals to reinforce compliance with European distribution regulations.
- Global Collaboration: Liaise with compliance counterparts in other regions (US, APAC) to align on regulatory expectations and ensure consistent global practices.
- Regulatory Monitoring: Stay abreast of relevant EU frameworks (AIFMD, MiFID II, CBDF, SFDR, etc.) and assist in interpreting their implications for the business.
- Project Support: Provide compliance support for broader team initiatives and cross-functional projects, as needed.
Ideal Candidate Profile:
- 4–5 years of experience in a legal or compliance role at a law firm, investment manager, or financial services firm.
- Deep understanding of marketing/distribution regulations within Europe; direct experience with AIFMD/MiFID is a strong advantage.
- Familiarity with private markets or alternative investment structures preferred.
- Highly detail-oriented, analytical, and organised.
- Strong written and verbal communication skills, including the ability to deliver clear regulatory advice to business teams.
- Independent and proactive, yet a strong collaborator in a global team environment.
Marketing Compliance Officer employer: Rutherford
Contact Detail:
Rutherford Recruiting Team
StudySmarter Expert Advice 🤫
We think this is how you could land Marketing Compliance Officer
✨Tip Number 1
Network with professionals in the compliance and marketing sectors, especially those who have experience in investment firms. Attend industry events or webinars to connect with potential colleagues and learn about the latest trends in regulatory compliance.
✨Tip Number 2
Familiarise yourself with the key regulations mentioned in the job description, such as AIFMD and MiFID II. Understanding these frameworks will not only help you in interviews but also demonstrate your commitment to staying updated on compliance matters.
✨Tip Number 3
Consider reaching out to current or former employees of the company to gain insights into their culture and expectations. This can provide you with valuable information that can be used to tailor your approach during the interview process.
✨Tip Number 4
Prepare to discuss specific examples from your past experience where you successfully navigated compliance challenges or contributed to policy development. Being able to articulate your hands-on experience will set you apart from other candidates.
We think you need these skills to ace Marketing Compliance Officer
Some tips for your application 🫡
Tailor Your CV: Make sure your CV highlights relevant experience in legal or compliance roles, particularly within the investment sector. Emphasise your understanding of marketing and distribution regulations in Europe, as well as any direct experience with AIFMD or MiFID.
Craft a Compelling Cover Letter: In your cover letter, explain why you are interested in the Marketing Compliance Officer role specifically. Discuss your experience with regulatory frameworks and how it aligns with the responsibilities outlined in the job description.
Showcase Communication Skills: Since strong written and verbal communication skills are essential for this role, consider including examples of how you've successfully communicated complex regulatory advice to non-compliance teams in your application.
Highlight Collaborative Experience: Mention any past experiences where you collaborated with global teams or worked on cross-functional projects. This will demonstrate your ability to work effectively in a diverse team environment, which is crucial for this position.
How to prepare for a job interview at Rutherford
✨Know Your Regulations
Familiarise yourself with key regulations such as AIFMD and MiFID II. Be prepared to discuss how these frameworks impact marketing compliance and fund distribution, as this will demonstrate your expertise in the field.
✨Showcase Your Attention to Detail
As a Marketing Compliance Officer, being detail-oriented is crucial. During the interview, provide examples of how you've successfully reviewed marketing materials or compliance documents, highlighting your analytical skills and thoroughness.
✨Prepare for Scenario Questions
Expect scenario-based questions where you may need to advise on regulatory matters or handle compliance challenges. Practice articulating your thought process and decision-making skills in these situations to showcase your problem-solving abilities.
✨Emphasise Collaboration Skills
This role requires working closely with various teams across regions. Share experiences that highlight your ability to collaborate effectively in a global environment, demonstrating how you can align compliance practices across different jurisdictions.
