At a Glance
- Tasks: Support compliance advisory across global jurisdictions and implement new regulations.
- Company: Global Asset Management firm with a focus on compliance excellence.
- Benefits: Competitive salary, professional development, and exposure to diverse regulations.
- Other info: Opportunity to influence stakeholders and grow your career in a competitive environment.
- Why this job: Join a dynamic team and make a real impact in the financial services sector.
- Qualifications: 5-10 years in compliance within asset management and strong regulatory knowledge.
The predicted salary is between 56700 - 69300 £ per year.
We are currently seeking a Compliance Officer to join a Global Asset Management firm.
This is a fantastic opportunity for a compliance professional to develop within the advisory team.
The role offers a dynamic blend of compliance advisory and monitoring responsibilities, providing exposure to a wide range of global jurisdictions.
Responsibilities
- Support the compliance advisory function across multiple jurisdictions, including the implementation of new regulations and reviewing marketing materials.
- Contribute to policy drafting, review and providing training across the organisation.
- Produce management information reports, including quarterly compliance reports and board reports.
- Assist with the compliance monitoring program by reviewing and testing compliance processes.
Requirements
- 5-10 years’ experience in a compliance role within asset management or a similar financial services environment.
- Solid understanding of regulatory requirements and investment vehicles (UCITS, 1940 Act, AIF/Private Funds).
- Ability to influence stakeholders and build strong relationships in a competitive environment.
Senior Compliance Officer (Advisory) in London employer: Rutherford
Join a leading US law firm with a prestigious reputation in private equity, where you will have the opportunity to work alongside top-tier partners and associates on high-value, cross-border transactions. The London office fosters a collaborative and ambitious work culture, offering exceptional professional growth opportunities and exposure to some of the most sophisticated sponsors in the market. With a commitment to employee development and a dynamic environment, this role is perfect for those seeking meaningful and rewarding employment in a thriving legal practice.
StudySmarter Expert Advice🤫
We think this is how you could land Senior Compliance Officer (Advisory) in London
✨Join Compliance Communities
Get involved in compliance and risk communities — both online and offline. Look for forums, LinkedIn groups, or even local meetups where compliance pros hang out. You never know who might drop a job opportunity your way!
✨Attend Industry Conferences
Keep an eye out for compliance and risk management conferences and workshops in your area. These events are a goldmine for networking, and they often have job boards or recruiters on-site looking for new talent. Plus, it’s a chance to learn what's trending in the field.
✨Leverage Your University Career Services
If you’ve recently graduated or are still studying, head over to your university's career services. Many companies, including those in compliance, actively recruit fresh talent through these services, so make sure you tap into that resource.
✨Showcase Your Knowledge Online
Start writing articles or blog posts about compliance topics that interest you. Share them on platforms like LinkedIn to demonstrate your knowledge and passion. This not only builds your presence in the field but can also catch the attention of companies like Rutherford looking for candidates who are engaged and informed.
We think you need these skills to ace Senior Compliance Officer (Advisory) in London
Some tips for your application 🫡
Show Your Understanding of Compliance:In the compliance-risk field, it's super important to showcase your understanding of regulations and risk management frameworks. Highlight any relevant coursework, certifications (like ICA or AML), or even projects that demonstrate your knowledge and commitment to this area. We want to see how you can navigate this complex landscape!
Quantify Your Achievements:When detailing your experience, try to quantify your achievements. For example, if you've previously worked on a project that improved compliance metrics or reduced risk exposure, give us the numbers! This data-driven approach really stands out to hiring managers in compliance-risk roles.
Tailor Your CV to Reflect Relevant Skills:Make sure your CV highlights skills that are particularly relevant to compliance, like attention to detail, analytical thinking, and report writing. Ensure these are easy to spot – consider using bullet points to break down your responsibilities and achievements for maximum impact!
Craft a Motivating Cover Letter:In your cover letter, let us know why you’re excited about the compliance-risk role at Rutherford. Share what motivates you about compliance, and how you believe you can contribute to our mission. This is your chance to showcase not only your skills but also your passion for this important field!
How to prepare for a job interview at Rutherford
✨Master the Regulations
Brush up on key compliance regulations relevant to the industry you're applying to. Familiarising yourself with specific laws and frameworks used in your field will give you an edge during technical questions. Show that you’re not just aware of them but can also apply them—think real-life scenarios!
✨Show Your Analytical Skills
Compliance roles really focus on analytical skills, so be prepared for case studies or situational questions during the interview. We've got to demonstrate how we approach risk assessments or compliance audits, possibly drawing on examples from past experiences or university projects. Bring some thoughtful case scenarios to discuss!
✨Know Your Tools
Get comfortable with commonly used compliance software and tools. Familiarity with platforms like RSA or MetricStream can really impress during your interview, as it shows you're ready to hit the ground running. If you’ve had any experience with them, make sure to highlight that!
✨Align with Company Culture
Since it's a full-time position, show your long-term commitment and interest in the company’s mission and values. Dive into how your ethics and professional philosophy align with Rutherford’s stance on compliance. A shared vision can really resonate with interviewers looking for fit as much as skill!
