At a Glance
- Tasks: Shape and enhance compliance functions while driving innovation with AI and technology.
- Company: Leading European private real estate debt investment manager with growth opportunities.
- Benefits: Genuine career progression and exposure to senior leadership.
- Other info: Opportunity to leverage AI for improved compliance workflows.
- Why this job: Influence the evolution of compliance in a dynamic investment firm.
- Qualifications: 3–6 years' compliance experience and strong knowledge of FCA regulations.
The predicted salary is between 50000 - 70000 £ per year.
We're partnering with a leading European private real estate debt investment manager to appoint a Compliance Associate. This is an exciting opportunity to join a growing investment firm where you'll play a key role in shaping and enhancing the compliance function. Working closely with senior leadership, you'll gain broad exposure across regulatory compliance while also helping to drive innovation through the use of AI and technology to improve compliance processes, reporting and operational efficiency. This role offers genuine career progression and the chance to influence how compliance evolves within the business.
- Supporting the firm's compliance monitoring programme
- Advising on FCA regulatory requirements, including MiFID II and AIFMD
- Regulatory reporting and FCA filings
- Reviewing policies, procedures and financial promotions
- Monitoring regulatory developments and implementing change
- Identifying opportunities to leverage AI and automation to streamline compliance workflows and improve efficiency
3–6 years' compliance experience within a UK regulated investment manager
Strong knowledge of MiFID II, AIFMD and the FCA regulatory framework
A forward-thinking mindset with an interest in using AI and technology to enhance compliance processes
Legal Risk and Compliance Officer in London employer: Rutherford
Join a dynamic and innovative investment firm that prioritises employee growth and development, offering a collaborative work culture where your contributions directly impact the evolution of compliance practices. With a focus on leveraging AI and technology, you'll not only enhance your compliance expertise but also enjoy genuine career progression opportunities in a supportive environment located in the heart of Europe’s financial hub.
