At a Glance
- Tasks: Lead global compliance strategy and manage a multi-jurisdictional team in financial services.
- Company: Reputable online trading group with a strong global presence.
- Benefits: Competitive salary, leadership role, and opportunity for significant impact.
- Other info: Collaborative culture focused on operational transformation and innovation.
- Why this job: Join a dynamic team driving compliance in an ambitious growth phase.
- Qualifications: 15+ years in compliance, with strong leadership and regulatory engagement experience.
The predicted salary is between 120000 - 150000 £ per year.
Rutherford Search is partnering with a leading global multi-asset broker on the appointment of their next Global Head of Compliance. Our client is an established and highly regarded online trading group with regulated entities across the UK, EU, North America and APAC. Following a recent change of ownership, the business is entering an ambitious next phase of growth, and is investing in senior leadership to support that journey.
The opportunity
Reporting to the board, you will take global ownership of the compliance, AML and financial crime functions across the group's regulated footprint, leading a substantial multi-jurisdictional team and serving as the senior point of partnership with the wider business. You'll work alongside an experienced legal and risk leadership team in a culture that is direct, collegial and commercially aware.
Responsibilities:
- Setting and executing the global compliance strategy and framework across all group entities.
- Leading, coordinating and developing in-country compliance, AML and financial crime teams across multiple international jurisdictions, managing 50+ people.
- Owning the policy and procedure framework, including the group-wide AML/KYC programme.
- Acting as the senior compliance partner to the executive team, product, commercial, marketing and operations functions.
- Managing the firm's interactions with regulators, including inquiries, audits and registrations.
- Monitoring and responding to emerging regulatory developments and contributing to industry consultations.
- Driving the next phase of operational transformation across compliance processes, including onboarding, KYC and AML automation.
Requirements:
- 15+ years' compliance experience within financial services, with at least five in a senior leadership role (ideally global or multi-jurisdictional).
- Strong technical grounding in a regulated brokerage, trading platform or comparable financial services environment; experience with OTC leveraged derivatives is highly desirable.
- A track record of leading regulatory engagement, audits and complex AML programmes across multiple jurisdictions.
- A genuine partner to the business — commercial, pragmatic, comfortable saying "no" with reasoning and offering credible alternatives.
Global Head of Compliance in London employer: Rutherford
As a leading global multi-asset broker, our client offers an exceptional work environment characterised by a direct and collegial culture that fosters collaboration and innovation. Employees benefit from significant growth opportunities within a dynamic organisation that is investing heavily in its leadership team to support ambitious expansion plans. With a strong focus on compliance and regulatory excellence, this role provides the chance to make a meaningful impact across multiple jurisdictions while working alongside experienced professionals in the financial services sector.
StudySmarter Expert Advice🤫
We think this is how you could land Global Head of Compliance in London
✨Tip Number 1
Network like a pro! Reach out to your connections in the compliance and financial services sectors. Attend industry events or webinars to meet potential employers and get your name out there. Remember, it’s all about who you know!
✨Tip Number 2
Prepare for interviews by researching the company inside out. Understand their compliance challenges and think about how your experience can help them tackle these issues. Show them you’re not just a fit for the role, but a partner in their growth.
✨Tip Number 3
Don’t underestimate the power of follow-ups! After an interview, drop a quick thank-you email to express your appreciation and reiterate your interest. It keeps you on their radar and shows your enthusiasm for the role.
✨Tip Number 4
Apply through our website! We’ve got loads of opportunities that might be perfect for you. Plus, applying directly can sometimes give you a leg up in the process. So, don’t wait – check us out and get your application in!
We think you need these skills to ace Global Head of Compliance in London
Some tips for your application 🫡
Tailor Your CV:Make sure your CV is tailored to the Global Head of Compliance role. Highlight your 15+ years of compliance experience and any leadership roles you've held. We want to see how your background aligns with the responsibilities outlined in the job description.
Craft a Compelling Cover Letter:Your cover letter should tell us why you're the perfect fit for this position. Share specific examples of your experience in managing compliance teams and engaging with regulators. We love a good story that showcases your skills!
Showcase Your Leadership Style:In your application, let us know about your leadership style and how you’ve successfully led multi-jurisdictional teams. We’re looking for someone who can inspire and coordinate a large team, so don’t hold back on sharing your approach.
Apply Through Our Website:We encourage you to apply through our website for a smoother process. It helps us keep track of applications and ensures you get all the updates. Plus, it’s super easy to do!
How to prepare for a job interview at Rutherford
✨Know Your Compliance Stuff
Make sure you brush up on the latest compliance regulations and trends in financial services. Given the role's focus on AML and KYC, be prepared to discuss specific examples of how you've navigated complex regulatory environments in the past.
✨Showcase Your Leadership Skills
As a Global Head of Compliance, you'll be leading a large team across multiple jurisdictions. Be ready to share your experiences in managing diverse teams, especially how you've developed and coordinated compliance functions internationally.
✨Be a Business Partner
This role requires a strong partnership with various business functions. Think about how you've collaborated with product, marketing, and operations teams in the past. Prepare to discuss how you can balance compliance needs with commercial objectives.
✨Prepare for Regulatory Engagement Scenarios
Since you'll be managing interactions with regulators, consider potential scenarios that could arise during audits or inquiries. Practice articulating your approach to handling these situations, showcasing your ability to communicate effectively under pressure.
