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- Tasks: Ensure compliance with regulations and support a fast-paced lending environment.
- Company: A growing financial services firm based in London.
- Benefits: Competitive salary, career development, and hands-on experience.
- Why this job: Join a dynamic team and make a real impact in compliance.
- Qualifications: 2-5 years of compliance experience and CeMAP qualification.
- Other info: Great opportunity for growth as the business scales.
The predicted salary is between 36000 - 60000 £ per year.
A growing lending and financial services firm is hiring a Compliance Officer, based in London. You’ll sit in a small, hands-on compliance team and work closely with stakeholders across the business, helping embed strong regulatory standards while supporting a fast-moving lending environment. This role offers broad exposure and scope to develop as the business continues to scale.
Responsibilities:
- Oversee compliance monitoring and run compliance reviews and follow issues through to closure.
- Monitor adherence to regulatory requirements and customer outcomes.
- Handle financial crime cases, including PEPs, sanctions and higher-risk matters.
- Support AML and CTF activity, including reviews and reporting.
- Provide practical compliance advice to support day-to-day decisions.
- Coordinate policy updates and mandatory compliance training.
- Report key risks, themes and remediation to senior management.
- Track regulatory change and assess business impact.
Requirements:
- 2–5 years’ compliance experience within an FCA-regulated mortgage or lending firm.
- CeMAP-qualified or equivalent.
- Strong knowledge of mortgage-related FCA regulation.
- Understanding of mortgage advice and distribution models.
Compliance Officer in London employer: Rutherford
Contact Detail:
Rutherford Recruiting Team
StudySmarter Expert Advice 🤫
We think this is how you could land Compliance Officer in London
✨Tip Number 1
Network like a pro! Reach out to people in the compliance field, especially those working in FCA-regulated firms. A friendly chat can lead to insider info about job openings and even referrals.
✨Tip Number 2
Prepare for interviews by brushing up on your knowledge of mortgage-related FCA regulations. We want you to be able to discuss how you can help the firm maintain strong compliance standards while keeping up with the fast-paced lending environment.
✨Tip Number 3
Showcase your problem-solving skills! Be ready to share examples of how you've handled compliance issues in the past, especially around financial crime cases or regulatory changes. This will demonstrate your hands-on experience and readiness for the role.
✨Tip Number 4
Don’t forget to apply through our website! It’s the best way to ensure your application gets noticed. Plus, we love seeing candidates who are proactive about their job search.
We think you need these skills to ace Compliance Officer in London
Some tips for your application 🫡
Tailor Your CV: Make sure your CV is tailored to the Compliance Officer role. Highlight your relevant experience in compliance, especially within FCA-regulated environments. We want to see how your skills align with our needs!
Craft a Compelling Cover Letter: Your cover letter is your chance to shine! Use it to explain why you're passionate about compliance and how you can contribute to our team. Keep it concise but impactful – we love a good story!
Showcase Your Regulatory Knowledge: Since this role involves monitoring regulatory requirements, make sure to showcase your knowledge of mortgage-related FCA regulations. We’re looking for someone who can hit the ground running, so don’t hold back!
Apply Through Our Website: We encourage you to apply through our website for a smoother application process. It helps us keep track of your application and ensures you don’t miss any important updates from us!
How to prepare for a job interview at Rutherford
✨Know Your Regulations
Make sure you brush up on the latest FCA regulations related to mortgages and lending. Being able to discuss specific regulations and how they impact compliance will show that you're not just familiar with the basics, but that you’re genuinely engaged with the field.
✨Prepare Real-Life Examples
Think of specific instances from your past experience where you've successfully handled compliance issues or financial crime cases. Be ready to share these examples during the interview to demonstrate your hands-on experience and problem-solving skills.
✨Understand the Business
Research the company’s business model and recent developments in the lending market. This will help you tailor your answers to show how your skills can directly support their goals and compliance needs.
✨Ask Insightful Questions
Prepare thoughtful questions about the compliance team’s current challenges or the company’s approach to regulatory changes. This not only shows your interest in the role but also gives you a chance to assess if the company is the right fit for you.
