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- Tasks: Join us as a Compliance Manager, guiding teams on regulatory advice and risk management.
- Company: Be part of a boutique investment manager making waves in the finance world.
- Benefits: Enjoy a dynamic work environment with opportunities for professional growth and development.
- Why this job: This role offers a chance to shape compliance strategies and make a real impact.
- Qualifications: Experience with Cayman Islands regulations and a strong fund management background are essential.
- Other info: You'll report directly to the General Counsel in the US, gaining valuable insights.
The predicted salary is between 48000 - 72000 £ per year.
We are currently working on a Compliance search for a boutique investment manager that is looking for a standalone compliance officer in London. The role reports directly into the General Counsel in the US.
Responsibilities:
- Provide regulatory advice to the front office and sales teams.
- Assist in the operation, development, enhancement, and communication of the organisation's risk and compliance framework, focusing on risk mitigation and assessment.
- Manage the Compliance Monitoring Program and provide reports to the Board of Directors.
- Conduct day-to-day compliance monitoring.
- Review Know Your Customer (KYC) documentation and support business teams in the due diligence process for clients/investors.
- Oversee sanction screening processes and manage compliance reporting documentation when necessary.
Requirements:
- Must have experience covering Cayman Islands regulations and laws.
- Strong fund management background.
Compliance Manager employer: Rutherford
Contact Detail:
Rutherford Recruiting Team
StudySmarter Expert Advice 🤫
We think this is how you could land Compliance Manager
✨Tip Number 1
Familiarise yourself with Cayman Islands regulations and laws, as this is a crucial requirement for the Compliance Manager role. Consider attending webinars or workshops focused on these regulations to deepen your understanding and demonstrate your commitment to potential employers.
✨Tip Number 2
Network with professionals in the fund management sector, especially those who have experience in compliance roles. Engaging with industry groups or forums can provide valuable insights and connections that may lead to job opportunities.
✨Tip Number 3
Stay updated on the latest trends and changes in compliance regulations, particularly those affecting investment management. Subscribing to relevant newsletters or following industry leaders on social media can help you stay informed and position yourself as a knowledgeable candidate.
✨Tip Number 4
Prepare to discuss your experience with compliance monitoring and KYC processes in detail during interviews. Be ready to share specific examples of how you've successfully managed compliance frameworks and contributed to risk mitigation in previous roles.
We think you need these skills to ace Compliance Manager
Some tips for your application 🫡
Understand the Role: Familiarise yourself with the specific responsibilities of a Compliance Manager, especially in relation to regulatory advice and compliance monitoring. Tailor your application to highlight relevant experience in these areas.
Highlight Relevant Experience: Emphasise your background in fund management and your knowledge of Cayman Islands regulations. Use specific examples from your previous roles to demonstrate your expertise and how it aligns with the job requirements.
Craft a Strong Cover Letter: Write a compelling cover letter that outlines your motivation for applying and how your skills can benefit the boutique investment manager. Make sure to address the key responsibilities mentioned in the job description.
Proofread Your Application: Before submitting, carefully proofread your CV and cover letter for any errors or inconsistencies. A polished application reflects attention to detail, which is crucial for a Compliance Manager role.
How to prepare for a job interview at Rutherford
✨Know Your Regulations
Make sure you have a solid understanding of Cayman Islands regulations and laws. Be prepared to discuss how your experience aligns with these requirements, as this will demonstrate your expertise and suitability for the role.
✨Showcase Your Fund Management Experience
Highlight your background in fund management during the interview. Discuss specific examples of how you've contributed to compliance in previous roles, particularly in relation to risk mitigation and assessment.
✨Prepare for Scenario Questions
Expect scenario-based questions that assess your problem-solving skills in compliance situations. Think about past experiences where you successfully navigated compliance challenges and be ready to share those stories.
✨Understand the Compliance Monitoring Program
Familiarise yourself with what a Compliance Monitoring Program entails. Be ready to discuss how you would manage and enhance such a program, as well as how you would report findings to the Board of Directors.
