Compliance Associate

An established international investment management firm is seeking a Compliance Analyst to join its London-based Legal & Compliance function. This is a broad, hands-on position offering exposure across all aspects of compliance and financial crime within a regulated environment.

Key Responsibilities

• Support the firm’s compliance monitoring programme, including testing, reporting, and follow-up actions.
• Conduct AML, KYC and sanctions checks on clients and counterparties, and maintain relevant records.
• Assist in maintaining and enhancing compliance systems, policies, and procedures.
• Contribute to the implementation of new regulatory requirements and updates.
• Support SMCR processes, including certifications and record maintenance.
• Provide day-to-day compliance advice to business teams and assist in delivering training.
• Participate in wider compliance and risk projects across the European business.

About You

• 1–3 years’ experience in a compliance or financial crime role within financial services (investment management experience advantageous but not essential).
• Strong organisational and multitasking skills, with the ability to prioritise effectively.
• Excellent attention to detail and a proactive approach to problem-solving.
• Confident communicator, comfortable engaging with multiple stakeholders.