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For Companies At a Glance
- Tasks: Support compliance monitoring, conduct AML/KYC checks, and enhance compliance systems.
- Company: Established international investment management firm based in London.
- Benefits: Gain hands-on experience in a dynamic compliance role with growth potential.
- Other info: Engage with diverse stakeholders and participate in exciting compliance projects.
- Why this job: Join a team that shapes compliance practices and tackles financial crime.
- Qualifications: 1-3 years in compliance or financial crime; strong organisational skills required.
The predicted salary is between 36000 - 60000 £ per year.
An established international investment management firm is seeking a Compliance Analyst to join its London-based Legal & Compliance function. This is a broad, hands-on position offering exposure across all aspects of compliance and financial crime within a regulated environment.
Key Responsibilities
- Support the firm’s compliance monitoring programme, including testing, reporting, and follow-up actions.
- Conduct AML, KYC and sanctions checks on clients and counterparties, and maintain relevant records.
- Assist in maintaining and enhancing compliance systems, policies, and procedures.
- Contribute to the implementation of new regulatory requirements and updates.
- Support SMCR processes, including certifications and record maintenance.
- Provide day-to-day compliance advice to business teams and assist in delivering training.
- Participate in wider compliance and risk projects across the European business.
About You
- 1–3 years’ experience in a compliance or financial crime role within financial services (investment management experience advantageous but not essential).
- Strong organisational and multitasking skills, with the ability to prioritise effectively.
- Excellent attention to detail and a proactive approach to problem-solving.
- Confident communicator, comfortable engaging with multiple stakeholders.
Compliance Associate employer: Rutherford
Contact Detail:
Rutherford Recruiting Team
StudySmarter Expert Advice 🤫
We think this is how you could land Compliance Associate
✨Tip Number 1
Network like a pro! Reach out to professionals in the compliance field on LinkedIn or at industry events. We can’t stress enough how valuable personal connections can be in landing that Compliance Associate role.
✨Tip Number 2
Prepare for interviews by brushing up on your knowledge of AML, KYC, and financial crime regulations. We recommend practising common interview questions and scenarios related to compliance to show you’re ready for the hands-on nature of the job.
✨Tip Number 3
Don’t just apply anywhere; focus on firms that align with your values and career goals. We suggest using our website to find roles that excite you and match your skills, making your application stand out.
✨Tip Number 4
Follow up after interviews! A quick thank-you email can go a long way in showing your enthusiasm for the Compliance Associate position. We believe it’s a great way to keep you top of mind for the hiring team.
We think you need these skills to ace Compliance Associate
Some tips for your application 🫡
Tailor Your CV: Make sure your CV is tailored to the Compliance Associate role. Highlight your experience in compliance or financial crime, and don’t forget to mention any relevant skills like KYC or AML checks. We want to see how you fit into our team!
Craft a Compelling Cover Letter: Your cover letter is your chance to shine! Use it to explain why you're passionate about compliance and how your background makes you a great fit for us. Be sure to mention specific experiences that relate to the job description.
Showcase Your Attention to Detail: In compliance, attention to detail is key. Make sure your application is free from typos and errors. We appreciate candidates who take the time to present their best work, so double-check everything before hitting send!
Apply Through Our Website: We encourage you to apply through our website for the best chance of getting noticed. It’s super easy, and you’ll be able to track your application status. Plus, we love seeing applications come directly from our site!
How to prepare for a job interview at Rutherford
✨Know Your Compliance Basics
Make sure you brush up on your knowledge of compliance regulations, especially around AML, KYC, and sanctions. Familiarise yourself with the latest updates in financial crime legislation, as this will show that you're proactive and well-informed.
✨Showcase Your Organisational Skills
Prepare examples from your past experience where you've successfully managed multiple tasks or projects. Highlight how you prioritised effectively and maintained attention to detail, as these are crucial skills for a Compliance Associate.
✨Engage with Confidence
Practice your communication skills before the interview. Be ready to discuss how you've provided compliance advice in previous roles and how you engaged with different stakeholders. Confidence in your communication can set you apart.
✨Demonstrate a Proactive Approach
Think of instances where you've identified potential compliance issues and taken steps to address them. This shows that you’re not just reactive but also proactive in your approach to compliance, which is essential in this role.