Compliance Analyst (Wealth Management) in City of London

Compliance Analyst (Wealth Management) in City of London

City of London Full-Time No working from home possible
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Compliance Analyst

I'm partnering with a growing international Wealth Manager seeking a Compliance Analyst to join its expanding risk and compliance function.

This is an excellent opportunity for an early-career compliance professional looking to gain broad exposure across monitoring, regulatory compliance, financial crime, and governance activities within a regulated environment.

Key Responsibilities:

β€’ Support the delivery of the firm's compliance monitoring programme

β€’ Conduct thematic reviews, testing, and surveillance activities

β€’ Assist with anti-financial crime and AML oversight

β€’ Maintain compliance records, registers, and internal reporting documentation

β€’ Monitor and track remedial actions arising from compliance reviews

β€’ Support regulatory reporting and governance processes

β€’ Work closely with stakeholders across the business to promote a strong compliance culture

β€’ Contribute to process improvement and automation initiatives

What We're Looking For:

β€’ Previous experience within compliance, risk, financial crime (0-2 years)

β€’ Strong organisational skills and exceptional attention to detail

β€’ Excellent written and verbal communication skills

β€’ Ability to manage multiple priorities and work independently

β€’ Wealth management or exposure to retail clients

β€’ A collaborative approach and strong stakeholder management skills

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Contact Details:

Rutherford Recruitment Team