Find a job 
Featured Companies 
Featured Universities 
For Companies At a Glance
- Tasks: Lead global compliance strategy and oversee execution across multiple jurisdictions.
- Company: Global quant trading firm with a diverse multi-asset footprint.
- Benefits: Competitive salary, dynamic work environment, and opportunities for professional growth.
- Other info: Collaborative role with senior leadership and cross-functional teams.
- Why this job: Shape compliance culture in a leading trading firm and influence strategic initiatives.
- Qualifications: Extensive compliance leadership experience in trading firms and strong regulatory knowledge.
The predicted salary is between 120000 - 180000 £ per year.
Rutherford is exclusively partnered with a global quant trading firm with a multi-asset footprint and offices spanning the US, UK, Middle East, and APAC. Reporting into senior leadership, the Chief Compliance Officer will own the firm's global compliance function, setting strategy and overseeing day-to-day execution across all jurisdictions.
- Lead and develop a global compliance team across the US, UK, Middle East, and APAC.
- Set the strategic direction of the global compliance programme, ensuring consistency of standards while accommodating local regulatory nuance.
- Oversee regulatory change management, monitoring, surveillance, and advisory across the trading business.
- Partner with the front office, legal, risk, and technology teams to embed a strong compliance culture.
- Advise the executive team and board on regulatory risk, emerging issues, and strategic initiatives.
- Significant compliance leadership experience gained within a quant trading firm, proprietary trading firm or hedge fund.
- Strong global regulatory knowledge, with the ability to navigate multiple regimes (FCA, SEC/CFTC, DFSA, MAS/SFC or equivalent).
CHIEF COMPLIANCE OFFICER (CCO) (Permanent) in City of London employer: Rutherford
Contact Detail:
Rutherford Recruiting Team
StudySmarter Expert Advice 🤫
We think this is how you could land CHIEF COMPLIANCE OFFICER (CCO) (Permanent) in City of London
✨Tip Number 1
Network like a pro! Reach out to your connections in the compliance and trading sectors. We all know that sometimes it’s not just what you know, but who you know. Attend industry events or webinars to meet potential employers and get your name out there.
✨Tip Number 2
Prepare for interviews by researching the company’s compliance culture and recent regulatory changes. We want you to show that you’re not just a fit for the role, but that you understand the nuances of their operations across different jurisdictions.
✨Tip Number 3
Practice your pitch! You’ll want to clearly articulate your experience in leading compliance teams and navigating complex regulations. We suggest rehearsing with a friend or mentor to ensure you come across as confident and knowledgeable.
✨Tip Number 4
Don’t forget to apply through our website! We’ve got loads of resources to help you land that Chief Compliance Officer role. Plus, applying directly can sometimes give you an edge over other candidates.
We think you need these skills to ace CHIEF COMPLIANCE OFFICER (CCO) (Permanent) in City of London
Some tips for your application 🫡
Tailor Your CV: Make sure your CV is tailored to the Chief Compliance Officer role. Highlight your experience in compliance leadership, especially within quant trading or hedge funds. We want to see how your skills align with our global compliance function!
Craft a Compelling Cover Letter: Your cover letter is your chance to shine! Use it to explain why you're the perfect fit for the role and how you can contribute to our compliance strategy. Don’t forget to mention your experience with regulatory frameworks like FCA or SEC!
Showcase Your Leadership Skills: As a CCO, you'll be leading a global team. Make sure to highlight your leadership experience and how you've successfully developed teams in the past. We love seeing examples of how you've fostered a strong compliance culture!
Apply Through Our Website: We encourage you to apply directly through our website. It’s the best way for us to receive your application and ensures you’re considered for the role. Plus, it shows us you’re keen on joining our team!
How to prepare for a job interview at Rutherford
✨Know Your Regulations
Make sure you brush up on the key regulations relevant to the role, like FCA, SEC/CFTC, and others mentioned in the job description. Being able to discuss these confidently will show that you’re not just familiar with compliance but also understand the nuances of different jurisdictions.
✨Showcase Your Leadership Skills
As a Chief Compliance Officer, you'll be leading a global team. Prepare examples of how you've successfully led teams in the past, particularly in high-pressure environments. Highlight your ability to develop talent and foster a strong compliance culture within an organisation.
✨Prepare for Scenario Questions
Expect scenario-based questions that test your problem-solving skills in compliance situations. Think about past experiences where you had to navigate complex regulatory challenges and be ready to explain your thought process and outcomes.
✨Engage with the Executive Team's Perspective
Since you'll be advising the executive team and board, demonstrate your understanding of their priorities. Be prepared to discuss how compliance can align with business strategy and risk management, showing that you can think beyond just regulatory requirements.