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- Tasks: Lead global compliance strategy and oversee execution across multiple jurisdictions.
- Company: Global quant trading firm with a diverse multi-asset footprint.
- Benefits: Competitive salary, dynamic work environment, and opportunities for professional growth.
- Other info: Collaborative culture with a focus on embedding compliance across teams.
- Why this job: Shape the future of compliance in a fast-paced trading environment.
- Qualifications: Extensive compliance leadership experience in trading firms and strong regulatory knowledge.
The predicted salary is between 120000 - 150000 £ per year.
Rutherford is exclusively partnered with a global quant trading firm with a multi-asset footprint and offices spanning the US, UK, Middle East, and APAC. Reporting into senior leadership, the Chief Compliance Officer will own the firm's global compliance function, setting strategy and overseeing day-to-day execution across all jurisdictions.
- Lead and develop a global compliance team across the US, UK, Middle East, and APAC.
- Set the strategic direction of the global compliance programme, ensuring consistency of standards while accommodating local regulatory nuance.
- Oversee regulatory change management, monitoring, surveillance, and advisory across the trading business.
- Partner with the front office, legal, risk, and technology teams to embed a strong compliance culture.
- Advise the executive team and board on regulatory risk, emerging issues, and strategic initiatives.
- Significant compliance leadership experience gained within a quant trading firm, proprietary trading firm or hedge fund.
- Strong global regulatory knowledge, with the ability to navigate multiple regimes (FCA, SEC/CFTC, DFSA, MAS/SFC or equivalent).
CHIEF COMPLIANCE OFFICER (CCO) in City of London employer: Rutherford
Contact Detail:
Rutherford Recruiting Team
StudySmarter Expert Advice 🤫
We think this is how you could land CHIEF COMPLIANCE OFFICER (CCO) in City of London
✨Tip Number 1
Network like a pro! Reach out to your connections in the compliance and trading sectors. We all know that sometimes it’s not just what you know, but who you know. Attend industry events or webinars to meet potential employers and get your name out there.
✨Tip Number 2
Prepare for interviews by brushing up on your knowledge of global regulations. Since this role involves navigating multiple regimes, we suggest you have some examples ready to showcase your expertise. Think about how you’ve tackled compliance challenges in the past!
✨Tip Number 3
Showcase your leadership skills! As a Chief Compliance Officer, you’ll need to lead a global team. We recommend preparing stories that highlight your experience in developing teams and driving compliance culture. Make sure to emphasise your strategic thinking!
✨Tip Number 4
Don’t forget to apply through our website! It’s the best way to ensure your application gets noticed. Plus, we’re always looking for top talent to join our network, so make sure you put your best foot forward!
We think you need these skills to ace CHIEF COMPLIANCE OFFICER (CCO) in City of London
Some tips for your application 🫡
Tailor Your CV: Make sure your CV is tailored to the Chief Compliance Officer role. Highlight your experience in compliance leadership, especially within quant trading firms or hedge funds. We want to see how your background aligns with the global compliance function we're looking to fill.
Craft a Compelling Cover Letter: Your cover letter is your chance to shine! Use it to explain why you're the perfect fit for the role. Talk about your strategic direction experience and how you’ve successfully navigated regulatory landscapes in the past. We love a good story!
Showcase Your Global Experience: Since this role spans multiple jurisdictions, make sure to showcase any global regulatory knowledge you have. Mention specific regulations you've worked with, like FCA or SEC, and how you've adapted compliance strategies to fit different regions. We value that kind of insight!
Apply Through Our Website: We encourage you to apply through our website for a smoother application process. It helps us keep track of your application and ensures you don’t miss out on any important updates. Plus, it shows you’re keen on joining our team!
How to prepare for a job interview at Rutherford
✨Know Your Regulations
Make sure you brush up on the key regulations relevant to the role, like FCA, SEC/CFTC, and others mentioned in the job description. Being able to discuss these confidently will show that you’re not just familiar with compliance but also understand the nuances of different jurisdictions.
✨Showcase Leadership Experience
Prepare examples from your past roles where you've led compliance teams or initiatives. Highlight how you developed strategies and managed day-to-day operations. This will demonstrate your capability to lead a global compliance function effectively.
✨Collaborative Mindset
Think about how you’ve partnered with other departments like legal, risk, and technology in previous roles. Be ready to share specific instances where collaboration led to a stronger compliance culture. This will illustrate your ability to work cross-functionally.
✨Stay Ahead of Emerging Issues
Research current trends and emerging issues in the compliance landscape, especially in quant trading. Being able to discuss these topics will show that you’re proactive and can advise the executive team on potential risks and strategic initiatives.