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- Tasks: Lead a global compliance team and set strategic direction for compliance programmes.
- Company: Join a leading global quant trading firm with a strong tech edge.
- Benefits: Competitive salary, global exposure, and opportunities for professional growth.
- Other info: Dynamic environment with a focus on innovation and collaboration.
- Why this job: Make a significant impact on compliance strategy across multiple regions.
- Qualifications: Extensive compliance leadership experience in trading firms and strong regulatory knowledge.
The predicted salary is between 120000 - 150000 £ per year.
Rutherford is exclusively partnered with a global quant trading firm with a multi-asset footprint and offices spanning the US, UK, Middle East, and APAC. Known for a sophisticated trading platform, a strong technology edge, and significant growth across regions. Reporting into senior leadership, the Chief Compliance Officer will own the firm's global compliance function, setting strategy and overseeing day-to-day execution across all jurisdictions.
Key Responsibilities
- Lead and develop a global compliance team across the US, UK, Middle East, and APAC
- Set the strategic direction of the global compliance programme, ensuring consistency of standards while accommodating local regulatory nuance
- Act as the senior point of contact for regulators across all jurisdictions
- Oversee regulatory change management, monitoring, surveillance, and advisory across the trading business
- Partner with the front office, legal, risk, and technology teams to embed a strong compliance culture
- Advise the executive team and board on regulatory risk, emerging issues, and strategic initiatives
Candidate Profile
- Significant compliance leadership experience gained within a quant trading firm, proprietary trading firm or hedge fund
- Strong global regulatory knowledge, with the ability to navigate multiple regimes (FCA, SEC/CFTC, DFSA, MAS/SFC or equivalent)
Chief Compliance Officer in City of London employer: Rutherford
Contact Detail:
Rutherford Recruiting Team
StudySmarter Expert Advice 🤫
We think this is how you could land Chief Compliance Officer in City of London
✨Tip Number 1
Network like a pro! Reach out to your connections in the finance and compliance sectors. Attend industry events or webinars where you can meet potential employers or colleagues who might know of openings. Remember, it’s all about who you know!
✨Tip Number 2
Prepare for interviews by researching the company thoroughly. Understand their compliance culture and recent regulatory changes they’ve faced. This will help you tailor your answers and show that you’re genuinely interested in their operations.
✨Tip Number 3
Showcase your leadership skills! When discussing your experience, highlight specific examples where you led a team or managed compliance across different jurisdictions. This is crucial for a role like Chief Compliance Officer.
✨Tip Number 4
Don’t forget to apply through our website! We’ve got loads of opportunities that might just be the perfect fit for you. Plus, applying directly shows your enthusiasm and commitment to joining the team.
We think you need these skills to ace Chief Compliance Officer in City of London
Some tips for your application 🫡
Tailor Your CV: Make sure your CV is tailored to highlight your compliance leadership experience, especially in quant trading or hedge funds. We want to see how your skills align with the key responsibilities outlined in the job description.
Craft a Compelling Cover Letter: Your cover letter should tell us why you're the perfect fit for the Chief Compliance Officer role. Share specific examples of how you've set strategic directions in compliance and navigated regulatory challenges in the past.
Showcase Your Global Experience: Since this role involves overseeing compliance across multiple jurisdictions, be sure to emphasise any global regulatory knowledge you have. We’re keen to see how you’ve managed compliance in different regions like the US, UK, and APAC.
Apply Through Our Website: We encourage you to apply directly through our website. It’s the best way for us to receive your application and ensures you don’t miss out on any important updates during the process!
How to prepare for a job interview at Rutherford
✨Know Your Regulations
Make sure you brush up on the key regulations relevant to the role, like FCA, SEC, and others mentioned in the job description. Being able to discuss these confidently will show that you’re not just familiar with compliance but also understand the nuances of different jurisdictions.
✨Showcase Your Leadership Skills
As a Chief Compliance Officer, you'll be leading a global team. Prepare examples of how you've successfully led teams in the past, especially in high-pressure environments. Highlight your ability to develop talent and foster a strong compliance culture within an organisation.
✨Prepare for Scenario Questions
Expect questions that put you in hypothetical situations regarding regulatory challenges or compliance issues. Think through potential scenarios and how you would handle them, demonstrating your strategic thinking and problem-solving skills.
✨Engage with the Interviewers
Don’t just wait for questions; engage with the interviewers by asking insightful questions about their compliance culture and challenges they face. This shows your genuine interest in the role and helps you assess if the company is the right fit for you.