At a Glance
- Tasks: Lead and build a global compliance framework for a rapidly expanding trading firm.
- Company: Join a dynamic trading firm at the forefront of financial innovation.
- Benefits: Competitive salary, flexible location (UK or Dubai), and opportunities for professional growth.
- Other info: Be part of a lean team driving responsible growth across multiple jurisdictions.
- Why this job: Shape the future of compliance in a fast-paced, tech-driven environment.
- Qualifications: Proven experience in AML and compliance within regulated financial services.
The predicted salary is between 72000 - 108000 £ per year.
Rutherford has been mandated to conduct a search on behalf of a rapidly expanding trading firm seeking to appoint its first Chief Compliance Officer. This individual will be responsible for designing and building the firm's compliance framework from the ground up, and scaling it across multiple jurisdictions including the UK, EU, and Middle East. The role can be based in either the UK or Dubai.
Responsibilities
- Lead and own the firm’s global Compliance and AML framework, ensuring best-practice standards across jurisdictions
- Embed a strong culture of regulatory compliance, ethical conduct, and accountability
- Design and scale a robust, technology-enabled AML and financial crime control environment
- Act as the senior regulatory liaison with regulators and external stakeholders
- Provide strategic advice to leadership on regulatory developments, particularly in digital assets
- Build, mentor, and lead a lean international compliance team as the business expands
- Ensure compliance supports responsible growth with a commercial, solutions-oriented mindset
Requirements
- Proven experience leading AML and Compliance functions in regulated financial services, fintech, and/or digital assets
- Strong understanding of global digital asset regulations and evolving regulatory regimes
- Experience designing scalable, multi-jurisdictional compliance frameworks
- Familiarity with modern RegTech and financial crime tooling, including sanctions screening, transaction monitoring, customer risk assessment, and automation
- Comfortable partnering with product, engineering, data, and operations teams
Chief Compliance Officer employer: Rutherford
Rutherford offers an exceptional opportunity for the Chief Compliance Officer to shape and lead a pioneering compliance framework within a rapidly expanding trading firm. With a strong emphasis on ethical conduct and regulatory excellence, employees benefit from a dynamic work culture that fosters innovation and collaboration across multiple jurisdictions, including the UK and Dubai. The company prioritises employee growth through mentorship and strategic involvement in shaping compliance practices, making it an attractive employer for those seeking meaningful and impactful careers in the financial services sector.
StudySmarter Expert Advice🤫
We think this is how you could land Chief Compliance Officer
✨Tip Number 1
Network like a pro! Reach out to industry contacts and attend relevant events. We all know that sometimes it’s not just what you know, but who you know that can help you land that Chief Compliance Officer role.
✨Tip Number 2
Showcase your expertise! Prepare to discuss your experience in building compliance frameworks and leading teams. We want to hear how you've tackled challenges in AML and compliance, especially in the digital assets space.
✨Tip Number 3
Be proactive! Don’t wait for job postings to appear. Reach out directly to firms you’re interested in, including us at StudySmarter. Express your interest in the Chief Compliance Officer position and share how you can add value.
✨Tip Number 4
Prepare for interviews by brushing up on current regulatory trends. We recommend being ready to discuss how you would embed a culture of compliance and accountability in a rapidly growing firm. Show them you’re the right fit!
We think you need these skills to ace Chief Compliance Officer
Some tips for your application 🫡
Tailor Your Application:Make sure to customise your CV and cover letter for the Chief Compliance Officer role. Highlight your experience in building compliance frameworks and your understanding of global regulations, especially in digital assets. We want to see how your skills align with our needs!
Showcase Your Leadership Skills:Since this role involves leading a compliance team, it’s crucial to demonstrate your leadership experience. Share examples of how you've built and mentored teams in the past. We love seeing candidates who can inspire and guide others!
Be Clear and Concise:When writing your application, keep it straightforward and to the point. Use clear language to explain your achievements and how they relate to the responsibilities outlined in the job description. We appreciate clarity and directness!
Apply Through Our Website:Don’t forget to submit your application through our website! It’s the best way for us to receive your details and ensures you’re considered for the role. We can’t wait to see what you bring to the table!
How to prepare for a job interview at Rutherford
✨Know Your Compliance Stuff
Make sure you brush up on your knowledge of AML and compliance frameworks, especially in the context of digital assets. Be ready to discuss specific regulations and how they apply across different jurisdictions like the UK, EU, and Middle East.
✨Showcase Your Leadership Skills
Since this role involves building and leading a compliance team, be prepared to share examples of how you've successfully led teams in the past. Highlight your mentoring style and how you foster a culture of compliance and accountability.
✨Be Tech-Savvy
Familiarise yourself with modern RegTech tools and financial crime prevention technologies. Discuss how you've implemented or used these tools in previous roles to enhance compliance processes and ensure efficiency.
✨Prepare for Strategic Discussions
Think about how you would advise leadership on regulatory developments. Prepare to discuss recent changes in regulations and how they could impact the firm’s strategy, particularly in relation to digital assets.
