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For Companies At a Glance
- Tasks: Lead compliance efforts and mentor a dynamic team in a fast-paced environment.
- Company: Join a leading private credit firm in the heart of London.
- Benefits: Enjoy competitive salary, professional development, and a collaborative culture.
- Why this job: Make a real impact on compliance strategies while growing your career in finance.
- Qualifications: 7-12+ years of compliance experience with strong credit knowledge required.
- Other info: Directly report to the Global Chief Compliance Officer and shape the future of compliance.
The predicted salary is between 72000 - 108000 £ per year.
We are currently partnered with a large private credit firm in London that are looking for a Compliance Director in the team. The role will primarily be tasked with running EMEA related compliance tasks, with direct report into the Global Chief Compliance Officer.
Responsibilities
- Provide regulatory and compliance advice to all investment teams.
- Lead relevant regulatory projects and provide strategic guidance on new business initiatives.
- Manage and mentor the London compliance team.
- Assist with day-to-day compliance matters, such as COE, AML/KYC and reporting.
- Deliver training to investment professionals and key stakeholders.
Requirements
- 7 - 12+ years of compliance experience, with strong credit knowledge and understanding.
- Proven ability to work in fast-paced environments.
Compliance Director employer: Rutherford Search
Contact Detail:
Rutherford Search Recruiting Team
StudySmarter Expert Advice 🤫
We think this is how you could land Compliance Director
✨Tip Number 1
Network with professionals in the compliance field, especially those who have experience in private credit. Attend industry events or webinars to connect with potential colleagues and learn about the latest trends in compliance.
✨Tip Number 2
Familiarise yourself with the specific regulatory frameworks that govern private credit firms in the EMEA region. This knowledge will not only help you in interviews but also demonstrate your commitment to understanding the role.
✨Tip Number 3
Prepare to discuss your leadership style and experiences in mentoring teams. As this role involves managing the London compliance team, showcasing your ability to lead and develop others will be crucial.
✨Tip Number 4
Be ready to provide examples of how you've successfully navigated compliance challenges in fast-paced environments. Highlighting your problem-solving skills and adaptability will set you apart from other candidates.
We think you need these skills to ace Compliance Director
Some tips for your application 🫡
Tailor Your CV: Make sure your CV highlights your compliance experience, particularly in credit and EMEA regulations. Use specific examples that demonstrate your ability to manage teams and lead projects.
Craft a Compelling Cover Letter: In your cover letter, address how your background aligns with the responsibilities of the Compliance Director role. Mention your experience in providing regulatory advice and leading compliance initiatives.
Highlight Relevant Skills: Emphasise skills such as strategic thinking, mentoring, and training. These are crucial for the role, so provide examples of how you've successfully applied these skills in previous positions.
Proofread Your Application: Before submitting, carefully proofread your application materials. Ensure there are no typos or grammatical errors, as attention to detail is vital in compliance roles.
How to prepare for a job interview at Rutherford Search
✨Showcase Your Compliance Expertise
Make sure to highlight your extensive experience in compliance, particularly in the credit sector. Be prepared to discuss specific regulatory frameworks you've worked with and how you've successfully navigated compliance challenges in previous roles.
✨Demonstrate Leadership Skills
As a Compliance Director, you'll be managing and mentoring a team. Share examples of how you've led teams in the past, focusing on your approach to training and developing talent within the compliance space.
✨Prepare for Regulatory Scenarios
Expect questions that assess your ability to handle real-world compliance scenarios. Think about recent regulatory changes and be ready to discuss how you would advise investment teams or lead projects in response to these changes.
✨Communicate Clearly and Confidently
Effective communication is key in compliance roles. Practice articulating complex compliance concepts in a clear and concise manner, as you'll need to deliver training and advice to various stakeholders.
