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For Companies At a Glance
- Tasks: Monitor trading activities and ensure compliance with regulations across multiple jurisdictions.
- Company: Leading Algorithmic trading firm based in London.
- Benefits: Competitive salary, dynamic work environment, and opportunities for professional growth.
- Why this job: Join a fast-paced industry and make a real impact on compliance and regulatory standards.
- Qualifications: 1-3 years in compliance or regulatory support, strong communication skills required.
- Other info: Collaborative culture with exposure to global regulatory frameworks.
The predicted salary is between 36000 - 60000 £ per year.
We are currently supporting a leading Algorithmic trading firm with a new Compliance Analyst hire in London. The compliance generalist will cover monitoring, reporting and regulatory support across multiple jurisdictions. The ideal candidate will work closely with business lines to ensure the firm operates in line with UK regulatory requirements and internal policies.
Responsibilities
- Perform daily compliance checks and assist with control activities across trading desks.
- Monitor trading activity and communications for potential market abuse or conduct risks.
- Support regulatory filings, internal audits, and inspections.
- Maintain compliance policies, procedures and registers.
- Research regulatory changes (FCA, MiFID II, EMIR) and provide guidance to business teams.
- Prepare reports for senior management and regulators.
- Collaborate on onboarding counterparties across asset classes and support cross-functional projects.
Requirements
- 1–3 years’ experience in compliance, risk or regulatory support, preferably with exposure to proprietary trading or market‑making environments.
- Knowledge of UK and US regulations is preferred, with awareness of APAC regulatory frameworks considered a plus.
- Excellent written and verbal communication skills.
Compliance Analyst employer: Rutherford Search
Contact Detail:
Rutherford Search Recruiting Team
StudySmarter Expert Advice 🤫
We think this is how you could land Compliance Analyst
✨Tip Number 1
Network like a pro! Reach out to professionals in the compliance field on LinkedIn or at industry events. We can’t stress enough how valuable personal connections can be in landing that Compliance Analyst role.
✨Tip Number 2
Prepare for interviews by brushing up on your knowledge of UK regulations and recent changes in compliance. We recommend having specific examples ready to showcase your experience with compliance checks and regulatory support.
✨Tip Number 3
Don’t just apply anywhere; focus on firms that align with your career goals. We suggest using our website to find roles that match your skills and interests, especially in algorithmic trading firms.
✨Tip Number 4
Follow up after interviews! A quick thank-you email can set you apart from other candidates. We believe it shows your enthusiasm for the role and keeps you fresh in their minds.
We think you need these skills to ace Compliance Analyst
Some tips for your application 🫡
Tailor Your CV: Make sure your CV is tailored to the Compliance Analyst role. Highlight your experience in compliance, risk, or regulatory support, especially if you've worked in trading environments. We want to see how your skills match what we're looking for!
Craft a Compelling Cover Letter: Your cover letter is your chance to shine! Use it to explain why you're passionate about compliance and how your background aligns with our needs. Don't forget to mention any specific regulations you’re familiar with, like FCA or MiFID II.
Showcase Your Communication Skills: Since excellent written and verbal communication skills are key for this role, make sure your application reflects that. Keep your language clear and professional, and double-check for any typos or errors before hitting send!
Apply Through Our Website: We encourage you to apply through our website for a smoother process. It helps us keep track of your application and ensures you don’t miss out on any important updates. Plus, it’s super easy!
How to prepare for a job interview at Rutherford Search
✨Know Your Regulations
Make sure you brush up on the key regulations like FCA, MiFID II, and EMIR. Being able to discuss these confidently will show that you’re not just familiar with compliance but also genuinely interested in the field.
✨Showcase Your Experience
Prepare specific examples from your past roles where you’ve performed compliance checks or supported regulatory filings. This will help demonstrate your hands-on experience and how it aligns with the responsibilities of the Compliance Analyst role.
✨Communicate Clearly
Since excellent communication skills are a must, practice articulating your thoughts clearly and concisely. You might be asked to explain complex compliance issues, so being able to simplify them will be a big plus.
✨Ask Insightful Questions
Prepare thoughtful questions about the firm’s compliance culture and how they handle regulatory changes. This shows your proactive approach and genuine interest in contributing to their compliance efforts.