Compliance Executive
Cardiff (hybrid working)
£35,000 DOE
An excellent opportunity has arisen for a Compliance Executive to join a growing Compliance Team within a leading commercial law firm. This role would suit a compliance professional with previous experience in a law firm or regulated professional services environment who is looking to broaden their experience across a wide range of risk, regulatory and compliance matters.
Working closely with the Compliance Manager and wider compliance team, you will play a key role in supporting the firm’s day-to-day compliance and regulatory activities. This is a varied position offering exposure to AML, client onboarding, sanctions, source of funds checks, file reviews, regulatory monitoring and wider risk management processes.
Key responsibilities include:
- Managing client onboarding and ongoing compliance processes
- Conducting AML, sanctions and source of funds checks
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Compliance Executive – Cardiff employer: Ruth Wagstaff Recruitment Ltd
Chadwick Nott offers an exceptional opportunity for self-employed Private Client Lawyers in Bath, providing a supportive environment that values autonomy and client care. With a focus on professional growth, you will have the chance to manage your own caseload while benefiting from a fee-share earnings model, all within a traditional high street firm known for its commitment to excellence and community engagement.
Contact Details:
Ruth Wagstaff Recruitment Ltd Recruitment Team
