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- Tasks: Support compliance in marketing, monitor regulations, and deliver training.
- Company: Join Royal London Asset Management, a leading UK fund management company.
- Benefits: Enjoy hybrid working, 28 days leave, pension matching, and private medical insurance.
- Why this job: Develop your compliance knowledge in a supportive team with a focus on responsible investment.
- Qualifications: Experience in asset management compliance; willing to study for relevant qualifications.
- Other info: Inclusive workplace celebrating diverse backgrounds and perspectives.
The predicted salary is between 36000 - 60000 £ per year.
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Compliance Analyst – Marketing
Date: 20 Aug 2025
Location: London, GB
Company: Royal London Group
Job Title: Compliance Analyst – Marketing
Contract Type:
Location: London
Working style: Hybrid 50% home/office based
We currently have a new opportunity for a Compliance Analyst to join the Risk and Compliance team at Royal London Asset Management and specifically support our marketing teams.
Whilst reporting into the Head of Compliance, in this role you will work closely with our International Distribution Compliance Officer on all compliance topics related to marketing.
As a Compliance Analyst, you will interact with all levels of internal stakeholders within our organisation. You will be joining an established and supportive team where we will encourage your learning, development and study towards relevant qualifications.
The Compliance Team is responsible for partnering with the business to ensure RLAM maintains a robust approach to regulatory compliance with effective controls operating.
This is a fantastic opportunity for an individual looking to further develop their knowledge and understanding of Asset Management compliance.
About the role
- Support the day-to-day work of the Compliance team such as supporting on close and continuing monitoring, delivering the thematic compliance monitoring program or providing advice to the business.
- Maintain RLAM’s Conflicts of Interest register and assisting in the management of PA Dealing using My Compliance Office.
- Assist members of the compliance team with preparation of papers for governance and oversight committees; this may include presenting issues to committees and Boards as required.
- Prepare and deliver training on key issues and regulatory changes
About you
- Prior experience of investments activities in an asset management business within a relevant role.
- Understanding of compliance and regulatory requirements
- Good experience of Word, Excel PowerPoint, Power BI
- Understanding of data organisation
- Some experience within an operational asset management environment (UK or EU).
- Knowledge of investment matters in UCITS and AIFMD
- SI / IAQ / IMC qualified or willing to study towards with support.
- Understanding of UK, Irish and EU compliance and regulatory requirements.
About Royal London Asset Management
Royal London Asset Management (RLAM), part of the Royal London Group, is one of the UK\’s leading fund management companies working with a wide range of clients across the globe to achieve their investment goals. Our long-term, client-driven focus means that we have a long-standing commitment to responsible investment. We act as responsible stewards of our clients’ capital, exercising their rights and influencing positive change.
Our People Promise to our colleagues is that we will all work somewhere inclusive, responsible, enjoyable and fulfilling. This is underpinned by our Spirit of Royal London values; Empowered, Trustworthy, Collaborate, Achieve.
We\’ve always been proud to reward employees by offering great workplace benefits such as 28 days annual leave in addition to bank holidays, an up to 14% employer matching pension scheme and private medical insurance. You can see all our benefits here – Our Benefits
Inclusion, diversity and belonging
We’re an Inclusive employer. We celebrate and value different backgrounds and cultures across Royal London. Our diverse people and perspectives give us a range of skills which are recognised and respected – whatever their background.
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Compliance Analyst - Marketing employer: Royal London
Contact Detail:
Royal London Recruiting Team
StudySmarter Expert Advice 🤫
We think this is how you could land Compliance Analyst - Marketing
✨Tip Number 1
Familiarise yourself with the latest compliance regulations in asset management, particularly those related to marketing. This knowledge will not only help you in interviews but also demonstrate your commitment to staying updated in a rapidly changing field.
✨Tip Number 2
Network with professionals in the compliance and asset management sectors. Attend industry events or webinars where you can meet people from Royal London or similar companies. Building these connections can provide valuable insights and potentially lead to referrals.
✨Tip Number 3
Prepare to discuss specific examples of how you've handled compliance issues in previous roles. Think about challenges you've faced and how you resolved them, as this will showcase your problem-solving skills and experience in a relevant context.
✨Tip Number 4
Research Royal London Asset Management's values and culture. Understanding their commitment to responsible investment and inclusivity will allow you to align your answers during interviews, showing that you're a good fit for their team.
We think you need these skills to ace Compliance Analyst - Marketing
Some tips for your application 🫡
Understand the Role: Before applying, make sure you fully understand the responsibilities of a Compliance Analyst in marketing. Familiarise yourself with compliance and regulatory requirements specific to asset management.
Tailor Your CV: Highlight relevant experience in your CV, especially any previous roles in compliance or asset management. Emphasise your understanding of compliance regulations and any qualifications you hold or are pursuing.
Craft a Strong Cover Letter: Write a compelling cover letter that explains why you are interested in the role and how your skills align with the job description. Mention your ability to work collaboratively and your commitment to continuous learning.
Proofread Your Application: Before submitting, carefully proofread your application for any spelling or grammatical errors. A polished application reflects your attention to detail, which is crucial in compliance roles.
How to prepare for a job interview at Royal London
✨Understand Compliance Regulations
Make sure you have a solid grasp of compliance and regulatory requirements, especially those relevant to asset management. Brush up on UK, Irish, and EU regulations, as this knowledge will be crucial during your interview.
✨Showcase Your Analytical Skills
As a Compliance Analyst, you'll need to demonstrate your ability to analyse data and identify potential compliance issues. Be prepared to discuss any relevant experience you have with data organisation and tools like Excel or Power BI.
✨Prepare for Scenario-Based Questions
Expect questions that assess how you would handle specific compliance scenarios. Think about past experiences where you've had to navigate complex compliance issues and be ready to share those examples.
✨Emphasise Team Collaboration
Since the role involves working closely with various stakeholders, highlight your teamwork skills. Share examples of how you've successfully collaborated with others in previous roles, particularly in compliance or regulatory contexts.
