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- Tasks: Support compliance monitoring and provide advice to the business in a dynamic team.
- Company: Join Royal London Asset Management, a leading UK fund management company committed to responsible investment.
- Benefits: Enjoy hybrid working, 28 days leave, up to 14% pension matching, and private medical insurance.
- Why this job: Perfect for those eager to learn about asset management compliance in a supportive environment.
- Qualifications: Experience in asset management compliance and willingness to study for relevant qualifications required.
- Other info: Inclusive workplace celebrating diverse backgrounds and perspectives.
The predicted salary is between 36000 - 60000 £ per year.
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Compliance Analyst – Generalist
Date: 20 Aug 2025
Location: London, GB
Company: Royal London Group
Job Title: Compliance Analyst – Generalist
Contract Type: Permanent
Location: London
Working style: Hybrid 50% home/office based
We currently have a new opportunity for a Compliance Analyst to join the Risk and Compliance team at Royal London Asset Management.
As a Compliance Analyst, you will interact with all levels of internal stakeholders within our organisation. You will be joining an established and supportive team where we will encourage your learning, development and study towards relevant qualifications.
The Compliance Team is responsible for partnering with the business to ensure RLAM maintains a robust approach to regulatory compliance with effective controls operating.
This is a fantastic opportunity for an individual looking to further develop their knowledge and understanding of Asset Management compliance.
About the role
- Support the day-to-day work of the Compliance team such as supporting on close and continuing monitoring, delivering the thematic compliance monitoring program or providing advice to the business.
- Maintain RLAM’s Conflicts of Interest register and assisting in the management of PA Dealing using My Compliance Office.
- Assist members of the compliance team with preparation of papers for governance and oversight committees; this may include presenting issues to committees and Boards as required.
- Prepare and deliver training on key issues and regulatory changes
About you
- Prior experience of investments activities in an asset management business within a relevant role.
- Understanding of compliance and regulatory requirements
- Good experience of Word, Excel PowerPoint, Power BI
- Understanding of data organisation
- Some experience within an operational asset management environment (UK or EU).
- Knowledge of investment matters in UCITS and AIFMD
- SI / IAQ / IMC qualified or willing to study towards with support.
- Understanding of UK, Irish and EU compliance and regulatory requirements.
About Royal London Asset Management
Royal London Asset Management (RLAM), part of the Royal London Group, is one of the UK\’s leading fund management companies working with a wide range of clients across the globe to achieve their investment goals. Our long-term, client-driven focus means that we have a long-standing commitment to responsible investment. We act as responsible stewards of our clients’ capital, exercising their rights and influencing positive change.
Our People Promise to our colleagues is that we will all work somewhere inclusive, responsible, enjoyable and fulfilling. This is underpinned by our Spirit of Royal London values; Empowered, Trustworthy, Collaborate, Achieve.
We\’ve always been proud to reward employees by offering great workplace benefits such as 28 days annual leave in addition to bank holidays, an up to 14% employer matching pension scheme and private medical insurance. You can see all our benefits here – Our Benefits
Inclusion, diversity and belonging
We’re an Inclusive employer. We celebrate and value different backgrounds and cultures across Royal London. Our diverse people and perspectives give us a range of skills which are recognised and respected – whatever their background.
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Compliance Analyst - Generalist employer: Royal London
Contact Detail:
Royal London Recruiting Team
StudySmarter Expert Advice 🤫
We think this is how you could land Compliance Analyst - Generalist
✨Tip Number 1
Familiarise yourself with the specific compliance regulations relevant to asset management, such as UCITS and AIFMD. This knowledge will not only help you in interviews but also demonstrate your commitment to the role.
✨Tip Number 2
Network with professionals in the compliance field, especially those working in asset management. Attend industry events or join online forums to gain insights and potentially get referrals that could lead to an interview.
✨Tip Number 3
Prepare to discuss your experience with data organisation and tools like Power BI during the interview. Being able to articulate how you've used these skills in past roles can set you apart from other candidates.
✨Tip Number 4
Show enthusiasm for continuous learning by mentioning any relevant qualifications you are pursuing or plan to pursue, such as the IMC. This aligns with Royal London’s commitment to employee development and can make a positive impression.
We think you need these skills to ace Compliance Analyst - Generalist
Some tips for your application 🫡
Understand the Role: Read the job description thoroughly to grasp the key responsibilities and requirements of the Compliance Analyst position. Tailor your application to highlight how your skills and experiences align with these aspects.
Highlight Relevant Experience: In your CV and cover letter, emphasise any prior experience in asset management or compliance roles. Be specific about your contributions and achievements in previous positions that relate to the responsibilities outlined in the job description.
Showcase Your Skills: Make sure to mention your proficiency in tools like Word, Excel, PowerPoint, and Power BI. Provide examples of how you've used these tools in past roles to support compliance activities or data organisation.
Craft a Strong Cover Letter: Write a compelling cover letter that not only expresses your interest in the role but also demonstrates your understanding of regulatory compliance and your commitment to continuous learning, especially regarding qualifications like SI, IAQ, or IMC.
How to prepare for a job interview at Royal London
✨Understand the Compliance Landscape
Familiarise yourself with the key compliance and regulatory requirements relevant to asset management, particularly in the UK and EU. This knowledge will demonstrate your commitment to the role and your ability to contribute effectively from day one.
✨Showcase Your Analytical Skills
Prepare to discuss your experience with data organisation and analysis tools like Excel and Power BI. Be ready to provide examples of how you've used these skills in previous roles to support compliance activities or improve processes.
✨Prepare for Scenario-Based Questions
Expect questions that assess your problem-solving abilities in real-world compliance scenarios. Think about past experiences where you had to navigate complex regulatory issues and be prepared to explain your thought process and outcomes.
✨Emphasise Team Collaboration
Since the role involves working closely with various stakeholders, highlight your teamwork and communication skills. Share examples of how you've successfully collaborated with others to achieve compliance objectives or deliver training.
