RBC Brewin Dolphin in London is seeking a Quality Assurance Associate to strengthen first‑line compliance monitoring across Wealth Management Europe. You will work with experienced colleagues to develop risk analysis, desk-based monitoring, and control assessments of Front Office client advice and trading activities.
You will support Certified Persons and Client Facing Teams, test and refine control frameworks, and lead thematic reviews to address regulatory concerns.
#J-18808-LjbffrWealth Governance & Compliance Associate employer: Royal Bank of Canada
At RBC Wealth Management Europe, we pride ourselves on being an exceptional employer, offering a dynamic and collaborative work environment in London and the South East. Our commitment to employee growth is evident through our comprehensive Total Rewards Program, which includes competitive compensation, bonuses, and flexible benefits, alongside opportunities for professional development and coaching from experienced leaders. Join us to make a meaningful impact while working with a talented team dedicated to delivering tailored financial solutions to our clients.
