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- Tasks: Support the Investment Policy team by monitoring investment restrictions and regulatory obligations.
- Company: Join RBC, a leading global bank with a focus on collaboration and innovation.
- Benefits: Enjoy a competitive salary, flexible work environment, and opportunities for professional growth.
- Other info: Be part of a diverse workplace that values respect, belonging, and opportunity for all.
- Why this job: Make a real impact in finance while working with a dynamic and supportive team.
- Qualifications: Strong knowledge of financial markets and investment products; relevant finance experience preferred.
The predicted salary is between 55000 - 65000 £ per year.
What is the opportunity? Provide support to the Investment Policy team by primarily monitoring investment restrictions related to the GAM UK & GAM Asia funds, as well as overseeing best execution, market structure and other regulatory obligations. This is a permanent, full-time role with 4 days in the office - perfect for someone who thrives in a flexible, relationship-driven environment.
What will you do?
- Develop and maintain investment policy statements for RBC GAM’s investment funds including the creation of new mandates for Institutional clients.
- Daily monitoring of investment policy statement breaches and appropriate escalation.
- Daily documentation of any investment breaches.
- Attend meetings related to new account launches/on boarding and represent the interests of Investment Policy.
- Assist with the creation of new client Investment Management Agreements and the associated on boarding of new clients.
- Set up and maintain internal and regulatory investment mandate constraints in RBC GAM’s trade order management system.
- Understand regulatory requirements in key jurisdictions where GAM operates.
- Liaise with RBC GAM’s Legal team and sell side partners to monitor regulatory changes and inform the investment management teams of any updates.
- Create daily and weekly reports of mandate/rules breaches to be distributed to Senior Management.
- Assist in monitoring trading activity within RBC GAM, including best execution monitoring, trade cost analysis, commission management and exception reporting analysis.
- Assist with answering RFP questions in a timely manner.
- Act as secretary of the Trade Management Oversight Committee helping to collate all materials required for the meeting.
- Assist with quarterly and monthly client reporting.
- Ad hoc projects as required.
- Understanding of trading success factors for key asset classes including equities and fixed income instruments, is an asset.
- Assist in annual/ad-hoc attestation of key processes and creation/revision for documenting procedures/responsibilities.
- Attend Research Payment Oversight Committee meetings as secretary and provide management information to help oversee and test research budgets and allocations.
- Request invoices from research providers on a quarterly basis and track these invoices to ensure timely payment.
- Help automate the research payment process.
What do you need to succeed?
- Must-have: Good knowledge of regional and local financial markets, economic disciplines and regulation.
- Understanding of the variety of financial instruments such as fixed income and equities.
- In depth knowledge of investment industry products and services.
- Competent computer skills and proficiency with Microsoft Office products.
- Ability to quickly adopt to the group’s investment policies, philosophy and strategies.
- Familiarity with modern portfolio theory and with portfolio optimisation techniques is a plus.
- Relevant experience in finance, preferably in an Investment Management environment.
- What would be nice to have: CFA designation, Investment Management Certificate.
What’s in it for you? We thrive on the challenge to be our best, progressive thinking to keep growing, and working together to deliver trusted advice to help our clients thrive and communities prosper. We care about each other, reaching our potential, making a difference to our communities, and achieving success that is mutual. Leaders who support your development through coaching and managing opportunities. Work in a dynamic, collaborative, progressive, and high performing team. Opportunities to building close relationships with clients.
Senior Analyst Investment Policy in London employer: Royal Bank of Canada
Contact Detail:
Royal Bank of Canada Recruiting Team
StudySmarter Expert Advice 🤫
We think this is how you could land Senior Analyst Investment Policy in London
✨Tip Number 1
Network like a pro! Reach out to your connections in the finance world, especially those who work at RBC or similar firms. A friendly chat can open doors and give you insider info about the role.
✨Tip Number 2
Prepare for interviews by brushing up on your knowledge of investment policies and market regulations. We want to see that you’re not just familiar with the basics but can also discuss current trends and challenges in the industry.
✨Tip Number 3
Showcase your analytical skills! Be ready to discuss specific examples of how you've monitored investment restrictions or handled breaches in the past. We love candidates who can demonstrate their problem-solving abilities.
✨Tip Number 4
Don’t forget to apply through our website! It’s the best way to ensure your application gets seen by the right people. Plus, it shows you’re serious about joining our team at RBC.
We think you need these skills to ace Senior Analyst Investment Policy in London
Some tips for your application 🫡
Tailor Your Application: Make sure to customise your CV and cover letter to highlight your experience with investment policies and financial markets. We want to see how your skills align with the role of Senior Analyst Investment Policy!
Showcase Relevant Experience: When detailing your work history, focus on any roles that involved monitoring investment restrictions or regulatory obligations. This will help us see your fit for the position right away.
Be Clear and Concise: Keep your application straightforward and to the point. Use bullet points where possible to make it easy for us to read through your qualifications and achievements.
Apply Through Our Website: Don’t forget to submit your application through our official website! It’s the best way for us to receive your details and ensure you’re considered for this exciting opportunity.
How to prepare for a job interview at Royal Bank of Canada
✨Know Your Investment Policies
Before the interview, make sure you thoroughly understand the investment policies relevant to the role. Familiarise yourself with the specific guidelines and regulations that govern the GAM UK & GAM Asia funds. This will not only show your commitment but also allow you to engage in meaningful discussions during the interview.
✨Demonstrate Analytical Skills
As a Senior Analyst, you'll need to showcase your critical thinking and analytical abilities. Prepare examples from your past experiences where you've successfully monitored investment restrictions or handled breaches. Be ready to discuss how you approach problem-solving in a fast-paced environment.
✨Stay Updated on Market Trends
Keep abreast of the latest trends in financial markets and regulatory changes. During the interview, reference recent developments that could impact investment strategies. This demonstrates your proactive nature and genuine interest in the industry, which is crucial for this role.
✨Prepare Questions for Them
Interviews are a two-way street, so prepare insightful questions to ask your interviewers. Inquire about the team dynamics, the challenges they face in monitoring compliance, or how they measure success in their investment strategies. This shows your enthusiasm for the role and helps you assess if it's the right fit for you.