At a Glance
- Tasks: Lead compliance testing and enhance regulatory processes in a dynamic banking environment.
- Company: Join RBC, a leading global bank committed to client success and community impact.
- Benefits: Enjoy competitive pay, flexible benefits, and world-class training opportunities.
- Other info: Collaborative team culture focused on professional development and mutual success.
- Why this job: Make a real difference in compliance while growing your career in financial services.
- Qualifications: Experience in regulatory compliance or internal audit, with strong analytical skills.
The predicted salary is between 60000 - 75000 € per year.
As an integral member of the UK Compliance Testing team, the Manager role helps support local Chief Compliance Officers (CCOs) in fulfilling their responsibilities defined under the RBC Regulatory Compliance Management Framework.
This is a full-time role and requires 4 days in the office at our London Bishopsgate office.
What will you do?
- Assess the adequacy of, adherence to, and the effectiveness of processes and day-to-day controls to manage regulatory compliance risk.
- Provide an opinion on the effectiveness of the processes and Regulatory Compliance Management (RCM) controls.
- Lead and deliver timely and accurate compliance testing reviews to manage Regulatory and Conduct risk, across the bank.
- Work with Compliance and business colleagues to track and advise on the appropriateness of action plans, to resolve issues identified during testing reviews.
- Contribute towards the continual enhancement of the testing approach and annual testing program, enhancing the existing Enterprise Monitoring and Testing control standards.
- Assist in the delivery of timely responses to internal audit.
- Support ad-hoc projects and activities as required, such as methodology improvements, stakeholder management and committee reporting.
What do you need to succeed?
Must-have
- Proven Experience in Regulatory Compliance Testing and or Internal Audit.
- Experience within Financial Services (Capital Markets / Wealth Management / Asset Management).
- Strong planning and organisation, analytical thinking, and problem-solving capabilities.
- Good senior stakeholder management.
Nice-to-have
- Bachelor’s degree (or equivalent).
- Qualifications in auditing, monitoring or risk.
- Data Analytical skills.
What is in it for you?
- A comprehensive Total Rewards Program including bonuses, flexible benefits and competitive compensation.
- Leaders who support your development through coaching and managing opportunities.
- Opportunities to work with the best in the field.
- Ability to make a difference and lasting impact.
- Work in a dynamic, collaborative, progressive, and high-performing team.
- A world-class training program in financial services.
RBC Group does not accept agency resumés. Please do not forward resumés to our employees, nor any other company location. RBC Group only pay fees to agencies where they have entered into a prior agreement to do so and in any event do not pay fees related to unsolicited resumés.
Manager, Compliance Testing Europe (London) employer: Royal Bank of Canada
RBC is an exceptional employer that prioritises employee growth and development within a dynamic and collaborative environment. Located in the heart of London, our Bishopsgate office offers a comprehensive Total Rewards Program, including competitive compensation and flexible benefits, alongside world-class training opportunities in financial services. We foster a culture of inclusivity and respect, empowering our employees to make a meaningful impact while working with some of the best professionals in the industry.
StudySmarter Expert Advice🤫
We think this is how you could land Manager, Compliance Testing Europe (London)
✨Tip Number 1
Network like a pro! Reach out to your connections in the compliance and financial services sectors. A friendly chat can lead to insider info about job openings or even a referral, which can give you a leg up in the application process.
✨Tip Number 2
Prepare for those interviews! Research the company and its compliance framework thoroughly. Be ready to discuss how your experience aligns with their needs, especially in regulatory compliance testing and risk management.
✨Tip Number 3
Showcase your analytical skills! During interviews, share specific examples of how you've tackled compliance challenges in the past. This will demonstrate your problem-solving capabilities and make you stand out as a candidate.
✨Tip Number 4
Don’t forget to apply through our website! It’s the best way to ensure your application gets seen by the right people. Plus, it shows you’re genuinely interested in joining the team at RBC.
We think you need these skills to ace Manager, Compliance Testing Europe (London)
Some tips for your application 🫡
Tailor Your CV:Make sure your CV is tailored to the role of Manager, Compliance Testing. Highlight your experience in regulatory compliance testing and internal audit, as well as any relevant skills that match the job description.
Craft a Compelling Cover Letter:Your cover letter is your chance to shine! Use it to explain why you're the perfect fit for this role. Mention specific experiences that demonstrate your analytical thinking and problem-solving capabilities.
Showcase Your Stakeholder Management Skills:Since good senior stakeholder management is a must-have, be sure to include examples of how you've successfully managed relationships in previous roles. This will show us you can handle the collaborative nature of the job.
Apply Through Our Website:We encourage you to apply through our website for a smoother application process. It’s the best way for us to receive your application and keep track of all candidates!
How to prepare for a job interview at Royal Bank of Canada
✨Know Your Compliance Stuff
Make sure you brush up on your knowledge of regulatory compliance testing and internal audit processes. Familiarise yourself with the RBC Regulatory Compliance Management Framework, as this will show that you're serious about the role and understand what’s expected.
✨Showcase Your Analytical Skills
Prepare to discuss specific examples where you've used your analytical thinking and problem-solving capabilities. Think of situations where you assessed compliance risks or improved processes, as these will highlight your suitability for the role.
✨Engage with Stakeholders
Since senior stakeholder management is key, be ready to talk about your experience in this area. Share how you've successfully collaborated with different teams to resolve issues or enhance compliance processes, demonstrating your interpersonal skills.
✨Ask Insightful Questions
Prepare thoughtful questions about the team dynamics, the testing approach, and how success is measured in the role. This not only shows your interest but also helps you gauge if the company culture aligns with your values.
