At a Glance
- Tasks: Lead regulatory compliance and enhance business control frameworks in a dynamic environment.
- Company: Join RBC, a leading global bank committed to innovation and community impact.
- Benefits: Enjoy competitive pay, bonuses, flexible benefits, and world-class training.
- Other info: Collaborative culture focused on respect, belonging, and professional growth.
- Why this job: Make a real difference in financial services while growing your career with top professionals.
- Qualifications: Extensive experience in Global Markets supervision and deep regulatory knowledge required.
The predicted salary is between 80000 - 100000 € per year.
What is the opportunity?
RBC are seeking a Director to join our London office. In this position, you will support the interpretation and implementation of key regulations and policy initiatives alongside evolving the GM Europe 1LOD (First Line of Defense) procedures framework. By partnering with Business Heads and Functional Partners, you will drive the efficiency and effectiveness of our business control environment and operating models. Additionally, you will support the governance framework and ensure robust regulatory and audit evidence, including management reporting, to uphold adherence to internal policies and procedures.
What will you do?
- Partner with Compliance and Law Group to keep abreast of regulatory change and guidance considering the impact on the Global Markets Europe business and communicating / implementing as appropriate.
- Ensure relevant regulatory and policy requirements are considered against key strategic initiatives and discussed with Global Markets Europe Leadership.
- Evaluate and review the on-going effectiveness of implemented policies and identify / remediate any gaps.
- Maintain and evolve desk procedures and other appropriate business documentation including KPIs and Management Information.
- Support an effective governance framework to ensure SMFs receive timely escalation and information.
- Support 1LOD training on relevant policies and procedures.
- Identify opportunities to simplify and standardise processes related to regulations and policies.
- Support an effective control environment to adhere to internal policies and external requirements, taking a Leadership role to partner with second line of defence functions.
- Engage in ad hoc projects and initiatives across the business as required.
- Proactively identify operational risks / control deficiencies in the business.
- Review and comply with Firm Policies applicable to your business activities.
- Escalate operational risk loss events, control deficiencies, and risks that you identify to your line manager and the relevant risk and control functions promptly.
What do you need to succeed?
Must-have
- Extensive experience within a Front Office Global Markets supervision role.
- Deep knowledge of regulatory policy and change.
- Experience of 1LOD training, policy and procedures.
What is in it for you?
We thrive on the challenge to be our best - progressive thinking to keep growing and working together to deliver trusted advice to help our clients thrive and communities prosper. We care about each other, reaching our potential, making a difference to our communities, and achieving success that is mutual.
- A comprehensive Total Rewards Program including bonuses, flexible benefits and competitive compensation.
- Leaders who support your development through coaching and managing opportunities.
- Opportunities to work with the best in the field.
- Ability to make a difference and lasting impact.
- Work in a dynamic, collaborative, progressive, and high-performing team.
- A world-class training program in financial services.
Director, Global Markets Supervision in London employer: Royal Bank of Canada
RBC is an exceptional employer, offering a dynamic and collaborative work environment in the heart of London. With a strong commitment to employee development through world-class training programs and a comprehensive Total Rewards Program, employees are empowered to reach their full potential while making a meaningful impact in the financial services sector. The inclusive culture at RBC fosters diverse perspectives, ensuring that every team member feels valued and supported in their professional journey.
StudySmarter Expert Advice🤫
We think this is how you could land Director, Global Markets Supervision in London
✨Tip Number 1
Network like a pro! Reach out to your connections in the industry, especially those who work at RBC or similar firms. A friendly chat can open doors and give you insights that might just land you an interview.
✨Tip Number 2
Prepare for the interview by researching RBC's recent projects and initiatives. Show them you’re not just another candidate; you’re genuinely interested in their work and how you can contribute to their goals.
✨Tip Number 3
Practice your responses to common interview questions, but keep it natural. We want you to sound confident and authentic, so don’t just memorise answers—make them your own!
✨Tip Number 4
Follow up after your interview with a thank-you email. It’s a simple gesture that shows your appreciation and keeps you fresh in their minds. Plus, it’s a great chance to reiterate your enthusiasm for the role!
We think you need these skills to ace Director, Global Markets Supervision in London
Some tips for your application 🫡
Tailor Your Application:Make sure to customise your CV and cover letter for the Director role. Highlight your experience in Global Markets supervision and regulatory policy, as this will show us you understand what we're looking for.
Showcase Your Achievements:Don’t just list your responsibilities; we want to see your impact! Use specific examples of how you've driven efficiency or improved processes in previous roles to make your application stand out.
Be Clear and Concise:Keep your writing straightforward and to the point. We appreciate clarity, so avoid jargon and ensure your key points shine through without unnecessary fluff.
Apply Through Our Website:We encourage you to submit your application directly through our website. This way, you’ll ensure it reaches the right people and gets the attention it deserves!
How to prepare for a job interview at Royal Bank of Canada
✨Know Your Regulations
Make sure you brush up on the latest regulatory policies and changes relevant to Global Markets. Understanding how these regulations impact the business will show your depth of knowledge and readiness for the role.
✨Demonstrate Leadership Skills
Prepare examples that showcase your leadership experience, especially in driving efficiency and effectiveness in a control environment. Highlight how you've partnered with teams to implement policies and procedures successfully.
✨Be Ready for Scenario Questions
Expect questions that ask how you would handle specific regulatory challenges or operational risks. Think through potential scenarios and articulate your thought process clearly, demonstrating your problem-solving skills.
✨Showcase Your Collaborative Spirit
RBC values collaboration, so be prepared to discuss how you've worked with cross-functional teams in the past. Share instances where your teamwork led to successful outcomes, particularly in compliance and governance.
