Associate Director AML Advisory

You will work as part of the European AML Compliance Team and will support the Head of Wealth AM Advisory UK & Ireland with the management of financial crime risk and the provision of AML Advisory services to Wealth Management Europe (WME) in the United Kingdom.

What will you do?

• Support the Head of Wealth AM Advisory UK & Ireland with the provision of AML Advisory Services to the UK Wealth Management International and Brewin Dolphin business

• Provide advice on the approval of new prospects at onboarding and existing clients at review taking into consideration the WME and wider Enterprise risk appetite standards

• Assist in the review and implementation of UK AML Legislation and Regulation

• Provide input to the drafting and maintenance of AML local policies and procedures, as requested

• Take into consideration, incorporate and participate in Enterprise wide Compliance initiatives

• Draft risk assessments with respect to new products or changes to existing products

• Assist with the completion of Annual Business Risk Assessments relating to Financial Crime

• Where required, prepare and deliver training to second line of defence on Financial Crime related topics

• Collaborate with other AML and Compliance team members as necessary for continuous improvement of systems, controls & processes and to share best practices

• Keep abreast of changes to regulatory and legislative rules and principles including attending lectures, seminars and training courses (where possible)

• Provide assistance to the wider AML Compliance Team as and when required.

• Strong knowledge of the Financial Crime, legal and regulatory environment in relation to the wealth management businesses

• Experience providing advice and guidance to the first line of defence in relation to AML regulatory requirements and expectations

• Good understanding of AML/CTF and ABAC laws across Europe

• Experience working within an AML Compliance department

Nice-to-have

• Educated to degree level

• Professional qualification in AML / Financial Crime, Advisory Services, Analytical Review, Anti-Money Laundering (AML), Anti-Money Laundering Compliance, Business Perspective, Client Counseling, Communication, Decision Making, Detail-Oriented, Financial Regulation, Flexible Attitude (Inactive), Fraud Risk Management, Group Problem Solving, Internal Controls, Interpersonal Interactions, Operational Integrity, Oral Communications, Organizational Behavior, Personal Initiative, Risk Assessments, Written Communication

• A comprehensive Total Rewards Program including bonuses, flexible benefits and competitive compensation

• Leaders who support your development through coaching and managing opportunities

• Opportunities to work with the best in the field

• Ability to make a difference and lasting impact

• Work in a dynamic, collaborative, progressive, and high-performing team

• A world-class training program in financial services

• Flexible working options fully supported.

Agency Notice

RBC Group does not accept agency resumés. Please do not forward resumés to our employees, nor any other company location. RBC Group only pay fees to agencies where they have entered into a prior agreement to do so and in any event do not pay fees related to unsolicited resumés. Please contact the Recruitment function for additional details.