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- Tasks: Join the UK Compliance Testing team to assess regulatory compliance and enhance testing approaches.
- Company: RBC is a leading bank focused on growth, community impact, and employee development.
- Benefits: Enjoy flexible working options, competitive compensation, bonuses, and a world-class training programme.
- Why this job: Make a real difference in compliance while working in a dynamic, collaborative environment.
- Qualifications: Must have a degree and experience in Regulatory Compliance within Financial Services.
- Other info: Applications close at 11:59 PM the day before the deadline.
The predicted salary is between 36000 - 60000 £ per year.
As an integral member of the UK Compliance Testing team, the Compliance Testing Associate helps support local Chief Compliance Officers (CCOs) in fulfilling their responsibilities defined under the RBC Regulatory Compliance Management Framework.
What will you do?
- Assessing the adequacy of, adherence to and the effectiveness of the day-to-day controls to manage regulatory compliance risk;
- Providing an opinion to senior management on the effectiveness of the Regulatory Compliance Management (RCM) controls in achieving compliance with the applicable regulatory requirements;
- Assist in the completion of effective risk assessments to drive the UK (European for Capital Markets) Compliance Testing Plan;
- Contribute towards the continual enhancement of the testing approach and annual Testing program (including providing ideas for developing/improving the approach to continuous business testing and, where relevant, enhancing the existing Enterprise Monitoring and Testing control standards);
- Assist in the delivery of timely responses to internal audit and external regulatory enquiries;
- Support ad-hoc projects and activities as required (methodology improvements; stakeholder management; committee reporting).
What do you need to succeed?
- Must-have: Experience in Regulatory Compliance; Experience within Financial Services (Capital Markets / Wealth Management / Asset Management); Analytical skills.
- Nice-to-have: Qualifications in auditing, monitoring or risk; Use of Data Analytics / AI.
What is in it for you?
- A comprehensive Total Rewards Program including bonuses, flexible benefits and competitive compensation;
- Leaders who support your development through coaching and managing opportunities;
- Opportunities to work with the best in the field;
- Ability to make a difference and lasting impact;
- Work in a dynamic, collaborative, progressive, and high-performing team;
- A world-class training program in financial services;
- Flexible working options fully supported.
Job Skills: Audits Compliance, Critical Thinking, Data Gathering Analysis, Decision Making, Financial Regulation, Industry Knowledge, Interpersonal Relationship Management, Product Services, Risk Management, Strategic Thinking.
Inclusion and Equal Opportunity Employment: At RBC, we believe an inclusive workplace that has diverse perspectives is core to our continued growth as one of the largest and most successful banks in the world. Maintaining a workplace where our employees feel supported to perform at their best, effectively collaborate, drive innovation, and grow professionally helps to bring our Purpose to life and create value for our clients and communities. RBC strives to deliver this through policies and programs intended to foster a workplace based on respect, belonging and opportunity for all.
Associate - Compliance Testing employer: Royal Bank of Canada>
Contact Detail:
Royal Bank of Canada> Recruiting Team
StudySmarter Expert Advice 🤫
We think this is how you could land Associate - Compliance Testing
✨Tip Number 1
Familiarise yourself with the RBC Regulatory Compliance Management Framework. Understanding this framework will not only help you in interviews but also demonstrate your commitment to the role and the organisation's compliance culture.
✨Tip Number 2
Network with professionals in the financial services sector, particularly those involved in compliance. Engaging with industry experts can provide insights into the role and may even lead to referrals that could boost your application.
✨Tip Number 3
Stay updated on current regulatory changes and trends in compliance testing. Being knowledgeable about recent developments will show your proactive approach and readiness to contribute effectively from day one.
✨Tip Number 4
Prepare to discuss your analytical skills and how you've applied them in previous roles. Be ready to share specific examples of how you've assessed compliance risks or contributed to compliance programmes, as this is crucial for the position.
We think you need these skills to ace Associate - Compliance Testing
Some tips for your application 🫡
Tailor Your CV: Make sure your CV highlights your experience in Regulatory Compliance and Financial Services. Use specific examples that demonstrate your analytical skills and any relevant qualifications in auditing or risk management.
Craft a Strong Cover Letter: In your cover letter, express your enthusiasm for the role and the company. Mention how your background aligns with the responsibilities of the Compliance Testing Associate position and how you can contribute to the team.
Highlight Relevant Skills: Emphasise your critical thinking, decision-making, and data analysis skills in your application. These are key competencies for the role, so provide examples of how you've successfully applied these skills in previous positions.
Proofread Your Application: Before submitting, carefully proofread your application for any spelling or grammatical errors. A polished application reflects your attention to detail, which is crucial in compliance roles.
How to prepare for a job interview at Royal Bank of Canada>
✨Understand Regulatory Compliance
Make sure you have a solid grasp of regulatory compliance principles, especially within the financial services sector. Brush up on the RBC Regulatory Compliance Management Framework and be prepared to discuss how your experience aligns with their requirements.
✨Showcase Analytical Skills
Since analytical skills are crucial for this role, come prepared with examples of how you've used data analysis in previous positions. Be ready to explain your thought process and how your analyses led to effective decision-making.
✨Prepare for Scenario-Based Questions
Expect scenario-based questions that assess your problem-solving abilities in compliance testing. Think of specific situations where you had to evaluate compliance risks and how you approached those challenges.
✨Demonstrate Team Collaboration
This role involves working closely with various stakeholders. Highlight your experience in collaborative projects and how you effectively communicated with team members to achieve common goals.
