b Overview /b p In this role you will serve as the principal legal adviser to the ECM syndicate desk within the UK GA Legal team, supporting primary and secondary equity offerings with transactional, regulatory and commercial counsel. You will collaborate closely with syndicate and ECM origination teams, manage cross-border regulatory issues, and help mitigate legal risk across deals. A background in markets is beneficial, including cash equities, research, structured products or derivatives. You will shape deal execution, document drafting and compliance, contributing to the firm’s ECM franchise and governance. /p b Responsibilities /b ul li Draft, negotiate and review ECM documentation (placing, underwriting, subscription agreements; NDAs; mandate and engagement letters; equity distribution and ATM programmes; rights issues and open offers). /li li Advise on execution mechanics (bookbuilding, pricing, allocation, stabilisation, settlement) and support IPOs and secondary offerings. /li li Coordinate with external counsel and underwriters counsel; align with compliance on firm positions for transactions. /li li Review offering documents from a syndicate/distribution perspective; monitor cross-border regulatory developments. /li li Provide cross-border regulatory advice (FCA, UK/EU Prospectus Regulation, MAR) and US securities law considerations in collaboration with US counsel. /li li Advise on selling restrictions, private placement regimes and disclosure obligations; draft disclaimers and legends. /li li Identify legal/regulatory risks, support underwriting approvals and participate in risk governance processes. /li li Provide training and act as a trusted adviser to the ECM desk and bankers; collaborate across legal, compliance and risk teams. /li /ul b Key requirements /b ul li 6+ years PQE with preference for in-house ECM experience /li li Drafting and reviewing ECM documentation and related agreements /li li Advising on UK and EU regulatory framework /li li Experience with internal governance committees /li li Degree qualified: 2:1 /li /ul ul li Excellent written and interpersonal skills /li li Ability to communicate clearly at all levels /li li Relationship builder and team player /li li Regulatory knowledge: FCA, UK/EU Prospectus Regulation, MAR /li li Cross-border advisory experience including US securities law (Rule 144A, Regulation S) /li li Drafting and negotiating placing, underwriting and subscription documents /li /ul
ECM Specialist Lawyer employer: Rothschild & Co
Rothschild & Co is an exceptional employer, offering a dynamic and supportive work culture that fosters professional growth and development. As a Summer Analyst in London, you'll gain invaluable hands-on experience in ECM & GP Solutions, with access to extensive training and networking opportunities that can lead to a permanent role post-graduation. The company's commitment to nurturing talent and providing meaningful work makes it an attractive choice for ambitious students seeking a rewarding career in finance.
