Client Onboarding & Compliance Review Lead

Client Onboarding & Compliance Review Lead

Full-Time On-site
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Rothschild & Co is seeking a Periodic Review Executive to join the Onboarding and Periodic Review team in the United Kingdom. You will coordinate with Front Office and Compliance to perform ongoing client reviews and ensure regulatory adherence.

You will handle documentation review, risk assessments, remediation communications, and record-keeping, contributing to a robust control environment and efficient client service.

Client Onboarding & Compliance Review Lead employer: Rothschild & Co Asset Management

Rothschild & Co Asset Management is an attractive employer due to its focus on professional development and engagement in significant financial transactions. The collaborative work culture supports employees in their career growth while managing a substantial portfolio. Opportunities to work on leveraged finance and private equity projects make it a compelling choice for finance professionals.

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Contact Details:

Rothschild & Co Asset Management Recruitment Team