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For Companies At a Glance
- Tasks: Review mortgage cases, perform risk assessments, and support advisers in compliance.
- Company: Fast-growing financial services network with a dynamic culture.
- Benefits: Competitive salary, company pension, private medical insurance, and exciting company events.
- Why this job: Join a supportive team and influence compliance processes in a rapidly expanding business.
- Qualifications: Experience in mortgage sector, CeMAP qualification, and strong understanding of FCA regulations.
- Other info: Opportunity for career growth in a fast-paced environment.
The predicted salary is between 35000 - 42000 £ per year.
We are a fast-growing financial services network, expanding rapidly to support our increasing number of appointed firms and advisers. As a result of this growth, we are looking to recruit an additional Mortgage & Protection development manager with a keen interest in compliance to join our team in Basingstoke. This is an excellent opportunity for an experienced compliance professional to play a key role in a dynamic and forward-thinking organisation, with the chance to grow alongside the business.
Key Responsibilities
- Review mortgage & protection cases submitted by advisers where financial crime is suspected.
- Review complex mortgage & protection cases including but not limited to equity release, bridging loans and high value protection policies.
- Perform risk assessments for new and existing products and advisers.
- Interpret and present mortgage and protection compliance MI to key stakeholders, including directors, lenders & product providers, and the FCA.
- Support advisers to adhere to our Training and Competency scheme, including carrying out pre-Competent Adviser Status (pre-CAS) meetings with advisers.
- Investigate complaints, including by speaking to clients if required.
About You
- Previous experience in the mortgage and protection sector would be an advantage.
- Ideally suited for a mortgage adviser looking to further their career in business development with a keen interest in compliance.
- CeMAP or equivalent qualification.
- Strong understanding of FCA regulation and compliance requirements.
- Strong understanding of a mortgage and protection advice process.
- Excellent attention to detail and organisational skills.
- Confident communicator, able to provide clear and practical guidance.
- Proactive, professional, and comfortable working in a growing, fast-paced environment.
- Must be confident and able to communicate effectively.
Why Join Us?
- Be part of a fast-growing financial services network.
- Opportunity to influence and develop compliance processes as the business scales.
- Supportive, collaborative office-based team in Basingstoke.
- Company events.
If you are a compliance professional looking for your next step in a growing organisation where your contribution will make a real impact, we would love to hear from you.
Benefits:
- Company events.
- Company pension.
- On-site parking.
- Private medical insurance.
- Pay: From £35,000.00 per year.
Business Development and Compliance Officer in Basingstoke employer: Rosemount Financial Solutions (IFA) Ltd
Contact Detail:
Rosemount Financial Solutions (IFA) Ltd Recruiting Team
StudySmarter Expert Advice 🤫
We think this is how you could land Business Development and Compliance Officer in Basingstoke
✨Tip Number 1
Network like a pro! Reach out to people in the mortgage and protection sector, especially those who work at companies you're interested in. A friendly chat can open doors that applications alone can't.
✨Tip Number 2
Prepare for interviews by researching the company and its compliance processes. Show us you understand the FCA regulations and how they impact the business. This will make you stand out as a candidate who’s ready to hit the ground running.
✨Tip Number 3
Practice your communication skills! As a Business Development and Compliance Officer, you'll need to convey complex information clearly. Role-play with a friend or record yourself to refine your delivery.
✨Tip Number 4
Don’t forget to apply through our website! It’s the best way to ensure your application gets noticed. Plus, we love seeing candidates who take the initiative to connect directly with us.
We think you need these skills to ace Business Development and Compliance Officer in Basingstoke
Some tips for your application 🫡
Tailor Your CV: Make sure your CV is tailored to the role of Business Development and Compliance Officer. Highlight your experience in the mortgage and protection sector, and don’t forget to mention any relevant qualifications like CeMAP. We want to see how your skills align with what we’re looking for!
Craft a Compelling Cover Letter: Your cover letter is your chance to shine! Use it to explain why you’re passionate about compliance and how you can contribute to our fast-growing team. Be sure to mention specific experiences that demonstrate your understanding of FCA regulations and compliance requirements.
Showcase Your Communication Skills: As a compliance professional, clear communication is key. In your application, make sure to showcase your ability to provide practical guidance and support to advisers. We love confident communicators who can engage effectively with stakeholders!
Apply Through Our Website: We encourage you to apply through our website for a smoother process. It’s the best way for us to receive your application and ensures you don’t miss out on any important updates. Plus, we love seeing applications come directly from our site!
How to prepare for a job interview at Rosemount Financial Solutions (IFA) Ltd
✨Know Your Compliance Stuff
Make sure you brush up on FCA regulations and compliance requirements before the interview. Being able to discuss these confidently will show that you're serious about the role and understand the industry's ins and outs.
✨Showcase Your Experience
Prepare specific examples from your past work in the mortgage and protection sector. Highlight any complex cases you've handled or risk assessments you've performed, as this will demonstrate your expertise and problem-solving skills.
✨Communicate Clearly
Practice articulating your thoughts clearly and concisely. Since the role involves presenting compliance information to stakeholders, being a confident communicator will be key. Consider doing mock interviews with a friend to refine your delivery.
✨Ask Insightful Questions
Prepare thoughtful questions about the company's growth and compliance processes. This shows your genuine interest in the role and helps you gauge if the company culture aligns with your values. Plus, it gives you a chance to engage with the interviewers!
