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For Companies At a Glance
- Tasks: Review mortgage cases, perform risk assessments, and support advisers in compliance.
- Company: Fast-growing financial services network with a dynamic culture.
- Benefits: Competitive salary, private medical insurance, company events, and pension.
- Why this job: Join a supportive team and influence compliance processes as we scale.
- Qualifications: Experience in mortgage sector, CeMAP qualification, and strong communication skills.
- Other info: Exciting career growth opportunities in a fast-paced environment.
The predicted salary is between 35000 - 49000 £ per year.
We are a fast-growing financial services network, expanding rapidly to support our increasing number of appointed firms and advisers. As a result of this growth, we are looking to recruit an additional Mortgage & Protection development manager with a keen interest in compliance to join our team in Basingstoke. This is an excellent opportunity for an experienced compliance professional to play a key role in a dynamic and forward-thinking organisation, with the chance to grow alongside the business.
Key Responsibilities
- Review mortgage & protection cases submitted by advisers where financial crime is suspected.
- Review complex mortgage & protection cases including but not limited to equity release, bridging loans and high value protection policies.
- Perform risk assessments for new and existing products and advisers.
- Interpret and present mortgage and protection compliance MI to key stakeholders, including directors, lenders & product providers, and the FCA.
- Support advisers to adhere to our Training and Competency scheme, including carrying out pre-Competent Adviser Status (pre-CAS) meetings with advisers.
- Investigate complaints, including by speaking to clients if required.
About You
- Previous experience in the mortgage and protection sector would be an advantage.
- Ideally suited for a mortgage adviser looking to further their career in business development with a keen interest in compliance.
- CeMAP or equivalent qualification.
- Strong understanding of FCA regulation and compliance requirements.
- Strong understanding of a mortgage and protection advice process.
- Excellent attention to detail and organisational skills.
- Confident communicator, able to provide clear and practical guidance.
- Proactive, professional, and comfortable working in a growing, fast-paced environment.
- Must be confident and able to communicate effectively.
Why Join Us?
- Be part of a fast-growing financial services network.
- Opportunity to influence and develop compliance processes as the business scales.
- Supportive, collaborative office-based team in Basingstoke.
- Company events.
If you are a compliance professional looking for your next step in a growing organisation where your contribution will make a real impact, we would love to hear from you.
Benefits:
- Company events.
- Company pension.
- On-site parking.
- Private medical insurance.
- Pay: From £35,000.00 per year.
Locations
Business Development and Compliance Officer in Basingstoke, Hampshire employer: Rosemount Financial Solutions (IFA) Ltd
Contact Detail:
Rosemount Financial Solutions (IFA) Ltd Recruiting Team
StudySmarter Expert Advice 🤫
We think this is how you could land Business Development and Compliance Officer in Basingstoke, Hampshire
✨Tip Number 1
Network like a pro! Get out there and connect with people in the mortgage and protection sector. Attend industry events, join relevant online forums, and don’t be shy about reaching out to potential colleagues on LinkedIn. You never know who might have the inside scoop on job openings!
✨Tip Number 2
Prepare for interviews by researching the company and its compliance processes. Familiarise yourself with their values and recent developments in the financial services sector. This will help you tailor your responses and show that you're genuinely interested in being part of their team.
✨Tip Number 3
Practice your communication skills! As a Business Development and Compliance Officer, you'll need to convey complex information clearly. Role-play common interview questions with a friend or use video calls to simulate the real deal. Confidence is key!
✨Tip Number 4
Don’t forget to apply through our website! We love seeing applications directly from candidates who are excited about joining us. Plus, it gives you a chance to showcase your enthusiasm for the role right from the start!
We think you need these skills to ace Business Development and Compliance Officer in Basingstoke, Hampshire
Some tips for your application 🫡
Tailor Your CV: Make sure your CV is tailored to the role of Business Development and Compliance Officer. Highlight your experience in the mortgage and protection sector, and don’t forget to showcase your understanding of FCA regulations. We want to see how you can bring your unique skills to our team!
Craft a Compelling Cover Letter: Your cover letter is your chance to shine! Use it to explain why you're passionate about compliance and how your background makes you a great fit for us. Be sure to mention any relevant qualifications like CeMAP and how they relate to the role.
Showcase Your Communication Skills: As a compliance professional, clear communication is key. In your application, demonstrate your ability to convey complex information simply and effectively. We’re looking for someone who can engage with stakeholders confidently, so let that shine through!
Apply Through Our Website: We encourage you to apply directly through our website. It’s the best way for us to receive your application and ensures you’re considered for the role. Plus, it shows you’re keen on joining our fast-growing team!
How to prepare for a job interview at Rosemount Financial Solutions (IFA) Ltd
✨Know Your Compliance Stuff
Make sure you brush up on FCA regulations and compliance requirements before the interview. Being able to discuss these confidently will show that you're serious about the role and understand the industry's ins and outs.
✨Showcase Your Experience
Prepare specific examples from your past work in mortgage and protection. Highlight any complex cases you've handled or risk assessments you've performed. This will demonstrate your expertise and how you can add value to their team.
✨Communicate Clearly
Practice explaining complex compliance concepts in simple terms. As a Business Development and Compliance Officer, you'll need to communicate effectively with advisers and stakeholders, so showing that you can do this well will be a big plus.
✨Ask Insightful Questions
Prepare thoughtful questions about the company's growth and compliance processes. This not only shows your interest in the role but also gives you a chance to assess if the company aligns with your career goals.
