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- Tasks: Ensure regulatory compliance and manage AML/CTF frameworks in a tech-driven environment.
- Company: Global investment platform with a focus on innovation and compliance.
- Benefits: Remote work flexibility and the chance to make a significant impact.
- Why this job: Join a dynamic team and shape compliance strategies in a leading firm.
- Qualifications: Over 3 years of compliance experience in financial services and knowledge of UK regulations.
- Other info: Opportunity to engage with stakeholders and drive meaningful change.
The predicted salary is between 42000 - 60000 £ per year.
A global investment platform is seeking a Compliance Officer & MLRO to ensure regulatory compliance and manage AML/CTF frameworks. This role involves overseeing compliance policies, conducting investigations, and engaging with stakeholders.
Ideal candidates should have over 3 years of experience in compliance within financial services and a strong grasp of UK regulations. This position offers remote work flexibility, allowing you to make a significant impact in a tech-driven firm.
Remote MLRO & Compliance Lead (SMF16/17) employer: Roots Funding Ltd
Contact Detail:
Roots Funding Ltd Recruiting Team
StudySmarter Expert Advice 🤫
We think this is how you could land Remote MLRO & Compliance Lead (SMF16/17)
✨Tip Number 1
Network like a pro! Reach out to your connections in the financial services sector and let them know you're on the lookout for opportunities. You never know who might have a lead on a Compliance Officer & MLRO role that’s perfect for you.
✨Tip Number 2
Prepare for those interviews by brushing up on UK regulations and compliance frameworks. We recommend creating a cheat sheet of key points to discuss, so you can confidently showcase your expertise when it comes to AML/CTF policies.
✨Tip Number 3
Don’t underestimate the power of a strong online presence! Update your LinkedIn profile to reflect your experience and skills in compliance. Engage with relevant content and connect with industry professionals to increase your visibility.
✨Tip Number 4
Apply through our website for the best chance at landing that dream job! We make it easy for you to showcase your qualifications and stand out from the crowd. Plus, we’re always on the lookout for top talent in compliance roles.
We think you need these skills to ace Remote MLRO & Compliance Lead (SMF16/17)
Some tips for your application 🫡
Tailor Your CV: Make sure your CV highlights your experience in compliance and MLRO roles. We want to see how your background aligns with the job description, so don’t be shy about showcasing your relevant skills and achievements!
Craft a Compelling Cover Letter: Your cover letter is your chance to shine! Use it to explain why you’re the perfect fit for this role. We love seeing passion and personality, so let us know what excites you about working with us at StudySmarter.
Showcase Your Regulatory Knowledge: Since this role involves a strong grasp of UK regulations, make sure to mention any specific regulations or frameworks you’ve worked with. We’re looking for someone who can hit the ground running, so highlight your expertise!
Apply Through Our Website: We encourage you to apply directly through our website. It’s the best way for us to receive your application and ensures you don’t miss out on any important updates. Plus, we love seeing applications come in through our own platform!
How to prepare for a job interview at Roots Funding Ltd
✨Know Your Regulations
Make sure you brush up on UK regulations related to compliance and AML/CTF frameworks. Being able to discuss specific regulations and how they apply to the role will show that you're not just familiar with the basics, but that you’re ready to hit the ground running.
✨Showcase Your Experience
Prepare to share concrete examples from your past roles where you've successfully managed compliance issues or conducted investigations. Use the STAR method (Situation, Task, Action, Result) to structure your answers and highlight your impact in previous positions.
✨Engage with Stakeholders
Since this role involves engaging with various stakeholders, think about how you can demonstrate your communication skills. Prepare examples of how you've effectively collaborated with different teams or external parties to achieve compliance goals.
✨Ask Insightful Questions
At the end of the interview, don’t forget to ask questions that show your interest in the company and the role. Inquire about their current compliance challenges or how they leverage technology in their compliance processes. This not only shows your enthusiasm but also helps you gauge if the company is the right fit for you.
