At a Glance
- Tasks: Lead compliance programs and risk management initiatives to protect the organisation's assets.
- Company: Join a forward-thinking financial institution committed to integrity and excellence.
- Benefits: Attractive salary, comprehensive benefits, and opportunities for professional growth.
- Why this job: Make a real difference by ensuring compliance and mitigating risks in a dynamic environment.
- Qualifications: Experience in compliance, risk management, and knowledge of banking regulations required.
- Other info: Collaborative culture with a focus on continuous learning and development.
The predicted salary is between 43200 - 72000 £ per year.
Key responsibilities:
- Policy and program development: Develop, implement, and maintain information technology system integration, risk management frameworks, policies, and procedures to ensure compliance with laws and internal standards.
- Risk assessment and mitigation: Conduct regular risk assessments to identify potential issues, evaluate the effectiveness of controls, and develop strategies to mitigate risks to the organization's assets, reputation, and operations.
- Auditing and monitoring: Perform internal reviews, checks and re-performance of business processes to ensure compliance with established policies and regulations.
- Training and awareness: Design, procure and/or conduct training programs to educate employees on compliance protocols, legal requirements, and ethical conduct.
- Investigation and reporting: Investigate potential compliance violations, follow up on incidents, and prepare comprehensive reports for senior management on compliance status and potential risks.
- Regulatory liaison: Act as a point of contact with external auditors, regulators, and industry bodies to stay current with changes and ensure adherence to external requirements.
- Advisory role: Provide guidance and expertise to internal departments and management on risk management and compliance matters, advising on new initiatives and potential risks.
Specific requirement: Knowledge in and implementations of the obligations of a banking licence issued by the Monetary Authority of Singapore.
Senior Manager (Compliance Programs and Risk) in Penarth employer: ROECNY PTE. LTD.
Contact Detail:
ROECNY PTE. LTD. Recruiting Team
StudySmarter Expert Advice 🤫
We think this is how you could land Senior Manager (Compliance Programs and Risk) in Penarth
✨Tip Number 1
Network like a pro! Reach out to your connections in the compliance and risk management field. Attend industry events or webinars to meet potential employers and get your name out there. Remember, it’s all about who you know!
✨Tip Number 2
Prepare for interviews by brushing up on your knowledge of compliance protocols and risk management frameworks. Be ready to discuss how you've tackled similar challenges in the past. We want to see your expertise shine!
✨Tip Number 3
Showcase your skills through real-life examples. When discussing your experience, highlight specific projects where you developed policies or conducted risk assessments. This will help us see how you can add value to our team.
✨Tip Number 4
Don’t forget to apply through our website! It’s the best way to ensure your application gets noticed. Plus, we love seeing candidates who are proactive about their job search!
We think you need these skills to ace Senior Manager (Compliance Programs and Risk) in Penarth
Some tips for your application 🫡
Tailor Your Application: Make sure to customise your CV and cover letter to highlight your experience in compliance programs and risk management. We want to see how your skills align with our needs, so don’t be shy about showcasing relevant projects or achievements!
Showcase Your Knowledge: Since we’re looking for someone with a solid understanding of banking licence obligations, make sure to mention any specific experiences or knowledge you have in this area. It’ll help us see that you’re the right fit for the role!
Be Clear and Concise: When writing your application, keep it straightforward and to the point. We appreciate clarity, so avoid jargon and ensure your key points stand out. This will help us quickly grasp your qualifications and enthusiasm for the position.
Apply Through Our Website: We encourage you to submit your application through our website. It’s the best way for us to receive your details and ensures you’re considered for the role. Plus, it’s super easy to do!
How to prepare for a job interview at ROECNY PTE. LTD.
✨Know Your Compliance Stuff
Make sure you brush up on the latest compliance regulations, especially those related to banking licences from the Monetary Authority of Singapore. Being able to discuss these in detail will show that you're not just familiar with the basics but are also well-versed in the specifics that matter.
✨Showcase Your Risk Management Skills
Prepare examples of how you've conducted risk assessments and developed mitigation strategies in previous roles. Use the STAR method (Situation, Task, Action, Result) to structure your answers, making it easy for the interviewers to see your impact.
✨Be Ready to Discuss Training Initiatives
Think about any training programs you've designed or delivered. Be prepared to explain how you ensured employees understood compliance protocols and legal requirements. Highlighting your ability to educate others will demonstrate your leadership skills.
✨Engage with Regulatory Knowledge
Familiarise yourself with the key regulatory bodies and their expectations. During the interview, express your understanding of how to liaise effectively with external auditors and regulators. This shows that you can be a proactive point of contact for compliance matters.