At a Glance
- Tasks: Lead compliance projects and manage risk assessments to protect our organisation.
- Company: Join a forward-thinking financial institution committed to integrity and excellence.
- Benefits: Attractive salary, flexible working options, and opportunities for professional growth.
- Other info: Dynamic role with a chance to work alongside industry experts and drive impactful change.
- Why this job: Make a real difference in compliance and risk management while shaping the future of finance.
- Qualifications: Experience in compliance, risk management, and knowledge of banking regulations required.
The predicted salary is between 60000 - 80000 £ per year.
Key responsibilities:
- Policy and program development: Develop, implement, and maintain information technology system integration, risk management frameworks, policies, and procedures to ensure compliance with laws and internal standards.
- Risk assessment and mitigation: Conduct regular risk assessments to identify potential issues, evaluate the effectiveness of controls, and develop strategies to mitigate risks to the organization's assets, reputation, and operations.
- Auditing and monitoring: Perform internal reviews, checks and re-performance of business processes to ensure compliance with established policies and regulations.
- Training and awareness: Design, procure and/or conduct training programs to educate employees on compliance protocols, legal requirements, and ethical conduct.
- Investigation and reporting: Investigate potential compliance violations, follow up on incidents, and prepare comprehensive reports for senior management on compliance status and potential risks.
- Regulatory liaison: Act as a point of contact with external auditors, regulators, and industry bodies to stay current with changes and ensure adherence to external requirements.
- Advisory role: Provide guidance and expertise to internal departments and management on risk management and compliance matters, advising on new initiatives and potential risks.
Specific requirements:
- Knowledge in and implementations of the obligations of a banking licence issued by the Monetary Authority of Singapore.
- Knowledge in and implementations of account onboarding and periodic monitoring processes to manage the risks relating to anti-money laundering and countering the financing of terrorism.
Manager (Compliance Projects and Risk) in Penarth employer: ROECNY PTE. LTD.
At ROECNY, we pride ourselves on being an exceptional employer, offering a dynamic and innovative work environment that fosters professional growth and development. As a Project Manager in Customer Success, you will be part of a forward-thinking team dedicated to shaping the future of digital finance, with access to comprehensive benefits and a competitive salary that reflects your expertise. Our culture encourages collaboration and creativity, ensuring that every team member can thrive while making a meaningful impact in the financial industry.
StudySmarter Expert Advice🤫
We think this is how you could land Manager (Compliance Projects and Risk) in Penarth
✨Tip Number 1
Network like a pro! Reach out to people in the compliance and risk management field. Attend industry events or webinars, and don’t be shy about asking for informational interviews. We all know that sometimes it’s not just what you know, but who you know!
✨Tip Number 2
Showcase your expertise! When you get the chance to chat with potential employers, highlight your knowledge of compliance protocols and risk management frameworks. We want to see how you can bring value to their team, so share specific examples from your past experiences.
✨Tip Number 3
Prepare for those tricky interview questions! Brush up on your understanding of anti-money laundering and countering the financing of terrorism. We recommend practising your responses to common compliance-related scenarios to demonstrate your problem-solving skills.
✨Tip Number 4
Don’t forget to apply through our website! It’s the best way to ensure your application gets noticed. Plus, we love seeing candidates who are proactive and engaged. So, get your application in and let’s make things happen!
We think you need these skills to ace Manager (Compliance Projects and Risk) in Penarth
Some tips for your application 🫡
Tailor Your Application:Make sure to customise your CV and cover letter to highlight your experience in compliance projects and risk management. We want to see how your skills align with our needs, so don’t be shy about showcasing relevant achievements!
Showcase Your Knowledge:Since we’re looking for someone with a solid understanding of banking regulations and anti-money laundering processes, be sure to mention any specific experiences or training you have in these areas. It’ll help us see you as a strong fit for the role!
Be Clear and Concise:When writing your application, keep it straightforward and to the point. We appreciate clarity, so avoid jargon and make sure your key points stand out. This will help us quickly grasp your qualifications and enthusiasm for the position.
Apply Through Our Website:We encourage you to submit your application directly through our website. It’s the best way for us to receive your details and ensures you’re considered for the role. Plus, it’s super easy to do!
How to prepare for a job interview at ROECNY PTE. LTD.
✨Know Your Compliance Stuff
Make sure you brush up on the specifics of compliance, especially regarding banking licences and anti-money laundering regulations. Familiarise yourself with the Monetary Authority of Singapore's requirements, as this will show your potential employer that you're serious about the role.
✨Showcase Your Risk Management Skills
Prepare examples of how you've conducted risk assessments in the past. Be ready to discuss the frameworks you've developed or implemented, and how they helped mitigate risks. This will demonstrate your hands-on experience and strategic thinking.
✨Be Ready for Scenario Questions
Expect questions that put you in hypothetical situations related to compliance violations or risk management challenges. Think through your responses ahead of time, focusing on your problem-solving skills and how you would handle such scenarios effectively.
✨Highlight Your Training Experience
If you've designed or delivered training programs before, make sure to mention this. Discuss how you’ve educated others on compliance protocols and legal requirements, as this shows your ability to communicate complex information clearly and effectively.
