At a Glance
- Tasks: Develop client relationships and provide insightful financial advice while shadowing experienced Directors.
- Company: Join rock wealth, a forward-thinking financial services firm with a focus on personal development.
- Benefits: Competitive salary, discretionary bonus, and opportunities for career progression and ownership.
- Other info: Enjoy a supportive environment with mentoring and a commitment to your professional growth.
- Why this job: Gain hands-on experience in finance and work closely with industry leaders to shape your career.
- Qualifications: Chartered status preferred; strong communication and analytical skills are essential.
The predicted salary is between 35000 - 50000 € per year.
As a fully qualified Independent Financial Advisor at rock wealth, you will have the responsibility for the ongoing development of client relationships, in line with regulatory standards, and their personal goals. You will shadow the advising Directors, fully participate in client meetings and handle research, analysis and reporting tasks. We believe this to be a fantastic development opportunity for the right person with full exposure to the business and a close working relationship with the Directors and clients. You will be provided with personal mentoring and support towards any further qualification and career development. There is a small client bank to start working with and opportunities to speak with potential new clients. This work will initially be done alongside analysis and report writing.
Accountabilities
- To help grow a sustainable, compliant business that positively represents the rock wealth brand and is based on providing investment options in line with an evidence based methodology.
- To provide informed, insightful, and sound advice to clients that considers their own individual circumstances, needs, and investment goals.
- To ensure the business operates in a compliant manner that is consistent with the FCA and PRA regulatory standards.
- Offering a high-value, personal service in order to develop long-term relationships with new and existing clients, leading to a high level of client retention and new business referrals.
- To thoroughly prepare for new business and review meetings, ensuring client investment reports give insight into cash flow, forecasting, and investment performance allowing them to make fully informed investment decisions.
- To conduct relevant follow up activity including detailed analysis and report writing.
- To invest in your personal and professional development by ensuring that you complete a minimum of 35 hours of CPD per year, 21 of which must be at structured, authorised events.
- You will also have a commitment to achieving Chartered status if not already held.
Regulatory Standards
- You must act with integrity.
- You must act with due skills, care, and diligence.
- You must be open and cooperative with the FCA, the PRA, and other regulators.
- You must pay due regard to the interests of customers and treat them fairly.
- You must observe proper standards of market conduct.
Person Specification, Skills, and Experience
- Ideally Chartered or working towards the qualification.
- To have strong written, numeracy, and verbal reasoning skills.
- To have excellent levels of consciousness and strong attention to detail, as well as analytical skills.
- To have a continuous improvement mindset with an ambition to learn and progress.
- To have a proven ability to build trusting relationships with clients and colleagues.
- To have the ability to develop long-term strategic partnerships with other professional businesses.
- To have excellent communication, interpersonal, and listening skills.
- To be organised with an ability to prioritise information in a timely manner.
- To have a delivery focused mindset.
- To have a desire to build a long-term career in the Financial Services sector.
Package
- Salary of £35,000-£50,000 dependent on qualifications and experience.
- Discretionary Bonus.
- Opportunity for future ownership/ buy in.
To apply please send your CV through to norwich@rockwealth.co.uk
Independent Financial Advisor (preferably Chartered) in Norfolk employer: rockwealth
At rock wealth, we pride ourselves on being an exceptional employer that fosters a supportive and collaborative work environment for Independent Financial Advisors. With a strong emphasis on personal mentoring, career development, and the opportunity to work closely with experienced Directors, our team members are empowered to grow their skills while building meaningful client relationships. Located in a vibrant area, we offer competitive salaries, discretionary bonuses, and the potential for future ownership, making it an ideal place for those seeking a rewarding career in financial services.
StudySmarter Expert Advice🤫
We think this is how you could land Independent Financial Advisor (preferably Chartered) in Norfolk
✨Network Like a Pro
Get out there and connect with people in the financial services sector. Attend industry events, join relevant groups on LinkedIn, and don’t be shy about reaching out to potential mentors or colleagues. Building relationships can open doors to opportunities that aren’t even advertised!
✨Showcase Your Skills
When you get the chance to meet with potential employers or clients, make sure to highlight your analytical skills and attention to detail. Bring along examples of your work, like investment reports or case studies, to demonstrate how you can provide informed and insightful advice.
✨Prepare for Interviews
Before any interview, do your homework! Understand the company’s values, their approach to client relationships, and the regulatory standards they adhere to. This will not only help you answer questions confidently but also show that you’re genuinely interested in being part of their team.
✨Apply Through Our Website
Don’t forget to apply through our website! It’s the best way to ensure your application gets seen by the right people. Plus, it shows you’re serious about joining our team and ready to take the next step in your career as an Independent Financial Advisor.
We think you need these skills to ace Independent Financial Advisor (preferably Chartered) in Norfolk
Some tips for your application 🫡
Tailor Your CV:Make sure your CV reflects the skills and experiences that align with the Independent Financial Advisor role. Highlight your qualifications, especially if you're Chartered or working towards it, and showcase any relevant client relationship experience.
Craft a Compelling Cover Letter:Your cover letter is your chance to shine! Use it to explain why you’re passionate about financial advising and how you can contribute to rock wealth. Mention specific examples of how you've built relationships and provided sound advice in the past.
Showcase Your Analytical Skills:Since the role involves research, analysis, and report writing, make sure to highlight your analytical skills in your application. Provide examples of how you've used these skills to help clients make informed decisions.
Apply Through Our Website:We encourage you to apply through our website for a smoother process. It’s the best way for us to receive your application and ensures you don’t miss out on any important updates from us!
How to prepare for a job interview at rockwealth
✨Know Your Stuff
Make sure you brush up on your financial knowledge, especially around investment options and regulatory standards. Familiarise yourself with the FCA and PRA guidelines, as well as any recent changes in the industry. This will show that you're not just qualified but also genuinely interested in the field.
✨Showcase Your Relationship-Building Skills
Since this role is all about developing client relationships, be prepared to discuss how you've successfully built trust with clients in the past. Share specific examples of how you've tailored advice to meet individual needs and how you maintain those long-term relationships.
✨Prepare for Client Meetings
Think about how you would approach a client meeting. Prepare a mock presentation or report that demonstrates your analytical skills and attention to detail. This could include cash flow forecasts or investment performance insights, which are crucial for helping clients make informed decisions.
✨Ask Insightful Questions
At the end of the interview, don’t shy away from asking questions. Inquire about the mentoring process, opportunities for further qualifications, or how the company supports its advisors in building their client base. This shows your eagerness to grow and engage with the company’s vision.
