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For Companies At a Glance
- Tasks: Review and validate mortgage and insurance documentation for compliance.
- Company: Rockstone Compliance Limited, a leading consultancy in Bath.
- Benefits: Competitive salary, professional development, and a supportive team environment.
- Why this job: Join a dynamic team and make a real impact in compliance.
- Qualifications: 2 years in a regulated environment; knowledge of FCA regulations preferred.
- Other info: Opportunity for travel and growth within a successful consultancy.
The predicted salary is between 20000 - 24000 £ per year.
About Us
Rockstone Compliance Limited is a successful compliance consultancy firm based in Bath, specialising in providing expert guidance to mortgage, insurance and credit intermediary firms. With a commitment to service excellence, we assist our clients in navigating complex regulatory landscapes and ensuring adherence to industry standards. As a team, we are dedicated to delivering bespoke compliance solutions tailored to our clients\’ needs.
Job Description:
We are currently seeking a skilled and detail-oriented Compliance Officer to join our Quality Assurance team. You will be a crucial member of our team, responsible for reviewing and validating mortgage and insurance / protection documentation to ensure adherence to regulatory requirements. This role demands a meticulous approach, a keen eye for detail, and a deep understanding of FCA mortgage / insurance compliance standards. You will also be responsible for the updating of compliance logs as well as other ad hoc regulatory related requests. This is an exciting opportunity for someone with a background in compliance or the mortgage / insurance sales advisory process to contribute to the continued success of our consultancy.
Team meetings will be held in Bath / Bury St Edmunds or occasionally London on a regular basis, so if you live further afield, you must be willing to travel.
Skills, Capabilities and Attributes
The successful candidate will demonstrate the following experience, skills and behaviours:
- A minimum of 2 years’ experience working within a regulated environment (either within a compliance or sales advisory role),
- Subject matter expert in at least one of the following areas: regulated mortgage sales or risk management with a working understanding of the FCA regulations of MCOBs & ICOBs.
- Focussed, essential for spotting compliance risks and failings in highly detailed client files,
- Ability to prioritise, manage own workload and use time productively,
- Willing and able to commute to Bath once a month (or more frequently if required),
- Must be confident, flexible, independent, and self-motivated,
- Presentable and articulate with the ability to interact with people at all levels,
- A fast learner with the ability to acquire knowledge swiftly, work with the knowledge and pass it on as necessary,
- Detail orientated with the ability to work methodically,
- Able to prioritise tasks and workload to meet tight deadlines,
- Able to fully satisfy the pre-employment screening process with 6 years referencing, credit screen, and DBS checks.
Training & Education
- Experience working within a regulated environment, preferably relating to mortgages and insurance.
- CeMAP or other equivalent qualifications are desirable but not essential.
Salary
£25,000 – £30,000 dependent on experience
If you would like to be considered for this position and have the relevant experience, then please email your CV to elizabeth.harris@rockstonecompliance.co.uk
Compliance Officer - Mortgage & Insurance Advice Quality employer: Rockstone Compliance Limited
Contact Detail:
Rockstone Compliance Limited Recruiting Team
StudySmarter Expert Advice 🤫
We think this is how you could land Compliance Officer - Mortgage & Insurance Advice Quality
✨Tip Number 1
Network like a pro! Reach out to your connections in the compliance and mortgage sectors. Attend industry events or webinars to meet potential employers and get your name out there. Remember, it’s all about who you know!
✨Tip Number 2
Prepare for interviews by brushing up on FCA regulations and compliance standards. We recommend practising common interview questions related to compliance roles. Show them you’re not just a candidate, but the candidate they need!
✨Tip Number 3
Don’t underestimate the power of follow-ups! After an interview, send a quick thank-you email to express your appreciation. It keeps you fresh in their minds and shows your enthusiasm for the role.
✨Tip Number 4
Apply through our website for the best chance at landing that Compliance Officer role! We love seeing applications directly from motivated candidates who are eager to join our team. Let’s make it happen together!
We think you need these skills to ace Compliance Officer - Mortgage & Insurance Advice Quality
Some tips for your application 🫡
Tailor Your CV: Make sure your CV is tailored to the Compliance Officer role. Highlight your experience in regulated environments and any specific knowledge of FCA regulations. We want to see how your skills match what we're looking for!
Craft a Compelling Cover Letter: Your cover letter is your chance to shine! Use it to explain why you're passionate about compliance and how your background makes you a great fit for our team. Keep it concise but engaging – we love a good story!
Showcase Your Attention to Detail: Since this role requires a keen eye for detail, make sure your application is free from typos and errors. We appreciate meticulousness, so let that shine through in your written application!
Apply Through Our Website: We encourage you to apply through our website for a smoother process. It helps us keep track of applications and ensures you don’t miss out on any important updates. Plus, it’s super easy!
How to prepare for a job interview at Rockstone Compliance Limited
✨Know Your Compliance Stuff
Make sure you brush up on FCA regulations, especially MCOBs and ICOBs. Being able to discuss these in detail will show that you’re not just familiar with compliance but that you live and breathe it.
✨Showcase Your Attention to Detail
Prepare examples from your past work where your keen eye for detail made a difference. Whether it was spotting a compliance risk or ensuring documentation was flawless, having specific stories ready will impress the interviewers.
✨Demonstrate Your Organisational Skills
Since the role requires managing workloads and meeting tight deadlines, be ready to talk about how you prioritise tasks. Share tools or methods you use to stay organised and productive, as this will highlight your ability to handle the demands of the job.
✨Be Ready to Travel
Since the role involves commuting to Bath or London, mention your willingness to travel. It shows flexibility and commitment, which are key traits for a Compliance Officer in a consultancy setting.
