Senior Brokerage Operations Lead
Senior Brokerage Operations Lead

Senior Brokerage Operations Lead

London Full-Time 43200 - 72000 £ / year (est.) No home office possible
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At a Glance

  • Tasks: Lead and enhance Robinhood's UK operations, ensuring compliance and efficiency.
  • Company: Join Robinhood, a fintech pioneer making finance accessible for everyone.
  • Benefits: Enjoy competitive perks, a collaborative culture, and opportunities for personal growth.
  • Why this job: Be part of a mission-driven team transforming the financial landscape globally.
  • Qualifications: 6+ years in financial services operations; strong problem-solving and communication skills required.
  • Other info: Diversity and inclusion are core values; all backgrounds encouraged to apply.

The predicted salary is between 43200 - 72000 £ per year.

Join a leading fintech company that’s democratizing finance for all. Robinhood Markets was founded on a simple idea: that our financial markets should be accessible to all. With customers at the heart of our decisions, Robinhood and its subsidiaries and affiliates are lowering barriers and providing greater access to financial information. Together, we are building products and services that help create a financial system everyone can participate in.

About the team + role

Robinhood is looking for a Senior Brokerage Operations Lead to further build out our Operations team in London, United Kingdom (UK). We are looking for an Operations professional with demonstrated experience in securities and brokerage as well as regulatory compliance related topics and who is excited to work at the intersection of regulation, technology, and finance. We are looking for a highly adaptable and collaborative person who can handle ambiguity and rapidly shifting priorities with flexibility and patience.

What you’ll do:

  • Support the launch, improvement, and scaling of Robinhood UK operations, products, tools, and systems.
  • Be the point of contact and oversee day-to-day supervision of the operations and 1st line risk activities for the UK team.
  • Partner with Robinhood teams such as Brokerage Operations, Compliance, Risk, Customer Experience (CX), Finance, Product, Engineering and Vendor Management.
  • Oversee and monitor the performance of operational business partners in line with the intercompany agreements and SLAs.
  • Continuous process efficiency improvement - leveraging data to improve operational processes and reduce operational risk.
  • Responsible for creating and maintaining operational Standard Operating Procedures and processes.
  • Partner with the Risk & Compliance team (2nd line) to review, implement and operate the required frameworks and controls to support regulatory requirements.
  • Command deep knowledge of operational processes and standards, tracking changes to regulations and best practices regarding investment operations.
  • Foster a culture of professionalism, high ethical standards, personal development, and regulatory compliance and promoting the core values and risk culture.

What you bring:

  • Based in the United Kingdom.
  • Bachelor's degree or equivalent practical experience.
  • 6+ years of operational experience specialising in financial services.
  • Passionate about financial services and fintech.
  • Thorough knowledge and experience of topics such as: UK tax wrappers, brokerage / trading operations and operational risk management.
  • Experience working across large projects with multiple work streams and coordinating cross functional teams.
  • Exceptional attention to detail and strong problem-solving skills.
  • Experience in applying data analysis to solve business problems.
  • Excellent written and oral communication skills.
  • Collaborative mindset.
  • Open minded, curious, knowledgeable, proactive and not being afraid of asking for help and offering help.
  • Self-starter with ability to work independently and coordinate across multiple functional groups.
  • Resourceful and adaptive in fast-paced, entrepreneurial environments.
  • Chartered Institute for Securities & Investment certifications.

We’re looking for more growth-minded and collaborative people to be a part of our journey in democratizing finance for all. If you’re ready to give 100% in helping us achieve our mission—we’d love to have you apply even if you feel unsure about whether you meet every single requirement in this posting.

At Robinhood, we're looking for people invigorated by our mission, values, and drive to change the world, not just those who simply check off all the boxes. Robinhood embraces a diversity of backgrounds and experiences and provides equal opportunity for all applicants and employees. We are dedicated to building a company that represents a variety of backgrounds, perspectives, and skills. We believe that the more inclusive we are, the better our work (and work environment) will be for everyone.

Senior Brokerage Operations Lead employer: Robinhood

At Robinhood, we pride ourselves on being a forward-thinking fintech company that champions accessibility in finance. Our London office fosters a collaborative and inclusive work culture, offering employees the chance to grow alongside industry leaders while contributing to our mission of democratizing finance. With a focus on professional development and a commitment to innovation, we provide a dynamic environment where your ideas can flourish and make a real impact.
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Contact Detail:

Robinhood Recruiting Team

StudySmarter Expert Advice 🤫

We think this is how you could land Senior Brokerage Operations Lead

✨Tip Number 1

Familiarise yourself with the latest trends in fintech and brokerage operations. Understanding the current landscape will not only help you during interviews but also demonstrate your passion for the industry.

✨Tip Number 2

Network with professionals in the financial services sector, especially those who work in operations or compliance. Engaging with industry peers can provide valuable insights and potentially lead to referrals.

✨Tip Number 3

Prepare to discuss specific examples of how you've improved operational processes in previous roles. Highlighting your problem-solving skills and adaptability will resonate well with the hiring team.

✨Tip Number 4

Showcase your collaborative mindset by being ready to discuss how you've successfully worked across different teams. Emphasising your ability to coordinate and communicate effectively will align with Robinhood's values.

We think you need these skills to ace Senior Brokerage Operations Lead

Operational Management
Regulatory Compliance
Financial Services Knowledge
Brokerage Operations Expertise
Risk Management
Data Analysis
Process Improvement
Project Coordination
Attention to Detail
Problem-Solving Skills
Communication Skills
Collaboration
Adaptability
Self-Starter
Chartered Institute for Securities & Investment Certifications

Some tips for your application 🫡

Tailor Your CV: Make sure your CV highlights relevant experience in brokerage operations and regulatory compliance. Use specific examples that demonstrate your adaptability and problem-solving skills, as these are key traits for the role.

Craft a Compelling Cover Letter: In your cover letter, express your passion for fintech and how it aligns with Robinhood's mission to democratise finance. Mention your experience with operational processes and your ability to work collaboratively across teams.

Showcase Your Knowledge: Demonstrate your understanding of UK tax wrappers, trading operations, and operational risk management in your application. This will show that you have the necessary expertise for the Senior Brokerage Operations Lead position.

Highlight Soft Skills: Emphasise your exceptional attention to detail, communication skills, and collaborative mindset. These soft skills are crucial for the role and will help you stand out as a candidate who can thrive in a fast-paced environment.

How to prepare for a job interview at Robinhood

✨Understand the Company’s Mission

Before your interview, make sure you fully grasp Robinhood's mission to democratise finance. Be prepared to discuss how your values align with theirs and how you can contribute to this vision.

✨Showcase Your Operational Expertise

Highlight your experience in brokerage operations and regulatory compliance. Be ready to provide specific examples of how you've improved processes or managed risks in previous roles.

✨Demonstrate Adaptability

Given the fast-paced nature of fintech, illustrate your ability to handle ambiguity and shifting priorities. Share instances where you've successfully navigated change or uncertainty in your work.

✨Prepare for Cross-Functional Collaboration

Since the role involves partnering with various teams, think of examples that showcase your collaborative mindset. Discuss how you've worked with different departments to achieve common goals.

Senior Brokerage Operations Lead
Robinhood
R
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