Risk and Compliance Senior Associate in London

Risk and Compliance Senior Associate in London

London Full-Time 60000 - 75000 £ / year (est.) No working from home possible
Robinhood

At a Glance

  • Tasks: Shape and strengthen compliance programs while tackling financial regulations.
  • Company: Join Robinhood, a leader in democratizing finance for all.
  • Benefits: Competitive pay, flexible benefits, mental health support, and generous time off.
  • Other info: Dynamic London office with a focus on collaboration and innovation.
  • Why this job: Be at the forefront of a historic financial shift and make a real impact.
  • Qualifications: 3-5 years in compliance within UK financial services and strong regulatory knowledge.

The predicted salary is between 60000 - 75000 £ per year.

Join us in building the future of finance. Our mission is to democratize finance for all. An estimated $124 trillion of assets will be inherited by younger generations in the next two decades. The largest transfer of wealth in human history. If you’re ready to be at the epicenter of this historic cultural and financial shift, keep reading.

About the team + role

We are building an elite team, applying frontier technologies to the world’s biggest financial problems. We’re looking for bold thinkers, sharp problem-solvers, and builders who are wired to make an impact. Robinhood isn’t a place for complacency; it’s where ambitious people do the best work of their careers. We’re a high-performing, fast-moving team with ethics and customers at the center of everything we do. Expectations are high, and so are the rewards.

The Risk & Compliance team supports Robinhood’s mission by building practical, scalable compliance frameworks that enable responsible growth across our products and services. The team partners closely with Legal, Product, Operations, and business leaders to manage regulatory requirements and enable good outcomes for customers while supporting innovation in financial services. Team members are expected to apply sound judgment, communicate clearly, and contribute to a culture grounded in integrity, accountability, and continuous improvement.

We’re excited to continue growing our presence in the UK as we build products that expand access to financial markets for customers around the world! As a Risk & Compliance Senior Associate, you will help shape and strengthen Robinhood UK’s compliance program across a broad range of regulatory topics. You will lead key compliance initiatives, support the ongoing development of risk and control frameworks, and provide guidance to business partners on regulatory obligations, product design, and operational processes. The role requires strong practical knowledge of UK financial services regulation, the ability to manage competing priorities, and confidence working independently in a fast-moving environment. You will also contribute to process and product improvements and scalable compliance solutions that support the continued growth of Robinhood UK. This role is based in our London office, with in-person attendance expected at least 3 days per week. At Robinhood, we believe in the power of in-person work to accelerate progress, spark innovation, and strengthen community. Our office experience is intentional, energizing, and designed to fully support high-performing teams.

What you’ll do:

  • Support the design, implementation, and ongoing enhancement of compliance and risk management processes aligned with internal policies and regulatory requirements.
  • Lead components of the UK compliance monitoring program, including coordinating reviews, documenting findings, and tracking remediation activities.
  • Assess upcoming regulatory developments and evaluate the impact on policies, procedures, controls, and business operations.
  • Review and provide guidance on compliance approvals and escalation processes, including financial promotions, product reviews, complaints investigations, and customer communications.
  • Partner with Product, Legal, Operations, and business teams to identify risks, strengthen controls, and improve compliance-related processes and reporting.

What you bring:

  • Based in the United Kingdom.
  • Bachelor’s degree or equivalent practical experience.
  • 3-5 years of compliance experience within UK financial services, including experience working within an FCA-regulated environment.
  • Strong working knowledge of UK regulatory requirements, including Consumer Duty, financial promotions, complaints handling, governance, compliance monitoring, and risk & control frameworks.
  • Experience managing compliance projects or workstreams involving multiple business areas and operational stakeholders.
  • Clear written and verbal communication skills with strong attention to detail and sound problem-solving abilities.
  • Ability to operate independently, prioritize effectively, and adapt to changing business and regulatory requirements.
  • Comfortable reviewing operational processes, identifying control gaps, and recommending practical improvements.
  • Interest in financial technology and the evolving regulatory landscape impacting digital financial services.

What we offer:

  • Challenging, high-impact work to grow your career.
  • Performance driven compensation with multipliers for outsized impact, bonus programs, and equity ownership.
  • Top tier benefits to fuel your work, including supplemental health insurance, ancillary insurance, and mental health support programs.
  • Lifestyle wallet - a highly flexible employer-paid benefits spending account for expenses beyond traditional benefits such as wellness, childcare, learning, and more.
  • Time off to recharge including company holidays, paid time off, sick time, paid volunteer time off, parental leave, and more!
  • Exceptional office experience with catered meals, events, and comfortable workspaces.
  • Monthly commuter stipend to help offset in-office commuting costs.

If our mission energizes you and you’re ready to build the future of finance, we look forward to seeing your application. Robinhood provides equal opportunity for all applicants, offers reasonable accommodations upon request, and complies with applicable equal employment and privacy laws. Inclusion is built into how we hire and work—welcoming different backgrounds, perspectives, and experiences so everyone can do their best.

Risk and Compliance Senior Associate in London employer: Robinhood

At Robinhood, we are committed to fostering a dynamic and inclusive work environment that empowers our employees to thrive. Our London office offers a vibrant culture where collaboration and innovation are at the forefront, supported by top-tier benefits and a focus on personal and professional growth. Join us to be part of a mission-driven team that values integrity, accountability, and the opportunity to make a significant impact in the evolving landscape of financial services.

Robinhood

Contact Details:

Robinhood Recruitment Team

StudySmarter Expert Advice🤫

We think this is how you could land Risk and Compliance Senior Associate in London

Tip Number 1

Network like a pro! Reach out to people in the finance and compliance sectors, especially those at Robinhood. A friendly chat can open doors that a CV just can't.

Tip Number 2

Prepare for interviews by diving deep into Robinhood's mission and values. Show us how your skills align with our goal of democratizing finance and making an impact in the industry.

Tip Number 3

Practice your problem-solving skills! We love bold thinkers who can tackle complex issues. Be ready to discuss real-world scenarios and how you'd approach them during interviews.

Tip Number 4

Don’t forget to apply through our website! It’s the best way to ensure your application gets noticed. Plus, it shows you’re genuinely interested in being part of our team.

We think you need these skills to ace Risk and Compliance Senior Associate in London

Compliance Knowledge
UK Financial Services Regulation
FCA Regulatory Environment
Consumer Duty
Financial Promotions
Complaints Handling
Governance

Some tips for your application 🫡

Tailor Your Application:Make sure to customise your CV and cover letter for the Risk and Compliance Senior Associate role. Highlight your relevant experience in UK financial services and compliance, showing us how you can contribute to our mission.

Showcase Your Problem-Solving Skills:We love bold thinkers! In your application, share examples of how you've tackled complex compliance challenges in the past. This will help us see your sharp problem-solving abilities in action.

Be Clear and Concise:When writing your application, clarity is key. Use straightforward language and structure your thoughts logically. We appreciate attention to detail, so make sure your writing is free from errors.

Apply Through Our Website:We encourage you to submit your application directly through our website. It’s the best way for us to receive your details and ensures you’re considered for this exciting opportunity at Robinhood!

How to prepare for a job interview at Robinhood

Know Your Regulations

Make sure you brush up on UK financial services regulations, especially those related to compliance and risk management. Being able to discuss specific regulations like Consumer Duty or financial promotions will show that you're not just familiar with the basics but are ready to dive deep into the role.

Showcase Your Problem-Solving Skills

Prepare examples of how you've tackled compliance challenges in the past. Think about situations where you identified control gaps or improved processes. This will demonstrate your ability to think critically and act decisively, which is crucial for a Risk and Compliance Senior Associate.

Communicate Clearly

Since clear communication is key in this role, practice articulating your thoughts on complex compliance topics. You might even want to do a mock interview with a friend to refine your delivery. Remember, it's not just what you say, but how you say it that counts!

Emphasise Team Collaboration

This position involves working closely with various teams like Legal and Product. Be ready to discuss how you've successfully collaborated with different stakeholders in previous roles. Highlighting your teamwork skills will show that you can thrive in Robinhood's fast-paced environment.