At a Glance
- Tasks: Lead the Risk Compliance programme and ensure regulatory adherence in a dynamic financial environment.
- Company: Join a forward-thinking financial firm based in London with a strong risk culture.
- Benefits: Top-tier benefits, equity ownership, wellness programmes, and access to AI tools.
- Other info: Opportunity for leadership and career growth in a multinational team.
- Why this job: Make a significant impact on compliance strategy while working with cutting-edge technology.
- Qualifications: 10+ years of regulatory experience and strong analytical skills required.
The predicted salary is between 51750 - 63250 £ per year.
In this role, you will lead the Risk Compliance programme of the UK organisation and act as the primary contact for the FCA and regulatory authorities. You will work in London, responsible for regulatory compliance, AML/KYC frameworks, and Consumer Duty, while promoting a strong risk culture within the company. You will collaborate closely with senior management, the MLRO, and other departments to implement regulatory requirements and proactively manage risks. The position offers influence on strategic compliance issues in a dynamic, technology-driven financial environment.
Pay / Benefits
- In-person office five days a week
- Top-tier benefits including health and wellness programmes
- Equity ownership and performance-based compensation
- Access to AI tools and continuous AI capabilities
- Employee-supported benefits wallet
- Vacation, parental leave, and other time off
Responsibilities
- Monitor and maintain the compliance framework according to FCA requirements
- Monitor regulatory developments and their impact on the business
- Develop and implement the annual compliance monitoring plan and remediation of issues
- Provide practical regulatory advice to senior management on investments and crypto products
- Main point of contact for the FCA and relevant regulatory authorities
- Responsible for Consumer Duty oversight
- Monitor financial crime and AML frameworks with the MLRO
- Identify and assess risks with the 1st line of defence
- Review financial promotions, website content, and marketing communications
- Lead the Risk Compliance Committee
- Training, guidance, and independent investigations on compliance issues
- Establish values, risk culture, and risk tolerance at the board level
Key requirements
- 10+ years of regulatory experience in FCA-regulated firms
- FCA SMF16 approval or willingness to obtain
- Good knowledge of the FCA Handbook, Consumer Duty, UK Money Laundering Regulations, SM CR
- Experience in FCA supervisory authorisations interactions
- Strong analytical, organisational, and communication skills
- Pragmatic, risk-based compliance approach
- Strong attention to detail and problem-solving skills
- Experience in a multinational team environment and large projects
- Knowledge and proven use of AI
- Leadership skills
- Stakeholder-oriented communication
- Proactivity
- FCA Handbook knowledge
- Consumer Duty
- UK Money Laundering Regulations
Chief Compliance Officer, UK employer: Robinhood Financial
At Robinhood Financial, we pride ourselves on fostering a dynamic and inclusive work culture that empowers our employees to innovate and grow. As a Senior Backend Engineer in London, you'll enjoy competitive equity options, comprehensive benefits, and opportunities for professional development while working at the forefront of the crypto custody space. Join us to be part of a team that values collaboration, creativity, and the drive to make financial services accessible to all.
StudySmarter Expert Advice🤫
We think this is how you could land Chief Compliance Officer, UK
✨Join Compliance Communities
Get involved in compliance and risk communities — both online and offline. Look for forums, LinkedIn groups, or even local meetups where compliance pros hang out. You never know who might drop a job opportunity your way!
✨Attend Industry Conferences
Keep an eye out for compliance and risk management conferences and workshops in your area. These events are a goldmine for networking, and they often have job boards or recruiters on-site looking for new talent. Plus, it’s a chance to learn what's trending in the field.
✨Leverage Your University Career Services
If you’ve recently graduated or are still studying, head over to your university's career services. Many companies, including those in compliance, actively recruit fresh talent through these services, so make sure you tap into that resource.
✨Showcase Your Knowledge Online
Start writing articles or blog posts about compliance topics that interest you. Share them on platforms like LinkedIn to demonstrate your knowledge and passion. This not only builds your presence in the field but can also catch the attention of companies like Robinhood Financial looking for candidates who are engaged and informed.
We think you need these skills to ace Chief Compliance Officer, UK
Some tips for your application 🫡
Show Your Understanding of Compliance:In the compliance-risk field, it's super important to showcase your understanding of regulations and risk management frameworks. Highlight any relevant coursework, certifications (like ICA or AML), or even projects that demonstrate your knowledge and commitment to this area. We want to see how you can navigate this complex landscape!
Quantify Your Achievements:When detailing your experience, try to quantify your achievements. For example, if you've previously worked on a project that improved compliance metrics or reduced risk exposure, give us the numbers! This data-driven approach really stands out to hiring managers in compliance-risk roles.
Tailor Your CV to Reflect Relevant Skills:Make sure your CV highlights skills that are particularly relevant to compliance, like attention to detail, analytical thinking, and report writing. Ensure these are easy to spot – consider using bullet points to break down your responsibilities and achievements for maximum impact!
Craft a Motivating Cover Letter:In your cover letter, let us know why you’re excited about the compliance-risk role at Robinhood Financial. Share what motivates you about compliance, and how you believe you can contribute to our mission. This is your chance to showcase not only your skills but also your passion for this important field!
How to prepare for a job interview at Robinhood Financial
✨Master the Regulations
Brush up on key compliance regulations relevant to the industry you're applying to. Familiarising yourself with specific laws and frameworks used in your field will give you an edge during technical questions. Show that you’re not just aware of them but can also apply them—think real-life scenarios!
✨Show Your Analytical Skills
Compliance roles really focus on analytical skills, so be prepared for case studies or situational questions during the interview. We've got to demonstrate how we approach risk assessments or compliance audits, possibly drawing on examples from past experiences or university projects. Bring some thoughtful case scenarios to discuss!
✨Know Your Tools
Get comfortable with commonly used compliance software and tools. Familiarity with platforms like RSA or MetricStream can really impress during your interview, as it shows you're ready to hit the ground running. If you’ve had any experience with them, make sure to highlight that!
✨Align with Company Culture
Since it's a full-time position, show your long-term commitment and interest in the company’s mission and values. Dive into how your ethics and professional philosophy align with Robinhood Financial’s stance on compliance. A shared vision can really resonate with interviewers looking for fit as much as skill!
