At a Glance
- Tasks: Provide compliance advice and support across retail banking products and customer journeys.
- Company: Established international banking organisation with a focus on retail compliance.
- Benefits: Competitive salary, opportunity for professional growth, and a dynamic work environment.
- Other info: 12-month FTC with opportunities to influence regulatory practices.
- Why this job: Join a team that values fair customer outcomes and sustainable growth in banking.
- Qualifications: Experience in retail banking compliance and strong advisory skills.
The predicted salary is between 70000 - 90000 € per year.
Established international banking organisation is seeking an experienced Compliance Officer to join its Retail Compliance team on a 12-month FTC. Salary range between £70,000 - £90,000.
This is an excellent opportunity for a pragmatic and commercially minded compliance professional with strong retail banking experience to work closely with business stakeholders across a broad range of retail banking products and customer journeys. The successful candidate will act as a trusted compliance adviser, supporting the business on regulatory and conduct risk matters while helping to deliver fair customer outcomes and sustainable growth.
Key Responsibilities- Provide practical, risk-based compliance advice across retail banking products and activities
- Support product areas including transactional banking, savings, regulated and unregulated lending
- Advise on Consumer Duty, product governance, fair value assessments and customer outcomes
- Provide compliance input on digital, online and telephony distribution channels
- Identify and assess regulatory risks and potential breaches, ensuring appropriate escalation where required
- Participate in governance forums, risk assessments and incident management processes
- Support regulatory reporting obligations and regulatory change initiatives
- Interpret regulatory developments and communicate clear guidance to stakeholders
Compliance Officer FTC employer: Robert Walters
As a leading international banking organisation, we pride ourselves on fostering a dynamic and inclusive work culture that values compliance professionals. Our Retail Compliance team offers a collaborative environment where you can thrive, with opportunities for professional growth and development while making a meaningful impact on customer outcomes. Join us in a role that not only rewards your expertise with a competitive salary but also allows you to contribute to sustainable growth in the retail banking sector.
StudySmarter Expert Advice🤫
We think this is how you could land Compliance Officer FTC
✨Tip Number 1
Network like a pro! Reach out to your connections in the banking sector, especially those in compliance roles. A friendly chat can lead to insider info about job openings or even a referral.
✨Tip Number 2
Prepare for interviews by brushing up on your knowledge of regulatory frameworks and compliance best practices. We recommend practising common interview questions related to compliance scenarios to showcase your expertise.
✨Tip Number 3
Don’t underestimate the power of follow-ups! After an interview, drop a quick thank-you email to express your appreciation and reiterate your interest in the role. It keeps you fresh in their minds!
✨Tip Number 4
Apply through our website for the best chance at landing that Compliance Officer role. We make it easy for you to showcase your skills and experience directly to the hiring team!
We think you need these skills to ace Compliance Officer FTC
Some tips for your application 🫡
Tailor Your CV:Make sure your CV is tailored to the Compliance Officer role. Highlight your retail banking experience and any relevant compliance achievements. We want to see how your skills align with our needs!
Craft a Compelling Cover Letter:Your cover letter is your chance to shine! Use it to explain why you're the perfect fit for this role. Share specific examples of how you've provided compliance advice in the past and how you can help us deliver fair customer outcomes.
Showcase Your Regulatory Knowledge:We’re looking for someone who knows their stuff when it comes to regulatory risks and compliance matters. Make sure to mention any relevant regulations you’ve worked with, especially around Consumer Duty and product governance.
Apply Through Our Website:Don’t forget to apply through our website! It’s the best way for us to receive your application and ensures you’re considered for the role. Plus, it shows you’re keen on joining our team!
How to prepare for a job interview at Robert Walters
✨Know Your Compliance Stuff
Make sure you brush up on the latest regulations and compliance frameworks relevant to retail banking. Be ready to discuss how you've applied this knowledge in previous roles, especially around Consumer Duty and product governance.
✨Showcase Your Stakeholder Skills
Since you'll be working closely with business stakeholders, prepare examples of how you've successfully collaborated with different teams. Highlight your ability to provide practical compliance advice that balances risk with business needs.
✨Prepare for Scenario Questions
Expect questions that put you in hypothetical situations related to regulatory risks or compliance breaches. Think through your approach to these scenarios, focusing on how you'd ensure fair customer outcomes while supporting business objectives.
✨Stay Updated on Regulatory Changes
Keep an eye on recent regulatory developments in the banking sector. Being able to discuss how these changes might impact the organisation will show your proactive approach and understanding of the compliance landscape.