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- Tasks: Ensure compliance with financial regulations and manage risks effectively.
- Company: Join a leading financial services team in Birmingham.
- Benefits: Temp to perm contract with immediate start after DBS clearance.
- Why this job: Make a real impact by safeguarding the business from financial risks.
- Qualifications: Experience in compliance and strong analytical skills required.
- Other info: Full-time role with opportunities for career growth.
The predicted salary is between 36000 - 60000 £ per year.
We are seeking a proactive and detail-oriented Compliance Officer to join our financial services team. This role is critical in ensuring the business adheres to regulatory requirements and manages financial risk effectively. You will work closely with internal stakeholders to maintain compliance frameworks and mitigate risk across all operations.
Key Responsibilities
- Monitor and enforce compliance with financial regulations and internal policies.
- Identify, assess, and report on financial risks within the business.
- Develop and maintain compliance documentation and risk registers.
- Conduct regular audits and reviews to ensure adherence to regulatory standards.
- Liaise with regulatory bodies and respond to compliance queries.
- Provide guidance and training to staff on compliance and risk management.
- Support investigations into compliance breaches and implement corrective actions.
Requirements
- Previous experience in compliance within financial services.
- Strong understanding of financial risk management and regulatory frameworks.
- Excellent attention to detail and analytical skills.
- Ability to work independently and communicate effectively with stakeholders.
- Must pass DBS checks prior to starting (fast-track process).
Contract Details
- Working Pattern: Full-time, 5 days onsite in Birmingham.
- Contract Type: Temporary to Permanent.
- Start Date: Immediate after DBS clearance.
Compliance officer in Birmingham employer: Robert Walters
Contact Detail:
Robert Walters Recruiting Team
StudySmarter Expert Advice 🤫
We think this is how you could land Compliance officer in Birmingham
✨Tip Number 1
Network like a pro! Reach out to your connections in the financial services sector and let them know you're on the hunt for a Compliance Officer role. You never know who might have the inside scoop on job openings or can put in a good word for you.
✨Tip Number 2
Prepare for interviews by brushing up on your knowledge of compliance regulations and financial risk management. We recommend practising common interview questions and scenarios related to compliance to show you're ready to tackle the challenges head-on.
✨Tip Number 3
Don’t forget to showcase your attention to detail! During interviews, share specific examples of how you've identified and mitigated risks in previous roles. This will demonstrate your proactive approach and make you stand out as a candidate.
✨Tip Number 4
Apply through our website for the best chance at landing that Compliance Officer gig! We’re always looking for passionate individuals who are ready to make an impact in the financial services industry, so don’t miss out on the opportunity.
We think you need these skills to ace Compliance officer in Birmingham
Some tips for your application 🫡
Tailor Your CV: Make sure your CV highlights your experience in compliance and financial services. Use keywords from the job description to show we’re a perfect match for each other!
Craft a Compelling Cover Letter: Your cover letter is your chance to shine! Explain why you’re passionate about compliance and how your skills can help us manage financial risks effectively.
Showcase Your Attention to Detail: As a Compliance Officer, attention to detail is key. Make sure your application is free from typos and errors – it’s a great way to demonstrate this skill right from the start!
Apply Through Our Website: We love seeing applications come through our website! It’s the best way to ensure your application gets the attention it deserves. Don’t miss out on this opportunity!
How to prepare for a job interview at Robert Walters
✨Know Your Regulations
Make sure you brush up on the key financial regulations relevant to the role. Understanding compliance frameworks and recent changes in legislation will show that you're proactive and knowledgeable, which is exactly what they’re looking for.
✨Prepare Real-Life Examples
Think of specific instances where you've successfully managed compliance issues or mitigated risks in your previous roles. Being able to share these experiences will demonstrate your practical understanding and ability to handle similar situations in their organisation.
✨Show Your Attention to Detail
As a Compliance Officer, attention to detail is crucial. During the interview, highlight your methods for ensuring accuracy in compliance documentation and audits. You might even want to mention any tools or systems you’ve used to maintain high standards.
✨Ask Insightful Questions
Prepare some thoughtful questions about their compliance processes and how they handle regulatory changes. This not only shows your interest in the role but also gives you a chance to assess if their approach aligns with your values and work style.
