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- Tasks: Provide compliance advice and review marketing materials for UK funds.
- Company: Leading global investor in asset management and retirement solutions.
- Benefits: Competitive salary up to £100,000 and hybrid working options.
- Why this job: Join a high-performing team and shape compliance in financial services.
- Qualifications: Strong understanding of UK regulatory frameworks and financial promotion rules.
- Other info: Dynamic role with opportunities for professional growth in a collaborative environment.
The predicted salary is between 80000 - 100000 £ per year.
Compliance Manager - Marketing and Distribution for a leading global investor, with a long-standing history in asset management, retirement, and protection solutions. Salary up to £100,000 for a 12 month contract.
Responsibilities
- Providing written and verbal compliance advice to Marketing and Distribution teams on the promotion and distribution of UK collective and pension funds.
- Reviewing marketing materials and advising on applicable marketing and disclosure requirements for UK funds.
- Participating in regulatory and business-led projects, including assessing regulatory requirements, attending working groups, and preparing compliance reports.
- Advising on product development, management, and distribution to ensure fair customer outcomes, regulatory compliance, and alignment with conduct risk appetite.
- Maintaining up-to-date knowledge of regulatory developments and supporting responses to consultations and regulatory change initiatives.
- Escalating and reporting relevant matters to product providers and attending associated governance meetings.
- Building strong working relationships with business areas and risk/compliance teams to coordinate responses to regulatory developments impacting UK funds.
- Supporting the Chief Compliance Officer and wider compliance team through tool development, promoting a strong compliance culture, and providing ad-hoc support as required.
Skills and experience
- The successful candidate will demonstrate a strong understanding of the regulatory framework applying to UK UCITS and AIF product providers.
- Good knowledge of UK financial promotion and marketing rules, guidance, and market practice.
- Experience analysing emerging regulatory risks and advising on their business impact.
- Practical knowledge of FCA rules and their real-world application.
- A solid understanding of UK investment products and fund management activities.
- Proven experience interpreting regulatory requirements and developing compliant, commercially pragmatic solutions.
- Strong communication skills, including experience presenting reports to senior management and stakeholders.
- A proactive, positive, and high-energy approach, with the ability to operate effectively within a high-performing compliance team.
About the job
- Contract Type: Temporary Interim Management
- Focus: Compliance
- Workplace Type: Hybrid
- Experience Level: Mid Management
- Location: City of London
- Specialism: Risk & Compliance
- Industry: Financial Services
- Salary: £80,000 - £100,000 per annum
Compliance Manager - Marketing and Distribution in City of London employer: Robert Walters UK
Contact Detail:
Robert Walters UK Recruiting Team
StudySmarter Expert Advice 🤫
We think this is how you could land Compliance Manager - Marketing and Distribution in City of London
✨Network Like a Pro
Get out there and connect with people in the industry! Attend events, join online forums, and don’t be shy about reaching out on LinkedIn. Building relationships can open doors that a CV just can’t.
✨Ace the Informational Interview
Set up informal chats with professionals in compliance or marketing. Ask them about their experiences and insights. This not only helps you learn but also puts you on their radar for future opportunities.
✨Showcase Your Knowledge
Stay updated on the latest regulatory changes and trends in the financial services sector. When you get the chance to chat with potential employers, drop some knowledge bombs to show you’re on top of your game!
✨Apply Through Our Website
Don’t forget to check out our job listings on the StudySmarter website! Applying directly through us can give you an edge, as we love seeing candidates who are proactive and engaged.
We think you need these skills to ace Compliance Manager - Marketing and Distribution in City of London
Some tips for your application 🫡
Tailor Your Application: Make sure to customise your CV and cover letter to highlight your experience in compliance, especially in marketing and distribution. We want to see how your skills align with the specific requirements mentioned in the job description.
Showcase Your Knowledge: Demonstrate your understanding of UK financial promotion and marketing rules. We love candidates who can articulate their knowledge of regulatory frameworks and how they apply to real-world scenarios, so don’t hold back!
Be Clear and Concise: When writing your application, keep it straightforward and to the point. We appreciate clarity, so make sure your key achievements and experiences stand out without unnecessary fluff.
Apply Through Our Website: We encourage you to submit your application through our website. It’s the best way for us to receive your details and ensures you’re considered for the role. Plus, it’s super easy!
How to prepare for a job interview at Robert Walters UK
✨Know Your Regulations
Make sure you brush up on the UK regulatory framework, especially around UCITS and AIF product providers. Being able to discuss specific regulations and how they apply to marketing and distribution will show that you're not just familiar with the rules, but that you can also navigate them effectively.
✨Showcase Your Communication Skills
Prepare to demonstrate your strong communication skills by discussing past experiences where you've presented compliance reports or advised teams. Use examples that highlight your ability to convey complex information clearly and effectively, especially to senior management and stakeholders.
✨Be Proactive and Positive
Exude a proactive and positive attitude during the interview. Share instances where you've taken initiative in previous roles, whether it was developing compliance tools or leading projects. This will reflect your high-energy approach and fit within a high-performing compliance team.
✨Build Relationships
Discuss your experience in building strong working relationships with various teams, including risk and compliance. Highlight how these relationships have helped you coordinate responses to regulatory developments and ensure fair customer outcomes, which is crucial for this role.
