Our client is a leading financial services firm that is making a significant investment in its Market Surveillance function. This is an exciting opportunity to join a growing team that plays a key role in ensuring compliance with market abuse regulations while supporting the firm's commitment to integrity and transparency. The Role: We are working with our client to recruit experienced Market Surveillance Analysts at Associate, AVP, and VP levels. Reporting to the Head of Market Abuse, this role offers broad exposure across the full surveillance lifecycle. From reviewing initial alerts and escalating issues to conducting detailed investigations and submitting STORs to the FCA, this position provides variety and ownership. The role also involves monitoring a wide range of products, including Equities (listed, Futures Options), Commodities (listed/non-physical), and other financial instruments. It is well-suited for individuals who enjoy hands-on work and want to be involved in every stage of the process. Key Responsibilities: Reviewing alerts generated by surveillance systems and identifying potential issues Escalating concerns for further investigation when necessary Conducting detailed investigations into potential market abuse or misconduct Preparing and submitting Suspicious Transaction and Order Reports (STORs) t...
Surveillance Roles (Associate, AVP & VP) employer: Robert Walters Careers
Join a leading organisation in Walsall that values its employees and fosters a collaborative work culture. As a Group Financial Controller, you will benefit from competitive salary packages, opportunities for professional development, and the chance to make a significant impact on the company's financial strategy. With a commitment to compliance and efficiency, this role offers a rewarding environment where your expertise will be recognised and appreciated.
