Find a job 
Featured Companies 
Featured Universities 
For Companies At a Glance
- Tasks: Monitor trades and ensure compliance with market abuse regulations.
- Company: Join a leading brokerage firm in London focused on integrity and innovation.
- Benefits: Competitive salary, dynamic work environment, and opportunities for professional growth.
- Why this job: Be part of a crucial team that safeguards market integrity while developing your skills.
- Qualifications: 4+ years of experience with automated market abuse surveillance systems required.
- Other info: This role is essential for maintaining the firm's reputation and compliance.
The predicted salary is between 40000 - 84000 £ per year.
Trade Surveillance Officer
Brokerage
London
£50K-£60K
The role
- Responsibility to ensure proper implementation of the firm’s automated Market Abuse Surveillance System – currently under progress
- Conduct daily trade surveillance and identify potential STORs
- Ensure that the system remains ‘fit for purpose’ by calibrating parameters
- Work with the firm’s internal resources and external service providers to ensure the operation of a robust MAR surveillance system
- Timely review and closure of alerts. Escalation made where considered appropriate
- Produce meaningful management information
Requirements
Minimum of 4 years of relevant industry experience which should include the use of automated market abuse surveillance system/s
Trade Surveillance Officer (Brokerage) - London employer: Robert Half
Contact Detail:
Robert Half Recruiting Team
StudySmarter Expert Advice 🤫
We think this is how you could land Trade Surveillance Officer (Brokerage) - London
✨Tip Number 1
Make sure to familiarize yourself with the specific automated Market Abuse Surveillance Systems that are commonly used in the industry. Highlight any experience you have with these systems during your conversations.
✨Tip Number 2
Network with professionals in the brokerage and compliance sectors. Attend industry events or webinars where you can meet people who might provide insights or referrals for the Trade Surveillance Officer role.
✨Tip Number 3
Stay updated on the latest regulations and trends in market abuse surveillance. Being knowledgeable about current issues will help you stand out in discussions and interviews.
✨Tip Number 4
Prepare to discuss specific examples of how you've successfully identified and escalated potential STORs in your previous roles. Concrete examples will demonstrate your expertise and problem-solving skills.
We think you need these skills to ace Trade Surveillance Officer (Brokerage) - London
Some tips for your application 🫡
Understand the Role: Make sure to thoroughly read the job description for the Trade Surveillance Officer position. Understand the key responsibilities and requirements, especially regarding the automated Market Abuse Surveillance System.
Highlight Relevant Experience: In your CV and cover letter, emphasize your minimum of 4 years of relevant industry experience. Be specific about your experience with automated market abuse surveillance systems and any related achievements.
Tailor Your Application: Customize your application materials to reflect the specific skills and experiences that align with the job description. Use keywords from the job posting to demonstrate your fit for the role.
Prepare for Follow-Up: After submitting your application, be ready to discuss your experience in detail. Prepare examples of how you've successfully managed trade surveillance and calibrated parameters in previous roles.
How to prepare for a job interview at Robert Half
✨Know Your Surveillance Systems
Make sure you have a solid understanding of automated market abuse surveillance systems. Be prepared to discuss your experience with these systems and how you've calibrated parameters in the past.
✨Demonstrate Analytical Skills
Highlight your ability to analyze trade data and identify potential STORs. Prepare examples from your previous roles where you successfully detected anomalies or escalated alerts.
✨Collaboration is Key
Emphasize your experience working with both internal teams and external service providers. Share specific instances where collaboration led to improved surveillance outcomes.
✨Prepare for Scenario Questions
Expect scenario-based questions that test your problem-solving skills in real-time. Think about how you would handle specific situations related to trade surveillance and be ready to articulate your thought process.
