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For Companies At a Glance
- Tasks: Monitor trades and ensure compliance with market abuse regulations.
- Company: Join a leading brokerage firm in London focused on integrity and innovation.
- Benefits: Competitive salary, dynamic work environment, and opportunities for professional growth.
- Why this job: Be part of a crucial team that safeguards market integrity while developing your skills.
- Qualifications: 4+ years of experience with automated market abuse surveillance systems required.
- Other info: Opportunity to work with both internal teams and external partners.
The predicted salary is between 40000 - 84000 £ per year.
Trade Surveillance Officer
Brokerage
London
£50K-£60K
The role
- Responsibility to ensure proper implementation of the firm’s automated Market Abuse Surveillance System – currently under progress
- Conduct daily trade surveillance and identify potential STORs
- Ensure that the system remains ‘fit for purpose’ by calibrating parameters
- Work with the firm’s internal resources and external service providers to ensure the operation of a robust MAR surveillance system
- Timely review and closure of alerts. Escalation made where considered appropriate
- Produce meaningful management information
Requirements
Minimum of 4 years of relevant industry experience which should include the use of automated market abuse surveillance system/s
Trade Surveillance Officer (Brokerage) - London employer: Robert Half
Contact Detail:
Robert Half Recruiting Team
StudySmarter Expert Advice 🤫
We think this is how you could land Trade Surveillance Officer (Brokerage) - London
✨Tip Number 1
Familiarize yourself with the latest trends and regulations in market abuse surveillance. This knowledge will not only help you during interviews but also demonstrate your commitment to staying updated in this fast-paced industry.
✨Tip Number 2
Network with professionals in the brokerage and compliance sectors. Attend industry events or webinars where you can meet people who work in trade surveillance. Building these connections can lead to valuable insights and potential referrals.
✨Tip Number 3
Gain hands-on experience with automated market abuse surveillance systems if you haven't already. Consider taking online courses or certifications that focus on these systems to enhance your technical skills and make your application stand out.
✨Tip Number 4
Prepare for the interview by practicing common questions related to trade surveillance and market abuse. Be ready to discuss specific scenarios where you identified potential STORs and how you handled them, showcasing your problem-solving skills.
We think you need these skills to ace Trade Surveillance Officer (Brokerage) - London
Some tips for your application 🫡
Understand the Role: Make sure to thoroughly read the job description for the Trade Surveillance Officer position. Understand the key responsibilities and requirements, especially the importance of the automated Market Abuse Surveillance System.
Highlight Relevant Experience: In your CV and cover letter, emphasize your minimum of 4 years of relevant industry experience. Be specific about your experience with automated market abuse surveillance systems and any related achievements.
Showcase Your Skills: Detail your skills in trade surveillance, alert management, and calibration of parameters. Use examples from your past work to demonstrate how you have successfully implemented or improved surveillance systems.
Tailor Your Application: Customize your application materials to reflect the language and priorities mentioned in the job description. This shows that you are not only qualified but also genuinely interested in the role.
How to prepare for a job interview at Robert Half
✨Showcase Your Experience
Make sure to highlight your minimum of 4 years of relevant industry experience. Be prepared to discuss specific instances where you have successfully used automated market abuse surveillance systems.
✨Understand the System
Familiarize yourself with the firm's automated Market Abuse Surveillance System. Be ready to discuss how you would ensure it remains 'fit for purpose' and how you would calibrate parameters effectively.
✨Demonstrate Analytical Skills
Prepare examples that showcase your ability to conduct daily trade surveillance and identify potential STORs. Highlight your analytical skills and how they contribute to timely review and closure of alerts.
✨Collaboration is Key
Emphasize your experience working with both internal resources and external service providers. Discuss how collaboration has helped you maintain a robust MAR surveillance system in your previous roles.
