Regulatory Reporting Audit SME Consultant in Slough
Regulatory Reporting Audit SME Consultant

Regulatory Reporting Audit SME Consultant in Slough

Slough Freelance 60000 - 80000 £ / year (est.) Home office (partial)
Robert Half

At a Glance

  • Tasks: Provide expert insights on regulatory reporting audits and coach audit teams.
  • Company: Dynamic financial services firm with a focus on regulatory excellence.
  • Benefits: Competitive day-rate, flexible hybrid working, and valuable industry experience.
  • Other info: Contract role for 150 hours, ideal for experienced professionals.
  • Why this job: Make a real impact in banking regulation while enhancing your expertise.
  • Qualifications: Strong background in regulatory reporting and internal audit required.

The predicted salary is between 60000 - 80000 £ per year.

We are seeking an experienced Regulatory Reporting Subject Matter Expert (SME) to support the delivery of two linked audits within Finance, Treasury & Regulatory Reporting. The successful consultant will provide technical expertise on the regulatory reporting control environment, with particular focus on COREP, LCR and PRA 110 reporting.

This is a contract engagement suited to an individual with strong banking regulatory reporting and audit experience, who can support control assessment, substantive testing, stakeholder engagement and audit team coaching.

Key Responsibilities
  • Provide an expert opinion on the effectiveness of the regulatory reporting control environment.
  • Review regulatory reporting policies, procedures, governance and controls.
  • Advise on key risks, regulatory expectations and common industry challenges relating to COREP, LCR and PRA 110.
  • Support testing of key controls over the preparation and submission of regulatory returns.
  • Assist with substantive testing of selected reporting line items to assess completeness, accuracy and consistency.
  • Participate in stakeholder meetings for fact checking, walkthroughs, observation discussions and issue validation.
  • Identify control weaknesses, reporting risks and potential audit findings.
  • Support the drafting of clear, practical audit observations and recommendations.
  • Provide coaching and knowledge sharing to audit team members to build capability in regulatory reporting.
Required Experience
  • Strong experience in regulatory reporting, internal audit, finance controls, treasury, or risk within banking or financial services.
  • Deep understanding of COREP, LCR and PRA 110 reporting requirements.
  • Experience reviewing governance, process flows, reconciliations, data sourcing and control frameworks supporting regulatory returns.
  • Proven capability in performing detailed testing of regulatory reports and underlying source data.
  • Strong stakeholder management skills, including interaction with Finance, Treasury, Risk, Regulatory Reporting and Audit teams.
  • Ability to translate technical findings into concise audit observations and actionable recommendations.
  • Experience coaching or supporting less experienced team members.
Contract Requirements
  • This is a contract assignment for 150 hours.
  • Candidates must be available to deliver against agreed audit timelines and milestones.
  • Applicants must have the legal right to work in the UK.
  • Sponsorship is not expected to be available for this assignment.

Regulatory Reporting Audit SME Consultant in Slough employer: Robert Half

Join a dynamic and forward-thinking organisation that values expertise and innovation in the financial services sector. As a Regulatory Reporting Audit SME Consultant, you will benefit from a hybrid work model in London, fostering a collaborative culture that prioritises professional growth and development. With a focus on coaching and knowledge sharing, this role offers a unique opportunity to enhance your skills while contributing to impactful regulatory audits.
Robert Half

Contact Detail:

Robert Half Recruiting Team

StudySmarter Expert Advice 🤫

We think this is how you could land Regulatory Reporting Audit SME Consultant in Slough

✨Tip Number 1

Network like a pro! Reach out to your connections in the banking and finance sectors. Attend industry events or webinars where you can meet potential employers or colleagues who might know of openings. Remember, it’s all about who you know!

✨Tip Number 2

Prepare for interviews by brushing up on your COREP, LCR, and PRA 110 knowledge. Be ready to discuss specific examples from your past experiences that showcase your expertise in regulatory reporting and audit. We want to see you shine!

✨Tip Number 3

Don’t underestimate the power of follow-ups! After an interview, send a quick thank-you email to express your appreciation for the opportunity. It keeps you fresh in their minds and shows your enthusiasm for the role.

✨Tip Number 4

Apply through our website for the best chance at landing that contract! We’re always on the lookout for talented individuals like you, so make sure your application stands out by highlighting your relevant experience and skills.

We think you need these skills to ace Regulatory Reporting Audit SME Consultant in Slough

Regulatory Reporting Expertise
COREP Knowledge
LCR Knowledge
PRA 110 Knowledge
Internal Audit Experience
Finance Controls Understanding
Treasury Knowledge
Risk Management Skills
Control Assessment Skills
Substantive Testing Skills
Stakeholder Engagement Skills
Coaching and Mentoring Skills
Audit Observation Drafting
Governance Review Skills

Some tips for your application 🫡

Tailor Your CV: Make sure your CV highlights your experience in regulatory reporting and audit. We want to see how your skills align with the job description, especially around COREP, LCR, and PRA 110 reporting.

Craft a Compelling Cover Letter: Your cover letter is your chance to shine! Use it to explain why you're the perfect fit for this role. We love seeing enthusiasm and a clear understanding of the responsibilities outlined in the job description.

Showcase Your Stakeholder Management Skills: Since this role involves a lot of interaction with various teams, make sure to highlight your stakeholder management experience. We want to know how you've successfully engaged with Finance, Treasury, and Audit teams in the past.

Apply Through Our Website: Don't forget to submit your application through our website! It’s the best way for us to receive your details and keep track of your application. Plus, it shows you’re keen on joining our team!

How to prepare for a job interview at Robert Half

✨Know Your Regulatory Reporting Inside Out

Make sure you brush up on your knowledge of COREP, LCR, and PRA 110 reporting. Be ready to discuss specific examples from your past experience where you've successfully navigated these areas. This will show that you’re not just familiar with the terms but can apply them in real-world scenarios.

✨Prepare for Stakeholder Engagement Questions

Since stakeholder management is key for this role, think about times when you've effectively communicated with different teams. Prepare a couple of anecdotes that highlight your ability to engage with Finance, Treasury, and Audit teams, as well as how you handled any challenges that arose.

✨Showcase Your Coaching Skills

The job requires you to coach and support less experienced team members. Be ready to share examples of how you've mentored others in the past. Highlight your approach to knowledge sharing and how it has positively impacted your team’s performance.

✨Be Ready for Technical Questions

Expect some technical questions related to regulatory reporting controls and audit processes. Brush up on your understanding of governance, process flows, and data sourcing. Being able to articulate your thought process during these discussions will demonstrate your expertise and confidence.

Regulatory Reporting Audit SME Consultant in Slough
Robert Half
Location: Slough

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