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- Tasks: Provide expert insights on regulatory reporting audits and coach audit teams.
- Company: Dynamic financial services firm with a focus on regulatory excellence.
- Benefits: Competitive day-rate, flexible hybrid working, and valuable industry experience.
- Other info: Contract role for 150 hours, ideal for experienced professionals.
- Why this job: Make a real impact in banking regulation while enhancing your expertise.
- Qualifications: Strong background in regulatory reporting and internal audit required.
The predicted salary is between 60000 - 80000 £ per year.
We are seeking an experienced Regulatory Reporting Subject Matter Expert (SME) to support the delivery of two linked audits within Finance, Treasury & Regulatory Reporting. The successful consultant will provide technical expertise on the regulatory reporting control environment, with particular focus on COREP, LCR and PRA 110 reporting.
This is a contract engagement suited to an individual with strong banking regulatory reporting and audit experience, who can support control assessment, substantive testing, stakeholder engagement and audit team coaching.
Key Responsibilities- Provide an expert opinion on the effectiveness of the regulatory reporting control environment.
- Review regulatory reporting policies, procedures, governance and controls.
- Advise on key risks, regulatory expectations and common industry challenges relating to COREP, LCR and PRA 110.
- Support testing of key controls over the preparation and submission of regulatory returns.
- Assist with substantive testing of selected reporting line items to assess completeness, accuracy and consistency.
- Participate in stakeholder meetings for fact checking, walkthroughs, observation discussions and issue validation.
- Identify control weaknesses, reporting risks and potential audit findings.
- Support the drafting of clear, practical audit observations and recommendations.
- Provide coaching and knowledge sharing to audit team members to build capability in regulatory reporting.
- Strong experience in regulatory reporting, internal audit, finance controls, treasury, or risk within banking or financial services.
- Deep understanding of COREP, LCR and PRA 110 reporting requirements.
- Experience reviewing governance, process flows, reconciliations, data sourcing and control frameworks supporting regulatory returns.
- Proven capability in performing detailed testing of regulatory reports and underlying source data.
- Strong stakeholder management skills, including interaction with Finance, Treasury, Risk, Regulatory Reporting and Audit teams.
- Ability to translate technical findings into concise audit observations and actionable recommendations.
- Experience coaching or supporting less experienced team members.
- This is a contract assignment for 150 hours.
- Candidates must be available to deliver against agreed audit timelines and milestones.
- Applicants must have the legal right to work in the UK.
- Sponsorship is not expected to be available for this assignment.
Regulatory Reporting Audit SME Consultant in London employer: Robert Half
Contact Detail:
Robert Half Recruiting Team
StudySmarter Expert Advice 🤫
We think this is how you could land Regulatory Reporting Audit SME Consultant in London
✨Tip Number 1
Network like a pro! Reach out to your connections in the banking and finance sectors. Attend industry events or webinars where you can meet potential employers or colleagues who might know of openings. Remember, it’s all about who you know!
✨Tip Number 2
Prepare for interviews by brushing up on your COREP, LCR, and PRA 110 knowledge. Be ready to discuss specific examples from your past experiences that showcase your expertise in regulatory reporting and audit. We want to see you shine!
✨Tip Number 3
Don’t underestimate the power of follow-ups! After an interview, drop a quick thank-you email to express your appreciation and reiterate your interest in the role. It keeps you fresh in their minds and shows your enthusiasm.
✨Tip Number 4
Apply through our website for the best chance at landing that contract! We’re always on the lookout for talented individuals like you, so make sure your application stands out and showcases your regulatory reporting skills.
We think you need these skills to ace Regulatory Reporting Audit SME Consultant in London
Some tips for your application 🫡
Tailor Your CV: Make sure your CV highlights your experience in regulatory reporting and audit. We want to see how your skills align with the job description, so don’t be shy about showcasing your expertise in COREP, LCR, and PRA 110.
Craft a Compelling Cover Letter: Your cover letter is your chance to shine! Use it to explain why you’re the perfect fit for this role. We love seeing candidates who can connect their past experiences to the responsibilities listed in the job description.
Showcase Your Stakeholder Management Skills: Since this role involves a lot of interaction with various teams, make sure to highlight your stakeholder management experience. We want to know how you've successfully engaged with Finance, Treasury, and Audit teams in the past.
Apply Through Our Website: Don’t forget to submit your application through our website! It’s the best way for us to receive your details and ensures you’re considered for the role. Plus, we love seeing applications come directly from our site!
How to prepare for a job interview at Robert Half
✨Know Your Regulatory Reporting Inside Out
Make sure you brush up on your knowledge of COREP, LCR, and PRA 110 reporting. Be ready to discuss how these frameworks impact the regulatory reporting control environment and share any relevant experiences you've had in your previous roles.
✨Prepare for Stakeholder Engagement Scenarios
Think about past experiences where you’ve interacted with various stakeholders, especially in finance and audit contexts. Prepare examples that showcase your ability to communicate complex regulatory issues clearly and effectively.
✨Showcase Your Coaching Skills
Since the role involves coaching less experienced team members, be prepared to discuss your approach to mentoring. Share specific instances where you’ve helped others develop their skills in regulatory reporting or audit processes.
✨Be Ready for Technical Questions
Expect technical questions related to regulatory reporting controls and audit processes. Practice articulating your thought process when identifying control weaknesses or assessing risks, as this will demonstrate your expertise and analytical skills.